Individuals in the Syracuse area who are looking to get into the securities industry may want to reach out to Varsity Tutors to enroll in Syracuse SIE prep. The SIE, or the Securities Industry Essentials exam, covers the topics that are considered fundamental to working in the securities industry. While passing the SIE is not enough to qualify you for registration with a FINRA member firm, it is one part of the process. After passing the SIE, individuals need to take a qualification exam that is relevant to the specific area in which they want to specialize. These include the Series 52, Series 79, and Series 7, to name a few. The SIE covers an extensive amount of material related to the securities industry. As such, going through a complete review of the concepts is usually a good place to start as you prepare for the exam. If you feel like you could benefit from receiving some guidance as you study, it might be a wise decision to sign up for Syracuse SIE prep.
What concepts can be covered during Syracuse SIE prep?
The SIE, which is sometimes referred to as the Essentials exam, covers topics related to working in the securities industry. Some of the concepts involved include prohibited practices, different types of products and the risks they may pose, regulatory agencies and how they function, and how securities industry markets are structured. From a more specific standpoint, the test contains questions concerning customer account registrations, direct participation programs, and business economic factors, among others. In total, the exam has 75 multiple choice questions and you must obtain a score of 70 percent or higher to pass it.
Reviewing the material on the exam plays an essential role in preparing for the SIE. However, it can also be worth your time to go over test-taking strategies that could give you a confidence boost on exam day. One of these strategies is time management, which can be helpful in making sure you have enough time to complete every question. It can also be advantageous to develop strategies that help you to eliminate incorrect answers based on context. Despite the amount of time you've put into studying, there might still be questions you can't answer. Thus, being able to eliminate incorrect answer choices to give yourself a better chance at guessing correctly can be valuable.
What are the advantages of the different types of SIE prep?
If you choose to sign up for Syracuse SIE prep, you can choose between a Syracuse SIE prep class and private tutoring. While many students choose one option or the other based on their learning preferences, there are some students who sign up for both to get a more in-depth review. Whichever option you decide on, you can rest assured that you will receive quality instruction.
Individuals who are inclined to study with other students may wish to enroll in a Syracuse SIE prep course. SIE prep courses are designed to be similar to conventional classroom-based courses in that you will learn from an instructor along with your fellow students. You can review information with your instructor and then engage in class activities and discussions with your peers. If there are any specific topics you aren't understanding, you also have the option of requesting a meeting with your instructor outside of class so that you can get some additional instruction.
For students who prefer studying on a more personal level, connecting with a Syracuse SIE tutor may represent a better option. Working with a private tutor has several benefits, including the fact that you have more flexibility with which topics you review. If you are having a tough time understanding a topic like municipal fund securities, you can focus most of your study session to that while not dedicating as much time to topics you already feel comfortable with. An additional benefit of studying with a private instructor is that they can change the way they present the subject material to fit in with your learning style.
How can I get started with Syracuse SIE preparation?
Whether you are a student at Syracuse University or an adult trying to advance in the securities industry, it may be a daunting task to find time in your schedule to study for the SIE. However, the online nature of SIE prep makes this easy because you don't have to concern yourself with commuting to your prep session. Students who are interested in enrolling in Syracuse SIE prep should contact Varsity Tutors today, either online or over the phone.

Dennis: Syracuse SIE test prep instructor
...the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education is really for yourself and those you will affect from now on.
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 63
- Series 24
- Series 7
- +49 subjects

Jessica: Syracuse SIE test prep instructor
Avid public speaker and advocate for financial literacy. I am a full-time financial advisor that uses my free time to help others gain the knowledge necessary to learn more about business and finance or make their own way in the financial services industry. I am also a life-long learner well-versed in a variety of subjects surrounding American History, Global Mythologies, US Government, Economics, Environmental Science, English, Study Skills and German.
Education & Certification
- SUNY College at Oneonta - Bachelor of Science, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 63
- Insurance License
- +80 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 79
- Series 57
- +24 subjects

Danny: Syracuse SIE test prep instructor
...and I retired a senior NCO in the Army Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of my adult life and coaching and developing has been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also have my New Jersey Life and Health Insurance licenses. I am here to help...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 10
- Series 24
- Series 65
- +11 subjects

Vincent : Syracuse SIE test prep instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects

Daniel: Syracuse SIE test prep instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- CMA - Certified Management Accountant
- Series 66
- Series 4
- +25 subjects

Haazim: Syracuse SIE test prep instructor
I am your trusted Tutor and financial partner for your educational journey as a financial professional. I look forward to helping you to master the information with a keen attention to detail, with your willingness to approach this learning process with an open mind. I look forward to helping you to meet your specific needs and to foster and environment for continuous growth.
Education & Certification
- Howard University - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 79
- Insurance License
- Series 7
- +4 subjects
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- SIE
- Series 66
- Series 24
- Real Estate License
- +20 subjects

Braden: Syracuse SIE test prep instructor
...economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and I can't wait for the opportunity to help you!
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- ACT
- +64 subjects

Alexander: Syracuse SIE test prep instructor
...services field on the first attempt, including the CFP. This is thanks to my mastery of financial concepts and understanding of test-taking logic and strategy. When you work with me, I will show you the best practices, strategies, and techniques that allowed me to pass the CFP in UNDER SIX MONTHS with a 90% blended score on my only full practice exam. Most candidates spend at least a year on their first attempt! I know...
Education & Certification
- Indiana University-East - Bachelor in Arts, Creative Writing
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- CFP
- Series 6
- +37 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 86
- CFA
- Series 7
- +10 subjects

James: Syracuse SIE test prep instructor
...JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their own goals.
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- History
- +34 subjects
Subject Expertise
- SIE
- Series 7
- Series 66
- EMT - Emergency Medical Technicians
- +6 subjects

Kim: Syracuse SIE test prep instructor
...someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life. As a certified NLP coach as well as someone who studies neurofeedback, I have seen borderline miracles in learning take place. Bring your desire to learn along with a...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 6
- Series 79
- Series 63
- +46 subjects

Mary: Syracuse SIE test prep instructor
...global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted AAA balance sheet. This multi-year experience proved to be mutually beneficial both to my professional career, as it was for the bank's global securities...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 63
- Exam IFM - Investment and Financial Markets
- Series 56 - Proprietary Trader Qualification Exam
- +109 subjects

Scot: Syracuse SIE test prep instructor
...February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your pursuit of your next FINRA license or your CFP...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 63
- Series 6
- Series 22
- +12 subjects

Victoria: Syracuse SIE test prep instructor
...licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try to...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 52
- Series 53
- Series 26
- +35 subjects

Edward: Syracuse SIE test prep instructor
A 25 plus year veteran of the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I am a former youth and high school basketball coach, youth and high school football coach.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 6
- Series 9
- Series 7
- +26 subjects

William: Syracuse SIE test prep instructor
...I get my most enjoyment from assisting students progress through their career by helping to add different licenses. I have experience with a variety of different educational products including, Kaplan, ExamFX, Training Consultants, STC and Achievable. I am Series 7, 9, 10, 24, 63 and 65 (66) licensed and have multiple industry designations (CAS, CMFC, AAMS, CRPC and ARPC). My tutoring approach is tailored to each student's unique learning style and pace, ensuring that they...
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 24
- Series 39
- Series 28
- +30 subjects

Johnny: Syracuse SIE test prep instructor
...absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical Analysis, which is understanding how to read a chart that includes candles, SMA, MACD, RSI and Divergence. I also teach economics and how economics is applied to the Stock market. Other subjects I may teach are undertanding Bonds, Credit Spreads, Economy Cycles, Simple and Compound...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 65
- +14 subjects