If you found this page looking for quality Charlotte SIE prep, you're in the right place. Varsity Tutors can get you set up with exceptional SIE preparation options. The SIE exam, which is also known as the Securities Industry Essentials or Essentials exam, is taken by prospective applicants to the securities industry. The exam assesses the skills and knowledge you are expected to have learned in a finance program at a university or college such as The University of North Carolina at Charlotte. It is the first step to getting registered to work in a securities business. With so much riding on this test, you'll want to take advantage of any resource available to support you. Thanks to Varsity Tutors, finding exceptional Charlotte SIE prep opportunities is simple and convenient.
What material and skills can be covered during Charlotte SIE prep?
The Essentials exam takes a little under two hours to complete and consists of 75 scored questions and 10 unscored questions. You won't be told which questions are unscored, so you'll want to do your best when considering all 85 questions. There is no penalty for incorrect answers, so you'll want to at least make an educated guess on each question.
The SIE is comprised of four different sections, each one evaluating different content and skills. The sections are Understanding Products and Their Risks, Overview of the Regulatory Framework, Knowledge of Capital Markets, and Understanding Trading, Customer Accounts, and Prohibited Activities.
There are a large number of topics found in these sections. A few of these include types of markets, international economic factors, debt instruments, packaged products, and REITs. SIE instructors can also help you cover topics like Exchange-traded Products (ETPs), orders and strategies, anti-money laundering (AML), or employee conduct. Whether you need to better understand one of these topics or any other material found on the Essentials exam, proper SIE prep can help you prepare more fully than you might be able to on your own. Varsity Tutors provides two options for SIE prep: enrolling in an online SIE course or working with a private SIE instructor.
What are the different benefits of taking a Charlotte SIE prep course or working with a private instructor?
Both of our prep options offer the benefit of working with skilled instructors who possess good communication skills and experience. Each also comes with its own set of benefits, which we'll look at in greater detail here.
When you enroll in an online Charlotte SIE prep class, you'll be able to access your classes using a unique online learning environment. This platform will allow you to interact with your instructor in a similar manner to a traditional classroom. You'll have the ability to see, speak to, and hear your instructor much like you would in a typical educational setting. This will allow you to ask questions and receive clarification in real time during your classes. The platform also affords you the opportunity to interact with your peers. You can work on various group activities with classmates as well as engage in discussions while you review fiscal vs. monetary policy or books and records. Working collaboratively like this can be engaging and can also help you understand a topic more fully. This is a great option for social learners and anyone who prefers a structured learning environment.
If you elect to be connected to a private Charlotte SIE tutor, you'll have more control over the content of your study sessions and will be able to work at your own pace. Since you're the only student, your instructor can create customized lesson plans that focus on the skills you need the most help developing. You can choose to skip over some topics completely and dedicate extra sessions to working on your areas of weakness. Since your instructor also has the chance to get to know your goals, personality, and learning style preferences, he or she can make sure to deliver lessons in a way you'll find interesting. For example, if you're a kinesthetic learner, your tutor can get creative and create hands-on activities to help you learn different material.
You may even wish to sign up for both options. Whichever you choose, you'll be able to work towards improving your skills and putting your best foot forward on the SIE.
How do I get started with Charlotte SIE preparation?
When you decide you're ready to get started, all you have to do is contact Varsity Tutors either online or by phone. Our educational directors can answer any questions you have about online classes versus private instruction and get you signed up for whichever option works best for your educational and scheduling requirements. Call Varsity Tutors today and get signed up for exceptional Charlotte SIE prep.

Roman: Charlotte SIE test prep instructor
...passed all of them on the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others understand the concepts needed to pass these exams. Finance is a great field to work in, so I truly enjoy whenever I'm able to help someone pass their exams! My goal as your tutor is simple: To help you pass the exam on the first attempt. I take care to assess...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- SIE
- American Council on Exercise (ACE)
- Series 63
- Series 65
- +60 subjects

Jacquelyn: Charlotte SIE test prep instructor
...do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with Honors, and your student employees perform well to obtain professional licenses, it represents how well you were dedicated, coached, trained, and developed during the process. My experience working one-on-one, in small and large groups has proved to be successful. I...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- Exam FM - Financial Mathematics
- ARM - Associate in Risk Management
- RICP - Retirement Income Certified Professional
- +18 subjects

Joseph Fon: Charlotte SIE test prep instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 22
- Series 6
- Test Prep
- +5 subjects

Victoria: Charlotte SIE test prep instructor
...business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it to be absolutely necessary for an improved...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 26
- Series 7 - General Securities Representative Exam (Stockbroker)
- +35 subjects

Stephen: Charlotte SIE test prep instructor
...that are often overlooked in traditional education. I believe in a student-centered approach, tailoring my methods to accommodate different learning styles, whether through hands-on problem-solving or practical real-world applications. I find fulfillment in helping students grasp complex topics and develop their financial literacy, as I believe that knowledge is power. Additionally, my experience teaching children with special needs has honed my ability to connect with students of all ages. I look forward to making a...
Education & Certification
- Rollins College - Master's/Graduate, Business Adm/Finance
Subject Expertise
- SIE
- CFP
- Real Estate License
- Series 65
- +21 subjects

Johnny: Charlotte SIE test prep instructor
...I figured why not teach subjects in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical Analysis, which is understanding how to read...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 26
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects

Ryan : Charlotte SIE test prep instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- GRE
- Creative Writing
- +12 subjects

Eduardo: Charlotte SIE test prep instructor
...in Professional Certifications in Finance, sociology, political science, and Spanish, leveraging my fluency in both English and Spanish to connect with students from diverse backgrounds. My teaching philosophy centers on fostering a supportive and engaging learning environment, where I encourage critical thinking and curiosity. I am passionate about helping students achieve their academic goals and develop a love for learning, drawing on my interests in history, geography, and politics to create relatable and enriching lessons.
Education & Certification
- University of Central Florida - Bachelor in Arts, Political Science and Government
Subject Expertise
- SIE
- Series 14
- Series 14A - NYSE DMM Compliance Official Examination
- Series 7 - General Securities Representative Exam (Stockbroker)
- +94 subjects
Education & Certification
- Osmania - Bachelor of Science, Mathematics
- University of California-Santa Barbara - Master of Science, Computer Science
Subject Expertise
- SIE
- PMP
- Adult ESL/ELL
- Algebra 2
- +138 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 52
- Series 66
- CFP
- +24 subjects

Brandy: Charlotte SIE test prep instructor
...Series 7 licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +1 subjects

Isaiah: Charlotte SIE test prep instructor
...12th. During my last year of teaching high school, I began studying for FINRA Series 6 exam. I passed the series 6 exam in May of 2018. Two weeks later I passed the Series 63. A month later I passed the Series 26. In February of 2019 I passed the Series 65. All together it took me about 6 months to study and pass all exams. Now, I actively tutor in all exams. I provide...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Insurance License
- Series 6
- Series 65
- +29 subjects
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 7
- Series 65
- Series 10
- +9 subjects

Jorge: Charlotte SIE test prep instructor
...of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and focus on maximizing their efforts to achieve success.
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Insurance License
- Series 55
- Series 31
- +38 subjects

Sarah: Charlotte SIE test prep instructor
...traditional ones (Kaplan, PassPerfect, and Achievable), ensuring a comprehensive learning experience. As a financial advisor and recent MBA graduate, I've been trained to cater to a wide range of learning styles, personality types, and unique challenges such as learning disabilities, test anxiety, and other mental blocks. My flexibility and deep understanding of exam content stem from years of close collaboration with students across various categories. I am dedicated to being available for my students, offering...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 63
- Series 6
- CFP
- +36 subjects

Vincent : Charlotte SIE test prep instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +14 subjects

William: Charlotte SIE test prep instructor
...career by helping to add different licenses. I have experience with a variety of different educational products including, Kaplan, ExamFX, Training Consultants, STC and Achievable. I am Series 7, 9, 10, 24, 63 and 65 (66) licensed and have multiple industry designations (CAS, CMFC, AAMS, CRPC and ARPC). My tutoring approach is tailored to each student's unique learning style and pace, ensuring that they grasp the concepts and strategies needed to pass these exams.
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 47 - Japanese Module of the General Securities Exam
- Series 79
- Series 22
- +30 subjects

Michael: Charlotte SIE test prep instructor
...flight to student pilots. I really like teaching in general, and enjoy when I can learn something and then pass it on to others. That is what brought me to earn my PhD and my flight instructor certificate, allowing me to teach various areas in finance, such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my career to move out of in-house financial services firms and...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- SIE
- Series 3
- Series 66
- Series 65
- +16 subjects

Brendan Daniel : Charlotte SIE test prep instructor
...graduated with a degree in Psychology and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1...
Subject Expertise
- SIE
- Series 10
- Series 66
- Series 79
- +62 subjects

Robin: Charlotte SIE test prep instructor
...world has allowed me to engage with students at various stages of their educational journeys, tailoring my approach to suit their unique needs. I hold an MBA from Stetson University and a B.A. from the University of British Columbia. I tutor subjects related to finance, business, and preparation for FINRA certifications (Series 6, 7, 63, 65 and 66). My teaching philosophy revolves around fostering critical thinking, encouraging open communication, and making complex concepts accessible. I...
Education & Certification
- University of British Columbia - Bachelor in Arts, Psychology
- Daytona State College - Associate in Arts, Accounting
- Stetson University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- +23 subjects