If you are planning to take the Securities Industry Essentials (SIE or Essentials) Exam, Varsity Tutors can connect you with private Cincinnati SIE prep. Whether you are a student at Xavier University or a professional looking to take the SIE to get into the securities field, professional test preparation might be just what you need to work towards passing the test. There are a variety of concepts covered on the SIE and keeping on top of all of them can prove challenging. Working with somebody to prepare you for the exam can help keep all the topics fresh in your mind so you can feel ready to tackle the exam.
What material will be covered by Cincinnati SIE prep?
The Securities Industry Essentials, or SIE, exam is a test that prospective securities industry professionals take to show they have knowledge of the fundamentals of the securities industry. These fundamentals include knowing the types of products and their risks, knowledge of regulatory industries and their functions, and prohibited practices. Additionally, the SIE will test a variety of specific topics related to the securities industry, such as types of markets, international economic factors, and hedge funds, to name but a few. The SIE alone does not qualify an individual for registration with a FINRA member firm or to engage in the securities business, but passing the SIE is required along with passing a qualifying exam for a member firm. Therefore, passing the SIE is important no matter what you plan to do in the securities industry.
In addition to knowing the material on the SIE, knowing the format of the exam can be important. The SIE is a multiple-choice test that consists of 75 questions. You will have an hour and 45 minutes to complete the exam, and in order to pass you need to get 70% or better of the questions correct. The exam is split into 4 sections: Knowledge Of Capital Markets, which comprises 16% of the exam questions; Understanding Products And Their Risks, which comprises 44%; Understanding Trading, Customer Accounts and Prohibited Activities, which account for 31% of the test; and Overview of Regulatory Framework, which make up 9% of the test questions. Cincinnati SIE prep can help you familiarize yourself with the sections of the test and which of these areas to put the most emphasis on.
What are the different types of Cincinnati SIE prep and the benefits of each?
Varsity Tutors can set you up with two different types of prep: online courses or private tutoring. Most people respond better to one or the other, and some students choose both. Each provides different benefits
If you prefer a traditional classroom setting with a teacher and fellow classmates, then a Cincinnati SIE prep class might be for you. You and your classmates attend a virtual class using video chat and a virtual whiteboard through our Live Learning Platform. You will interact with fellow students and your instructor just like in a traditional classroom. If you enjoy a collaborative experience with other people, then this option might be for you. You can share knowledge with your classmates, and they can help you out when there's something you are having difficulty with. Your instructor is also there to guide the class and answer questions you might have.
If you'd like private instruction over a group setting, then a Cincinnati SIE tutor might be more to your liking. Unlike in a group setting, with private instruction, all the focus is on what you want to study. Your instructor can learn what style of teaching you respond to best and focus on that style so you can learn things more easily. The pace at which the sessions go is also dictated by you. You can spend longer on topics that you need extra help with, and you can move onto other topics when you understand a topic thoroughly.
How do I get set up with Cincinnati SIE preparation?
Regardless of if you prefer a group setting with classes or individual instruction, your prep will be guided by an instructor who is highly qualified and knowledgeable about the SIE. Scheduling is flexible and with your Cincinnati SIE prep course being online, finding a time to work a course into your schedule will likely be easy. Similarly, if you prefer private one-on-one instruction, you can set up online tutoring at a time that is convenient for you, and you can attend from anywhere you have an internet connection. If you prefer in-person instruction face-to-face instead, this can be arranged too. You can meet your private Cincinnati SIE tutor at a convenient location of your choosing, be that on the campus of the University of Cincinnati or a local coffee shop. Varsity Tutors can set you up with Cincinnati SIE prep so give us a call.

Valentina: Cincinnati SIE test prep instructor
I am thrilled to be able to help you with the preparation for the FINRA exams. I have been in the financial industry for over 20 years, and I am FINRA licensed in Series 7, Series 66, and of course, in SIE since...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- Series 65
- Series 7
- Series 66
- +4 subjects

Joseph: Cincinnati SIE test prep instructor
...student to attain their goals and objectives. I am very compassionate and patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 57
- Series 7
- Series 27
- +48 subjects

Finian: Cincinnati SIE test prep instructor
My name is Finian, and I am an Economics and Environmental Science double major on the Crew Team at Wesleyan University. I have 5+ years of experience working with children and adults both in and out of the classroom (math and swim lessons). My teaching experience also includes working with those who have disabilities. I promise both a rigorous and fun learning experience to any prospective student.
Education & Certification
- Wesleyan University - Bachelor of Science, Economics
- Wesleyan University - Bachelor of Science, Environmental Science
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +75 subjects

James: Cincinnati SIE test prep instructor
...a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their own...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 6
- Other
- +32 subjects

Ryan : Cincinnati SIE test prep instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Writing
- GRE Verbal
- +12 subjects

Johnny: Cincinnati SIE test prep instructor
...teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical Analysis, which is understanding how to read a chart that includes candles, SMA, MACD, RSI and Divergence. I also teach economics and how economics is applied to the Stock market. Other subjects I may teach are undertanding Bonds, Credit Spreads, Economy Cycles, Simple and Compound Interest within Excel, ETFs, Options, Equities,...
Subject Expertise
- SIE
- Series 6
- Series 7
- Series 26
- +10 subjects

Lonie: Cincinnati SIE test prep instructor
...a primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 6
- +21 subjects

Mary: Cincinnati SIE test prep instructor
...At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 56 - Proprietary Trader Qualification Exam
- Exam IFM - Investment and Financial Markets
- Series 4
- +101 subjects

Dennis: Cincinnati SIE test prep instructor
...fund trader and analyst turned teacher of basic and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 7
- Series 55
- Series 24
- +49 subjects

Nancy: Cincinnati SIE test prep instructor
...As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 65
- Series 24
- Series 7
- +81 subjects

Vincent : Cincinnati SIE test prep instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +14 subjects

Zachary: Cincinnati SIE test prep instructor
...passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test world" concepts and their real world applications. If you are looking...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 24
- Series 63
- Series 65
- +11 subjects

Brett: Cincinnati SIE test prep instructor
...method is an immersive experience that creates a much more straightforward presentation of the material and results in deeper comprehension. From there, we test repeatedly in a consequence-free environment designed to both reveal areas needing to be strengthened as well as developing your confidence to make you comfortable with the format of the exam questions by showing you how to approach them and see through the tricky wording. That combines to build your understanding into...
Education & Certification
- Belmont University Cum Laude - Bachelor of Science, General Studies
Subject Expertise
- SIE
- Series 7
- Series 99
- Series 27
- +16 subjects

Melissa: Cincinnati SIE test prep instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 7
- +1 subjects

Karen: Cincinnati SIE test prep instructor
...I graduated with a master's degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and relate...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 99
- Series 6
- Real Estate License
- +20 subjects

Barrett: Cincinnati SIE test prep instructor
...largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 26
- +20 subjects

Harrison: Cincinnati SIE test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +20 subjects

Raman: Cincinnati SIE test prep instructor
...being an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion goes beyond that. At Varsity Tutors, my vision is to help you achieve your goal of successfully passing the Series 7, Series 63, Series 65, Series 66, State Life & Health Insurance License, the CFP curriculum and the exam, ChFC curriculum and anything related to the finance and financial services industry. Reading...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- SIE
- Series 65
- ChFC - Chartered Financial Consultant
- RICP - Retirement Income Certified Professional
- +25 subjects

Johnathan: Cincinnati SIE test prep instructor
...of Management and Budget. This soon turned into a position with the Police Commissioner's Office, working on neighborhood policing policy citywide. I have helped hundreds of people gain access to housing, jobs, hygiene, criminal justice reform, and affordable health care. In 2016 I was appointed by the Governor of New York State to be a local board member on the Selective Service Board in my neighborhood. By now I had traveled to China, Italy, Spain,...
Education & Certification
- Rider University - Bachelor of Fine Arts, Police Science
- Fordham University - Master of Laws, Prelaw Studies
Subject Expertise
- SIE
- Political Science
- ACT Reading
- Graduate Test Prep
- +36 subjects

Jennifer: Cincinnati SIE test prep instructor
...for SAT. Most recently, I obtained the FINRA Securities Industry Essentials (SIE) certificate. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE and pharmacy technician certification exam (PTCE). I have got tips and tricks on how to pass these exams in one sitting. In addition, I will incorporate real-world examples that will expand on the knowledge base of...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- High School Chemistry
- Finance
- Algebra
- +10 subjects