If you found this page looking for quality Charlotte SIE prep, you're in the right place. Varsity Tutors can get you set up with exceptional SIE preparation options. The SIE exam, which is also known as the Securities Industry Essentials or Essentials exam, is taken by prospective applicants to the securities industry. The exam assesses the skills and knowledge you are expected to have learned in a finance program at a university or college such as The University of North Carolina at Charlotte. It is the first step to getting registered to work in a securities business. With so much riding on this test, you'll want to take advantage of any resource available to support you. Thanks to Varsity Tutors, finding exceptional Charlotte SIE prep opportunities is simple and convenient.
What material and skills can be covered during Charlotte SIE prep?
The Essentials exam takes a little under two hours to complete and consists of 75 scored questions and 10 unscored questions. You won't be told which questions are unscored, so you'll want to do your best when considering all 85 questions. There is no penalty for incorrect answers, so you'll want to at least make an educated guess on each question.
The SIE is comprised of four different sections, each one evaluating different content and skills. The sections are Understanding Products and Their Risks, Overview of the Regulatory Framework, Knowledge of Capital Markets, and Understanding Trading, Customer Accounts, and Prohibited Activities.
There are a large number of topics found in these sections. A few of these include types of markets, international economic factors, debt instruments, packaged products, and REITs. SIE instructors can also help you cover topics like Exchange-traded Products (ETPs), orders and strategies, anti-money laundering (AML), or employee conduct. Whether you need to better understand one of these topics or any other material found on the Essentials exam, proper SIE prep can help you prepare more fully than you might be able to on your own. Varsity Tutors provides two options for SIE prep: enrolling in an online SIE course or working with a private SIE instructor.
What are the different benefits of taking a Charlotte SIE prep course or working with a private instructor?
Both of our prep options offer the benefit of working with skilled instructors who possess good communication skills and experience. Each also comes with its own set of benefits, which we'll look at in greater detail here.
When you enroll in an online Charlotte SIE prep class, you'll be able to access your classes using a unique online learning environment. This platform will allow you to interact with your instructor in a similar manner to a traditional classroom. You'll have the ability to see, speak to, and hear your instructor much like you would in a typical educational setting. This will allow you to ask questions and receive clarification in real time during your classes. The platform also affords you the opportunity to interact with your peers. You can work on various group activities with classmates as well as engage in discussions while you review fiscal vs. monetary policy or books and records. Working collaboratively like this can be engaging and can also help you understand a topic more fully. This is a great option for social learners and anyone who prefers a structured learning environment.
If you elect to be connected to a private Charlotte SIE tutor, you'll have more control over the content of your study sessions and will be able to work at your own pace. Since you're the only student, your instructor can create customized lesson plans that focus on the skills you need the most help developing. You can choose to skip over some topics completely and dedicate extra sessions to working on your areas of weakness. Since your instructor also has the chance to get to know your goals, personality, and learning style preferences, he or she can make sure to deliver lessons in a way you'll find interesting. For example, if you're a kinesthetic learner, your tutor can get creative and create hands-on activities to help you learn different material.
You may even wish to sign up for both options. Whichever you choose, you'll be able to work towards improving your skills and putting your best foot forward on the SIE.
How do I get started with Charlotte SIE preparation?
When you decide you're ready to get started, all you have to do is contact Varsity Tutors either online or by phone. Our educational directors can answer any questions you have about online classes versus private instruction and get you signed up for whichever option works best for your educational and scheduling requirements. Call Varsity Tutors today and get signed up for exceptional Charlotte SIE prep.

Zachary: Charlotte SIE test prep instructor
...and an agent of a broker dealer. I work for a large firm in the industry and give investment advice to our high networth clients between 250k-5MM in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 63
- College Economics
- Series 28
- +11 subjects

Brandy: Charlotte SIE test prep instructor
...Series 63, Series 7 licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree...
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Professional Certifications
- +1 subjects

Sarah: Charlotte SIE test prep instructor
...full content and q-banks. Since then I've had a 95% pass rate. I have a proven method - and the most up to date material. As important as having the correct content, test taking skills, and study schedule - I understand how important it is, we know how you learn. Materials I have will support whatever learning style is best for you We all learn in different ways and I am here to facilitate. I...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Computer Science
- A Level Business
- Professional Certifications
- +36 subjects

DeSean: Charlotte SIE test prep instructor
...because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto. saxophone.
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Finance
- Personal Finance
- Languages
- +13 subjects

Harrison: Charlotte SIE test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- A Beginner's Guide: Excel
- Series 57
- Technology and Coding
- +20 subjects
Subject Expertise
- SIE
- High School Business
- College Math
- College Economics
- +21 subjects

Finian: Charlotte SIE test prep instructor
My name is Finian, and I am an Economics and Environmental Science double major on the Crew Team at Wesleyan University. I have 5+ years of experience working with children and adults both in and out of the classroom (math and swim lessons). My teaching experience also includes working with those who have disabilities. I promise both a rigorous and fun learning experience to any prospective student.
Education & Certification
- Wesleyan University - Bachelor of Science, Economics
- Wesleyan University - Bachelor of Science, Environmental Science
Subject Expertise
- SIE
- Entertainment
- AP Macroeconomics
- A Level Quantitative Methods
- +72 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 9
- Series 57
- Applied Mathematics
- +24 subjects

Brendan Daniel : Charlotte SIE test prep instructor
...worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7, 63, and 65. I have also taught financial modeling,...
Subject Expertise
- SIE
- JavaScript
- Intermediate Accounting
- Series 10
- +61 subjects

Kevin: Charlotte SIE test prep instructor
...learning. Im a Masters Degree graduate of Washington University in St. Louis (Olin School of Business: Finance emphasis) and also received my Bachelor of Science in Accounting from Truman State University. Both students and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Geography
- Middle School Math
- Series 7
- +41 subjects

Scot: Charlotte SIE test prep instructor
...received my degree in Marketing in 2010 and became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 9
- Series 63
- CFP
- +12 subjects

Mary: Charlotte SIE test prep instructor
...it was for the bank's global securities businesses (particularly US Equities and Swiss Treasury) that I diligently represented resulting in increasing customer business and attractive risk adjusted return on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets into global markets - Asia, Latin America, Europe as well as into other asset classes FX, Commodities, Fixed Income dictated by customer investment policies, the liberalization of markets, and the respective risk books....
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 24
- Series 53
- High School Accounting
- +99 subjects

Ryan : Charlotte SIE test prep instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- Introduction to Fiction
- Writing
- Journalism
- +12 subjects

Barrett: Charlotte SIE test prep instructor
...winning is largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 66
- Technology and Coding
- Constitutional Law
- +20 subjects

Jahlen: Charlotte SIE test prep instructor
...time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being able to help my students pass their exams, and becoming a small part of what leads to their future success.
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Professional Certifications
- Insurance License
- Series 6
- +1 subjects

Kim: Charlotte SIE test prep instructor
...levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life. As a certified NLP coach...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Other
- Elementary School Math
- College Accounting
- +44 subjects

Paul: Charlotte SIE test prep instructor
...enter into a financial career. I've spent over three decades as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training,...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- 1st Grade ELA (in Spanish)
- Series 65
- Series 79
- +11 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 66
- CFA - Chartered Financial Analyst - Level 1
- Basic Computer Literacy
- +14 subjects

Kristin: Charlotte SIE test prep instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Professional Certifications
- Series 63
- Series 7
- +1 subjects

Eunpa: Charlotte SIE test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- ACT Writing
- Geometry
- ACT
- +43 subjects