Varsity Tutors offers a Dallas Fort Worth SIE course that can set you on the right path with your SIE test prep. The SIE is a test created by the Financial Industry Regulatory Authority (FINRA) and is taken by people who want to work in the securities industry. In the exam, you'll be tested on your knowledge of basic securities industry information such as products, risks, and regulated practices. There are many students from the University of Texas - Dallas and the University of Dallas who enroll in the SIE course so they can have a comprehensive and guided review of the topics covered in the exam. If you are also looking for a comprehensive SIE review, enrolling in the Dallas Fort Worth SIE prep course with Varsity Tutors can be an excellent option.
What are some of the topics a Dallas Fort Worth SIE class can cover?
Your review will cover materials that can help you thoroughly understand the key concepts tested in the different sections of SIE. There are four sections and each has its own weight on your final score.
The first section is Knowledge of Capital Markets, which covers categories such as regulatory entities, agencies, and market participants, as well as market structure, economic factors, and offerings. This has 12 multiple-choice questions and is equal to 16% of the exam.
The second section is Understanding Products and Their Risks, which covers categories like real estate investment trusts (REITs), investment risks, municipal fund securities, and MSRB rules. This section has 33 multiple-choice questions that make up 44% of the exam.
The third section is Understanding Trading, Customer Accounts, and Prohibited Activities, which covers categories such as trading, settlement and corporate actions, and customer accounts and compliance consideration. This section has 23 multiple-choice questions and makes up 31% of the exam.
The fourth section is Overview of the Regulatory Framework, which covers categories like employee conduct, SEC rules, and self-regulatory organization (SRO) regulatory requirements for associated persons. This section has 7 multiple-choice questions and makes up 9% of the exam.
What are the advantages of enrolling in a Dallas Fort Worth SIE course?
For many students and professionals, hectic schedules and other personal commitments can make it difficult to dedicate time to their SIE study. The SIE course with Varsity Tutors has notable advantages that can address these obstacles. The course is offered online, so you don't need to commute or worry about making it on time for class. You can comfortably participate in the review just by logging into the virtual classroom. As long as you have an internet connection, you're ready to go. The online class is conducted live, so you'll see and hear your instructor as if you were in a regular, physical classroom. You can ask questions and get immediate feedback - something that may not be as readily available if you're just doing self-study. You will also learn with other students in the course. Studying with a group has shown to help students gain new perspectives on a topic, which can then help them learn the topic thoroughly and even kill-off their procrastination.
Studying for the SIE with the guidance of expert Dallas Fort Worth SIE class instructors is another advantage you can benefit from when you enroll in the course. It can be confusing to prepare for a standardized exam since there are many topics to cover. Where do you start? How can you best review for the test? What materials should you study? With the help of instructors who have several years of experience preparing students for the SIE, you can tackle these questions with more confidence. Your instructor can give detailed discussions on topics covered in each section of the test and you can also learn test-taking techniques that can boost your efficiency during test day. If you find yourself struggling with certain topics, the course also allows you to reserve one-on-one time with your instructor so you can receive personalized attention in addressing your core difficulties.
How can I enroll in a Dallas Fort Worth SIE course?
If you are ready to start your SIE test prep or would like to get more information about the course, reach out to our educational consultants at Varsity Tutors. We can give you details on what the course covers, our available course times, and how you can sign up for the course. We have 2-week and 4-week courses that start on a rolling monthly basis, so you'll have more flexibility when starting your review. Contact Varsity Tutors and ask about our Dallas Fort Worth SIE course today.
Melissa: Dallas SIE course instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 66
- +1 subjects
Nancy: Dallas SIE course instructor
...enjoy teaching a variety of subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 6
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +81 subjects
James: Dallas SIE course instructor
Subject Expertise
- SIE
- Series 7
- EMT - Emergency Medical Technicians
- Series 66
- +6 subjects
Barrett: Dallas SIE course instructor
...winning is largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 26
- Series 24
- Series 7
- +20 subjects
Gary: Dallas SIE course instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- SHRM-CP - Society for Human Resource Management- Certified Professional
- Series 3
- Series 63
- +72 subjects
Blake: Dallas SIE course instructor
...most: someone coming alongside me and helping me with things I didn't even know I didn't know. I strive to teach and help in a relevant, understandable, and helpful way. I attended Oakland University on a full-tuition academic scholarship and majored in finance and minored in accounting. After working in the financial planning industry for 4 years, I became one of the youngest CFP Professionals in the country in 2019. My best areas to teach...
Education & Certification
- Oakland University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 65
- CFP
- ACT Writing
- +71 subjects
Cathleen: Dallas SIE course instructor
...trainees have passed the Series 7 on their first try. My specialty is creating analogies to de-mystify unfamiliar concepts. I ask that you commit to studying for 9 weeks, and take the test immediately after that because that's generally how long short term memory lasts. I genuinely care about each person I encounter, and would love to walk with you through the hardest thing you've ever done and celebrate when you're licensed!
Education & Certification
- Maryville University of Saint Louis - Bachelor in Arts, Psychology
- Webster University - Master of Arts, Human Resources Development
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 63
- +1 subjects
Scot: Dallas SIE course instructor
...became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 22
- Series 65
- Series 6
- +12 subjects
Peter: Dallas SIE course instructor
...the licenses I obtained, view me at Broker Check: https://brokercheck.finra.org/individual/summary/1313689 and see that I had all the licenses. I also was the prime lead instructor for a Series 7 school years ago before publishing training manuals that became the big business we see today. My peers, other broker-dealers, had enough confidence in me to elect me to two different FINRA offices. One was regional office and the other a national position. I sat in on...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 3
- Series 87
- CPA
- +37 subjects
Mary: Dallas SIE course instructor
I began my derivatives career with O'Connor & Associates, the Chicago-based pioneer of options trading and risk management becoming a floor member of the Philadelphia Stock Exchange trading single stock options and futures. My training began in the trading pit, side by side senior traders for whom I would be responsible for tracking delta positions, hedging trades, communicating with the...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 53
- Series 6
- CIMA
- +101 subjects
Kyle: Dallas SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- Series 6
- +10 subjects
Paul: Dallas SIE course instructor
...decades as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training, instructing and tutoring. I look forward to assisting you...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Series 99
- Series 65
- Series 79
- +12 subjects
Vincent : Dallas SIE course instructor
...am a Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get...
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +14 subjects
Mark: Dallas SIE course instructor
...to help people pass: The Series # 7 - # 63 - # 65 & # 66 The Life, Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key is:...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 63
- Exam IFM - Investment and Financial Markets
- +73 subjects
Jahlen: Dallas SIE course instructor
...I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being able to help my students pass their exams, and becoming a small part of what leads to their future success.
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Insurance License
- Series 63
- Series 6
- +1 subjects
John: Dallas SIE course instructor
...have a BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 9
- Series 72
- +36 subjects
Hal: Dallas SIE course instructor
...broker-dealer channel, the bank channel, and the independent channel. I developed and took an introducing brokerage firm through the entire FINRA (then NASD) creation and registration process. I attended what was then a week-long Brokers Option Course at the Chicago Board of Options and followed that as the designated options trader for a firm. I have over twenty years of teaching experience at the college and university level in addition to having served as a...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 99
- Series 6
- Series 65
- +170 subjects
Dennis: Dallas SIE course instructor
...managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 55
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- +49 subjects
Donald: Dallas SIE course instructor
...credits of technical STEM courses to include thermodynamics, electrical engineering, cyber security, physics, chemistry, calculus, and computer systems engineering. Not only was I pushed academically but I was pushed as a leader. You are expected to develop your own leadership style and practice it every day. I held numerous instructor and leadership positions while at the Naval Academy and found my love for teaching. Upon graduation, I was commissioned into the United States Marine Corps...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- ChFC - Chartered Financial Consultant
- Series 65
- Series 7
- +35 subjects
Isaiah: Dallas SIE course instructor
...it took me about 6 months to study and pass all exams. Now, I actively tutor in all exams. I provide reading material, notes, and test questions for each student during each session. My mission is to help students achieve a level of confidence based on knowledge, test taking skills, and deductive reasoning. As of now on average I have at least 5 students per month who prepare with me and pass the test.
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Insurance License
- Series 65
- Series 26
- +29 subjects