Studying the SIE with expert instructors handling the Kansas City SIE course with Varsity Tutors can have a positive impact on your review. The SIE or Securities Industry Essentials was created by the Financial Industry Regulatory Authority (FINRA). Many aspiring candidates from working professionals to students from the University of Missouri - Kansas City and Rockhurst University put a lot of effort and time in preparing for the test since it can open doors to their future career in the securities industry. When you study with the guidance of experienced SIE instructors, you can gain insights into the test that you might not have if you're studying on your own.
What are some of the topics a Kansas City SIE prep course can cover?
In the Kansas City SIE class, you'll learn more about the content and format of the exam. There are 75 multiple-choice questions and you need to get 70% to pass the test.
There are four different sections in the SIE and each section makes up a specific percentage of the total score. The first section is Knowledge of Capital Markets with 12 questions that make up 16% of the exam. Topics tested in this section include market structure, economic factors, and offerings; regulatory entities, agencies, and market participants. The second section is Understanding Products and Their Risks. This has 33 questions and corresponds to 44% of the exam. Topics tested include investment risks, real estate investment trusts (REITs), municipal fund securities, and MSRB rules. The third section is Understanding Trading, Customer Accounts, which has 23 questions that make up 31% of the exam. You'll be tested on topics like anti-money laundering, customer accounts, compliance consideration, and NASD rules. The fourth section is Prohibited Activities and Overview of the Regulatory Framework, which contains 7 questions that make up 9% of the exam. Topics tested include SEC rules, employee conduct, continuing education, and reportable events.
Besides providing a comprehensive review of the content of the exam, your Kansas City SIE class instructor can also give you helpful tips on how to efficiently answer questions in each section and some study techniques that can help you in your review.
What are the advantages of enrolling in a Kansas City SIE course?
With the course, you can be confident that you're learning the key concepts that will be tested in the SIE and that you are learning from people who have studied the test for many years. It can be confusing to study for any type of standardized exam, and for the SIE, it's important that you do it right since it serves as your ticket to the next specific business qualification exam. With the help of SIE instructors who have solid experience in the securities industry and SIE test prep experience, you can have a more organized and comprehensive review that you might not be able to experience if you are reviewing on your own.
If you hit a wall and can't understand concepts in subjects like Direct Participation Programs (DPPs), Exchange-traded Products (ETPs), Customer Account Registrations, or any other topic under the SIE, you can also request to meet your instructor outside of class in a 1-on-1 meeting so you can ask for clarifications or work on problems with your instructor's supervision. This personalized attention provided to you through the course can be a great way to address your core difficulties faster.
Another advantage of the Kansas City SIE class is that it's offered online. This takes away the hassle of commuting to a review center or trying to rearrange your entire schedule just to fit a review class. You can finish your review entirely online in virtual classrooms. You also learn in a comfortable, convenient, and safe environment in your home. All you need is your internet connection and you can join the live class where you can see, hear, and talk to your instructor and classmates as if you were in a physical classroom. We are able to offer many course time options as well. Whether you want to study in the morning or have more time in the evening, or if you prefer to enroll in a weekend course, we can help you find a course time that fits your schedule.
How can I enroll in a Kansas City SIE course?
If you are ready to start your SIE test prep, you can contact our educational consultants at Varsity Tutors and we can give you more details about our Kansas City SIE course such as what the course covers, current class offerings, and how you can sign up for the course.
Braden: Kansas City SIE course instructor
I am a recent Chemical Engineering graduate with a minor in economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and...
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- Datamining
- +64 subjects
Brian: Kansas City SIE course instructor
...select academic topics, select professional exam pre test materials, soft skills, technical skill building, performance improvement, decision making, financial literacy, and leadership. While I can tutor a broad range of subjects, I am most passionate about finance, FINRA exams, decision making, financial literacy, and leadership. I am a firm proponent of higher education as well as career connected training, believing each one respectively is necessary for an improved quality of life depending on the personality...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 26
- Six Sigma
- Series 65
- +22 subjects
Nikita: Kansas City SIE course instructor
...impossible. I know because I've done it. I passed the SIE and Series 7 on my very first attempts, and the Series 66 shortly after. Many finance professionals stumble on these same exams, but my study system and test-taking strategy gave me the edge. That's the exact framework I now use to help others succeed. My tutoring isn't just about covering material. It is about equipping you with the right mindset, structure, and strategies to...
Education & Certification
- University of Memphis - Bachelor of Science, Public Relations
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 7
- +1 subjects
Monica: Kansas City SIE course instructor
...experience in tutoring subjects related to securities licenses, including the SIE, Series 7, and Series 66. My approach centers on translating complex concepts into relatable, real-world scenarios, ensuring students grasp not just the material but also the strategies behind successful test-taking. I believe in fostering a supportive learning environment where students feel empowered to ask questions and explore the intricacies of wealth management. My extensive background in the financial services industry (over 20 years) enhances...
Education & Certification
- Strayer College - Master's/Graduate, Business
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 66
- +16 subjects
Paul: Kansas City SIE course instructor
...three decades as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training, instructing and tutoring. I look forward to assisting...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Series 6
- Series 27
- Series 99
- +17 subjects
Shawn: Kansas City SIE course instructor
...my Master's in International Affairs. I have been teaching and tutoring since I was an undergraduate in 1996. I currently work in the financial services industry. While I tutor a broad range of subjects, I am most passionate about tutoring/teaching in Test Prep, Business, Financial subjects, and the Social Sciences. In my experience, one size does not fit all and the people I've worked with do well because we find a way to match their...
Education & Certification
- Washington University in St Louis - Master of Arts, International Relations
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +56 subjects
LaKeisha: Kansas City SIE course instructor
...and relatable experience for students to enjoy and to apply in their life. My desire is for students to be able to experience the countless opportunities and places that reading and learning can take them as Dr. Seuss said. Reading and learning are life-long endeavors that can take people to places that they would not have imagined. To receive tutoring help and services pertaining to English, Writing, Pre-Algebra, Algebra 1, American Government, Investments, and FINRA...
Education & Certification
- Wesleyan University - Bachelor in Arts, English
- Augusta State University - Master of Public Policy, Public Administration
- Capella University - Doctor of Philosophy, Human Services
Subject Expertise
- SIE
- Series 7
- Series 66
- Series 24
- +27 subjects
David: Kansas City SIE course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 24
- +16 subjects
Sang-Hoon: Kansas City SIE course instructor
I graduated from Columbia College in Columbia University in 1996 with a degree in Economics. I look forward to teaching students and learners and have a positive influence in your education and experience. I have a track record of increasing scores in SSAT to SAT and also achieve passing grades in college courses. I am copyrighting my tutoring method that prepares students that are cramming for standardized exams.
Education & Certification
- Columbia University in the City of New York - Bachelor of Science, Economics
Subject Expertise
- SIE
- CAIA Level I
- Series 5 - Interest Rate Options Exams
- Series 15 - Foreign Currency Options Exam
- +103 subjects
Ryan : Kansas City SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Middle School Writing
- GRE Verbal
- +12 subjects
DeSean: Kansas City SIE course instructor
I'm passionate to help students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife...
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 6
- Series 7
- Series 63
- +14 subjects
Sarah: Kansas City SIE course instructor
...trained to cater to a wide range of learning styles, personality types, and unique challenges such as learning disabilities, test anxiety, and other mental blocks. My flexibility and deep understanding of exam content stem from years of close collaboration with students across various categories. I am dedicated to being available for my students, offering the flexibility to learn at their own pace, whether that means intensive preparation in a month or a more gradual, step-by-step...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 66
- Series 63
- CFP
- +36 subjects
Ben: Kansas City SIE course instructor
...(and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention can bring a profound sense of achievement and meaning to our lives. While I tutor a wide variety of subjects, I am most passionate about Mathematics, Business, Writing, and History. In my spare time, I enjoy rock climbing, watching CrashCourse...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- Professional Certifications
- +45 subjects
Karen: Kansas City SIE course instructor
...in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and relate it to something that makes sense for you.
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 26
- Series 63
- Series 7
- +24 subjects
Eduardo: Kansas City SIE course instructor
...me with a strong analytical foundation. With over 6 years of tutoring experience, both in-person and online, I specialize in Professional Certifications in Finance, sociology, political science, and Spanish, leveraging my fluency in both English and Spanish to connect with students from diverse backgrounds. My teaching philosophy centers on fostering a supportive and engaging learning environment, where I encourage critical thinking and curiosity. I am passionate about helping students achieve their academic goals and develop...
Education & Certification
- University of Central Florida - Bachelor in Arts, Political Science and Government
Subject Expertise
- SIE
- Series 63
- FINRA - Financial Industry Regulatory Authority
- Series 14
- +94 subjects
John: Kansas City SIE course instructor
...4 years. My most relevant experience is as an equity trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic pursuits....
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 57
- Series 7
- CFA
- +20 subjects
Adrian: Kansas City SIE course instructor
...like to start by getting a clear sense of their strengths and weaknesses so we know where to focus. From there, I walk through the lesson step-by-step, making sure they're following along and feel comfortable asking questions at any point. I'll usually quiz them on what we've covered to check for understanding, and if something doesn't click, we take a step back and work through the part they're struggling with together. Once they've got a...
Education & Certification
- Temple University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Corporate Finance
- Study Skills
- Study Skills and Organization
- +16 subjects
Michael: Kansas City SIE course instructor
...on to others. That is what brought me to earn my PhD and my flight instructor certificate, allowing me to teach various areas in finance, such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my career to move out of in-house financial services firms and focus completely on teaching. The way I prefer to teach and tutor is to work with the student, not lecture them....
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- SIE
- Series 7
- Series 24
- Series 65
- +16 subjects
Robert: Kansas City SIE course instructor
I am passionate about lifting up the next generation of business leaders. I had amazing tutors when I was in college and business school and I am ready to pay it forward.
Education & Certification
- Carnegie Mellon University - Masters in Business Administration, Business Statistics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 63
- Series 7
- +25 subjects
Pauline: Kansas City SIE course instructor
As an enthusiastic and dedicated tutor, my primary goal is to transform the learning experience for students, fostering a love for education that extends beyond the classroom. With a passion for teaching and a commitment to creating a positive and engaging environment, I strive to ignite curiosity and instill a genuine joy for learning in each student I work with.
Education & Certification
- Touro College - Bachelor, BBA finance
Subject Expertise
- SIE
- CIC- Certified Insurance Counselor Exam
- Insurance License
- AAI - Accredited Adviser in Insurance
- +48 subjects