Individuals in the Syracuse area who are looking to get into the securities industry may want to reach out to Varsity Tutors to enroll in Syracuse SIE prep. The SIE, or the Securities Industry Essentials exam, covers the topics that are considered fundamental to working in the securities industry. While passing the SIE is not enough to qualify you for registration with a FINRA member firm, it is one part of the process. After passing the SIE, individuals need to take a qualification exam that is relevant to the specific area in which they want to specialize. These include the Series 52, Series 79, and Series 7, to name a few. The SIE covers an extensive amount of material related to the securities industry. As such, going through a complete review of the concepts is usually a good place to start as you prepare for the exam. If you feel like you could benefit from receiving some guidance as you study, it might be a wise decision to sign up for Syracuse SIE prep.
What concepts can be covered during Syracuse SIE prep?
The SIE, which is sometimes referred to as the Essentials exam, covers topics related to working in the securities industry. Some of the concepts involved include prohibited practices, different types of products and the risks they may pose, regulatory agencies and how they function, and how securities industry markets are structured. From a more specific standpoint, the test contains questions concerning customer account registrations, direct participation programs, and business economic factors, among others. In total, the exam has 75 multiple choice questions and you must obtain a score of 70 percent or higher to pass it.
Reviewing the material on the exam plays an essential role in preparing for the SIE. However, it can also be worth your time to go over test-taking strategies that could give you a confidence boost on exam day. One of these strategies is time management, which can be helpful in making sure you have enough time to complete every question. It can also be advantageous to develop strategies that help you to eliminate incorrect answers based on context. Despite the amount of time you've put into studying, there might still be questions you can't answer. Thus, being able to eliminate incorrect answer choices to give yourself a better chance at guessing correctly can be valuable.
What are the advantages of the different types of SIE prep?
If you choose to sign up for Syracuse SIE prep, you can choose between a Syracuse SIE prep class and private tutoring. While many students choose one option or the other based on their learning preferences, there are some students who sign up for both to get a more in-depth review. Whichever option you decide on, you can rest assured that you will receive quality instruction.
Individuals who are inclined to study with other students may wish to enroll in a Syracuse SIE prep course. SIE prep courses are designed to be similar to conventional classroom-based courses in that you will learn from an instructor along with your fellow students. You can review information with your instructor and then engage in class activities and discussions with your peers. If there are any specific topics you aren't understanding, you also have the option of requesting a meeting with your instructor outside of class so that you can get some additional instruction.
For students who prefer studying on a more personal level, connecting with a Syracuse SIE tutor may represent a better option. Working with a private tutor has several benefits, including the fact that you have more flexibility with which topics you review. If you are having a tough time understanding a topic like municipal fund securities, you can focus most of your study session to that while not dedicating as much time to topics you already feel comfortable with. An additional benefit of studying with a private instructor is that they can change the way they present the subject material to fit in with your learning style.
How can I get started with Syracuse SIE preparation?
Whether you are a student at Syracuse University or an adult trying to advance in the securities industry, it may be a daunting task to find time in your schedule to study for the SIE. However, the online nature of SIE prep makes this easy because you don't have to concern yourself with commuting to your prep session. Students who are interested in enrolling in Syracuse SIE prep should contact Varsity Tutors today, either online or over the phone.

Scot: Syracuse SIE test prep instructor
I am a graduate of Penn State University. I received my degree in Marketing in 2010 and became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 22
- Series 82
- CFP
- +12 subjects

Brendan Daniel : Syracuse SIE test prep instructor
...Psychology and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7,...
Subject Expertise
- SIE
- Cost Analysis
- Computer Science
- Financial Accounting
- +61 subjects

Hal: Syracuse SIE test prep instructor
...to all. It is my goal to focus on the individual, adapt my methods to their needs, and inspire them to succeed. I enjoyed a nearly thirty-year career in financial services where I worked as a financial planner, wire-house broker (stockbroker), trust advisor, and wealth advisor. I worked the broker-dealer channel, the bank channel, and the independent channel. I developed and took an introducing brokerage firm through the entire FINRA (then NASD) creation and registration...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- English Grammar and Syntax
- WordPress
- Series 99
- +162 subjects

DeSean: Syracuse SIE test prep instructor
I'm passionate to help students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife...
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Algebra
- Finance
- German 1
- +13 subjects

Johnathan: Syracuse SIE test prep instructor
...working with the Office of Management and Budget to fine-tune procurement processes and spending for various programs. The following year, a position was offered to me by the New York City Police Department, to work for the Deputy Commissioner of Management and Budget. This soon turned into a position with the Police Commissioner's Office, working on neighborhood policing policy citywide. I have helped hundreds of people gain access to housing, jobs, hygiene, criminal justice reform,...
Education & Certification
- Rider University - Bachelor of Fine Arts, Police Science
- Fordham University - Master of Laws, Prelaw Studies
Subject Expertise
- SIE
- Government
- ACT
- A Level
- +36 subjects

Victoria: Syracuse SIE test prep instructor
...and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Microeconomics
- Series 23
- English
- +35 subjects

Ryan : Syracuse SIE test prep instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- GRE Verbal
- FINRA - Financial Industry Regulatory Authority
- High School Writing
- +12 subjects

Jahlen: Syracuse SIE test prep instructor
...of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being able to help my students pass their exams, and becoming a small...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Professional Certifications
- Insurance License
- Series 6
- +1 subjects

Nancy: Syracuse SIE test prep instructor
I enjoy teaching a variety of subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- College Level American History
- AP Macroeconomics
- Social Studies
- +81 subjects

Filippo: Syracuse SIE test prep instructor
Hello students and peers! My name is Filippo and I'm a young entrepreneur with background in banking, finance, sales, and management. Holding a BBA in International Business and Finance, I'm excited to put my knowledge and expertise to good use for everyone that needs it, which also includes extensive experience with professional certifications administered by FINRA and NASAA. Also, coming from the beautiful island of Sardegna, Italy, I look forward to helping my future students...
Education & Certification
- Florida International University - Bachelor in Business Administration, International Business
Subject Expertise
- SIE
- Calculus
- Biostatistics
- AP Spanish Literature and Culture
- +83 subjects

Brandy: Syracuse SIE test prep instructor
SIE, Series 63, Series 7 licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors...
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 7
- +1 subjects

Joshuah: Syracuse SIE test prep instructor
I hold a Bachelors of Science in Biology and Political Sciences; passed the SIE, Series 63, 65, and 7 on the first attempts, and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a...
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 86
- Series 65
- CFA - Chartered Financial Analyst - Level 1
- +10 subjects
Subject Expertise
- SIE
- Math
- Finance
- Economics
- +21 subjects

Jennifer: Syracuse SIE test prep instructor
...Master of Science Degree and Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I focus on explaining real-life business experience examples so students understand how certification questions relate to situations...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- NMLS - Nationwide Mortgage Licensing System
- Insurance License
- Real Estate License
- +3 subjects

Sarah: Syracuse SIE test prep instructor
...students since Oct. 2, 2022 tutoring - I have full content and q-banks. Since then I've had a 95% pass rate. I have a proven method - and the most up to date material. As important as having the correct content, test taking skills, and study schedule - I understand how important it is, we know how you learn. Materials I have will support whatever learning style is best for you We all learn in...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- College Business
- A Level
- College Computer Science
- +36 subjects

Finian: Syracuse SIE test prep instructor
My name is Finian, and I am an Economics and Environmental Science double major on the Crew Team at Wesleyan University. I have 5+ years of experience working with children and adults both in and out of the classroom (math and swim lessons). My teaching experience also includes working with those who have disabilities. I promise both a rigorous and fun learning experience to any prospective student.
Education & Certification
- Wesleyan University - Bachelor of Science, Economics
- Wesleyan University - Bachelor of Science, Environmental Science
Subject Expertise
- SIE
- A Level Economics
- Microsoft Office
- A Beginner's Guide: Excel
- +58 subjects

Michael: Syracuse SIE test prep instructor
...of where we are now and where we had come from you maybe able to guess where it is we are going and where the jobs will be. If you care to read on exactly how I gained this knowledge you can read my bio below I just wanted to be clear above of exactly what I can help with, below is where and how I gained my knowledge. All of what I know has...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Professional Certifications
- Business
- Series 4
- +14 subjects

Kevin: Syracuse SIE test prep instructor
...Truman State University. Both students and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand the value of learning the topics I tutor you with. I specialize in tutoring a broad range of subjects with a focus on...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Other
- Series 63
- Accounting
- +41 subjects

John: Syracuse SIE test prep instructor
I have a BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- SQL
- Statistics
- AP Computer Science A
- +34 subjects

Kristin: Syracuse SIE test prep instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 63
- Series 66
- Professional Certifications
- +1 subjects