If you are planning to take the Securities Industry Essentials (SIE or Essentials) Exam, Varsity Tutors can connect you with private Cincinnati SIE prep. Whether you are a student at Xavier University or a professional looking to take the SIE to get into the securities field, professional test preparation might be just what you need to work towards passing the test. There are a variety of concepts covered on the SIE and keeping on top of all of them can prove challenging. Working with somebody to prepare you for the exam can help keep all the topics fresh in your mind so you can feel ready to tackle the exam.
What material will be covered by Cincinnati SIE prep?
The Securities Industry Essentials, or SIE, exam is a test that prospective securities industry professionals take to show they have knowledge of the fundamentals of the securities industry. These fundamentals include knowing the types of products and their risks, knowledge of regulatory industries and their functions, and prohibited practices. Additionally, the SIE will test a variety of specific topics related to the securities industry, such as types of markets, international economic factors, and hedge funds, to name but a few. The SIE alone does not qualify an individual for registration with a FINRA member firm or to engage in the securities business, but passing the SIE is required along with passing a qualifying exam for a member firm. Therefore, passing the SIE is important no matter what you plan to do in the securities industry.
In addition to knowing the material on the SIE, knowing the format of the exam can be important. The SIE is a multiple-choice test that consists of 75 questions. You will have an hour and 45 minutes to complete the exam, and in order to pass you need to get 70% or better of the questions correct. The exam is split into 4 sections: Knowledge Of Capital Markets, which comprises 16% of the exam questions; Understanding Products And Their Risks, which comprises 44%; Understanding Trading, Customer Accounts and Prohibited Activities, which account for 31% of the test; and Overview of Regulatory Framework, which make up 9% of the test questions. Cincinnati SIE prep can help you familiarize yourself with the sections of the test and which of these areas to put the most emphasis on.
What are the different types of Cincinnati SIE prep and the benefits of each?
Varsity Tutors can set you up with two different types of prep: online courses or private tutoring. Most people respond better to one or the other, and some students choose both. Each provides different benefits
If you prefer a traditional classroom setting with a teacher and fellow classmates, then a Cincinnati SIE prep class might be for you. You and your classmates attend a virtual class using video chat and a virtual whiteboard through our Live Learning Platform. You will interact with fellow students and your instructor just like in a traditional classroom. If you enjoy a collaborative experience with other people, then this option might be for you. You can share knowledge with your classmates, and they can help you out when there's something you are having difficulty with. Your instructor is also there to guide the class and answer questions you might have.
If you'd like private instruction over a group setting, then a Cincinnati SIE tutor might be more to your liking. Unlike in a group setting, with private instruction, all the focus is on what you want to study. Your instructor can learn what style of teaching you respond to best and focus on that style so you can learn things more easily. The pace at which the sessions go is also dictated by you. You can spend longer on topics that you need extra help with, and you can move onto other topics when you understand a topic thoroughly.
How do I get set up with Cincinnati SIE preparation?
Regardless of if you prefer a group setting with classes or individual instruction, your prep will be guided by an instructor who is highly qualified and knowledgeable about the SIE. Scheduling is flexible and with your Cincinnati SIE prep course being online, finding a time to work a course into your schedule will likely be easy. Similarly, if you prefer private one-on-one instruction, you can set up online tutoring at a time that is convenient for you, and you can attend from anywhere you have an internet connection. If you prefer in-person instruction face-to-face instead, this can be arranged too. You can meet your private Cincinnati SIE tutor at a convenient location of your choosing, be that on the campus of the University of Cincinnati or a local coffee shop. Varsity Tutors can set you up with Cincinnati SIE prep so give us a call.

Nancy: Cincinnati SIE test prep instructor
...subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography,...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Essay Editing
- Economics
- SAT Math
- +81 subjects

Filippo: Cincinnati SIE test prep instructor
...is Filippo and I'm a young entrepreneur with background in banking, finance, sales, and management. Holding a BBA in International Business and Finance, I'm excited to put my knowledge and expertise to good use for everyone that needs it, which also includes extensive experience with professional certifications administered by FINRA and NASAA. Also, coming from the beautiful island of Sardegna, Italy, I look forward to helping my future students understanding the intricacies of the Italian...
Education & Certification
- Florida International University - Bachelor in Business Administration, International Business
Subject Expertise
- SIE
- Electrical Engineering
- HSPT
- Business Analytics
- +83 subjects

Sarah: Cincinnati SIE test prep instructor
...- I have full content and q-banks. Since then I've had a 95% pass rate. I have a proven method - and the most up to date material. As important as having the correct content, test taking skills, and study schedule - I understand how important it is, we know how you learn. Materials I have will support whatever learning style is best for you We all learn in different ways and I am here...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Math
- CFP
- Technology and Coding
- +36 subjects

Mary: Cincinnati SIE test prep instructor
...to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 72
- Business
- Series 79
- +99 subjects

Krista: Cincinnati SIE test prep instructor
...MBA (Capella University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Financial Accounting
- Series 7
- College Accounting
- +18 subjects

Kristin: Cincinnati SIE test prep instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 63
- Series 7
- Professional Certifications
- +1 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Technology and Coding
- Basic Computer Literacy
- English
- +14 subjects

James: Cincinnati SIE test prep instructor
...am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- High School Writing
- Series 6
- High School English
- +32 subjects

Ryan : Cincinnati SIE test prep instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- High School Writing
- Professional Certifications
- Writing
- +12 subjects

John: Cincinnati SIE test prep instructor
...and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- C++
- Graduate Test Prep
- Series 9
- +36 subjects

Kim: Cincinnati SIE test prep instructor
...people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life. As a...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 7
- Test Prep
- Economics
- +44 subjects

Brandy: Cincinnati SIE test prep instructor
...I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Professional Certifications
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +1 subjects
Subject Expertise
- SIE
- College Math
- Business Statistics
- High School Economics
- +21 subjects

Isaiah: Cincinnati SIE test prep instructor
...All together it took me about 6 months to study and pass all exams. Now, I actively tutor in all exams. I provide reading material, notes, and test questions for each student during each session. My mission is to help students achieve a level of confidence based on knowledge, test taking skills, and deductive reasoning. As of now on average I have at least 5 students per month who prepare with me and pass the...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Professional Certifications
- GED
- Middle School Math
- +29 subjects

John: Cincinnati SIE test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Series 9
- CPA
- +10 subjects

Jennifer: Cincinnati SIE test prep instructor
...of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I focus on explaining real-life business experience examples so students understand how certification questions relate to situations they may encounter in the future....
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- NMLS - Nationwide Mortgage Licensing System
- Insurance License
- Professional Certifications
- +3 subjects

Zachary: Cincinnati SIE test prep instructor
...was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test world" concepts and their real world applications. If you are looking for a tutor who can break down the...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Economics
- Series 65
- AP Macroeconomics
- +11 subjects

Michael: Cincinnati SIE test prep instructor
...domestically and abroad, government statistics, drivers of the market and the connection all asset classes have on each other. I have the following licenses; 3,4,7,55,63 and SIE. Having run 4 trading desks, I can also help with compliance questions regarding order handling, proper investment fit, confidentiality rules. Equally as important is the able to see what is coming and to be flexible in your career choice, I have had to switch my focus, client base,...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 55
- Painting
- Series 44 - NYSE Arca Options Market Maker Exam
- +14 subjects

Dennis: Cincinnati SIE test prep instructor
...of basic and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Financial Accounting
- High School Writing
- Series 63
- +49 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Test Prep
- Social Studies
- Series 63
- +16 subjects