If you found this page looking for quality Charlotte SIE prep, you're in the right place. Varsity Tutors can get you set up with exceptional SIE preparation options. The SIE exam, which is also known as the Securities Industry Essentials or Essentials exam, is taken by prospective applicants to the securities industry. The exam assesses the skills and knowledge you are expected to have learned in a finance program at a university or college such as The University of North Carolina at Charlotte. It is the first step to getting registered to work in a securities business. With so much riding on this test, you'll want to take advantage of any resource available to support you. Thanks to Varsity Tutors, finding exceptional Charlotte SIE prep opportunities is simple and convenient.
What material and skills can be covered during Charlotte SIE prep?
The Essentials exam takes a little under two hours to complete and consists of 75 scored questions and 10 unscored questions. You won't be told which questions are unscored, so you'll want to do your best when considering all 85 questions. There is no penalty for incorrect answers, so you'll want to at least make an educated guess on each question.
The SIE is comprised of four different sections, each one evaluating different content and skills. The sections are Understanding Products and Their Risks, Overview of the Regulatory Framework, Knowledge of Capital Markets, and Understanding Trading, Customer Accounts, and Prohibited Activities.
There are a large number of topics found in these sections. A few of these include types of markets, international economic factors, debt instruments, packaged products, and REITs. SIE instructors can also help you cover topics like Exchange-traded Products (ETPs), orders and strategies, anti-money laundering (AML), or employee conduct. Whether you need to better understand one of these topics or any other material found on the Essentials exam, proper SIE prep can help you prepare more fully than you might be able to on your own. Varsity Tutors provides two options for SIE prep: enrolling in an online SIE course or working with a private SIE instructor.
What are the different benefits of taking a Charlotte SIE prep course or working with a private instructor?
Both of our prep options offer the benefit of working with skilled instructors who possess good communication skills and experience. Each also comes with its own set of benefits, which we'll look at in greater detail here.
When you enroll in an online Charlotte SIE prep class, you'll be able to access your classes using a unique online learning environment. This platform will allow you to interact with your instructor in a similar manner to a traditional classroom. You'll have the ability to see, speak to, and hear your instructor much like you would in a typical educational setting. This will allow you to ask questions and receive clarification in real time during your classes. The platform also affords you the opportunity to interact with your peers. You can work on various group activities with classmates as well as engage in discussions while you review fiscal vs. monetary policy or books and records. Working collaboratively like this can be engaging and can also help you understand a topic more fully. This is a great option for social learners and anyone who prefers a structured learning environment.
If you elect to be connected to a private Charlotte SIE tutor, you'll have more control over the content of your study sessions and will be able to work at your own pace. Since you're the only student, your instructor can create customized lesson plans that focus on the skills you need the most help developing. You can choose to skip over some topics completely and dedicate extra sessions to working on your areas of weakness. Since your instructor also has the chance to get to know your goals, personality, and learning style preferences, he or she can make sure to deliver lessons in a way you'll find interesting. For example, if you're a kinesthetic learner, your tutor can get creative and create hands-on activities to help you learn different material.
You may even wish to sign up for both options. Whichever you choose, you'll be able to work towards improving your skills and putting your best foot forward on the SIE.
How do I get started with Charlotte SIE preparation?
When you decide you're ready to get started, all you have to do is contact Varsity Tutors either online or by phone. Our educational directors can answer any questions you have about online classes versus private instruction and get you signed up for whichever option works best for your educational and scheduling requirements. Call Varsity Tutors today and get signed up for exceptional Charlotte SIE prep.

Roman: Charlotte SIE test prep instructor
...B.S. in Mechanical Engineering from Virginia Commonwealth University, in my hometown of Richmond, Virginia, I moved and began my career in finance in Charlotte, NC. During my time in the industry, I've taken many exams, including, the CFP, Series 7, Series 66 Series 63, SIE, Life Ins, Health Ins, and LTC Ins - And I've passed all of them on the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- SIE
- CFP
- Series 7 - General Securities Representative Exam (Stockbroker)
- Insurance License
- +60 subjects

Joseph: Charlotte SIE test prep instructor
...senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible. I am a Certified Financial Educator (CFEd), and hold the Corporate Trainer Certified,...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Insurance License
- Real Estate License
- Series 66
- +30 subjects

Nancy: Charlotte SIE test prep instructor
...MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American or World History.
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 63
- +85 subjects

Lonie: Charlotte SIE test prep instructor
...primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- Series 65
- +21 subjects

DeSean: Charlotte SIE test prep instructor
...students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto....
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 6
- Series 63
- Calculus
- +13 subjects

Brendan Daniel : Charlotte SIE test prep instructor
...a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7, 63, and 65. I have also taught financial modeling, smart contract development, data analysis, and machine learning model development in python. (CFA material includes micro/macro economics, financial statement analysis, equity/fixed...
Subject Expertise
- SIE
- CPA
- Series 26
- Series 24
- +62 subjects

Edward: Charlotte SIE test prep instructor
A 25 plus year veteran of the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I am a former youth and high school basketball coach, youth and high school football coach.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 79
- Series 26
- Series 9
- +26 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CAIA
- Series 65
- Series 66
- +14 subjects

Harrison: Charlotte SIE test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 57
- +20 subjects
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 7
- +24 subjects

Kristin: Charlotte SIE test prep instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 7
- +1 subjects

John: Charlotte SIE test prep instructor
...responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic pursuits. I am excited to continue my learning and provide some of the knowledge I've...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CFA
- Series 7
- Series 63
- +20 subjects

Vincent : Charlotte SIE test prep instructor
...Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- Series 7
- +14 subjects

Kevin: Charlotte SIE test prep instructor
...life examples to help understand the value of learning the topics I tutor you with. I specialize in tutoring a broad range of subjects with a focus on math, science, history, government, geography, accounting, finance and related business topics. One of my goals for each tutoring session is to keep the student engaged and challenged yet not overwhelmed. I use a number of teaching methods, including practice questions and topical computer related tools. I often...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 30
- Series 65
- Series 79
- +41 subjects

Joseph Fon: Charlotte SIE test prep instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 22
- Series 6
- UK A Level Economics
- +5 subjects

Mark: Charlotte SIE test prep instructor
...P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key is: HOW TO READ THE QUESTIONS and HOW TO STUDY FROM THE QUESTIONS. Bilingual in SPANISH P.S. I have multiple testimonials from...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- Series 10
- API - Associate in Personal Insurance
- Series 66
- +73 subjects

Valentina: Charlotte SIE test prep instructor
...Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and nail from the first attempt. Therefore, I am standing by to help you with these challenging exams. Additionally, I have been teaching as a licensed teacher for several years in public schools. My qualifications are Highly Qualified, and my teaching endorsements are...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- Series 66
- FINRA - Financial Industry Regulatory Authority
- Series 65
- +4 subjects

Johnathan: Charlotte SIE test prep instructor
...a position with the Police Commissioner's Office, working on neighborhood policing policy citywide. I have helped hundreds of people gain access to housing, jobs, hygiene, criminal justice reform, and affordable health care. In 2016 I was appointed by the Governor of New York State to be a local board member on the Selective Service Board in my neighborhood. By now I had traveled to China, Italy, Spain, England, the Caribbean, Canada, Mexico, and Germany, not...
Education & Certification
- Rider University - Bachelor of Fine Arts, Police Science
- Fordham University - Master of Laws, Prelaw Studies
Subject Expertise
- SIE
- AP U.S. Government & Politics
- Microeconomics
- Personal Finance
- +36 subjects

Hajra: Charlotte SIE test prep instructor
...exams. I understand the pressure of learning the materials and then passing the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their goals. I aim to be a resource to people, and letting them set the pace. I enjoy traveling when I can, either locally or internationally. Some of my favorite jaunts are those unassuming places that my family and I spontaneously drive to...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 63
- +9 subjects

Krista: Charlotte SIE test prep instructor
...MBA (Capella University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 65
- Series 6
- Insurance License
- +18 subjects