Varsity Tutors offers a Dallas Fort Worth SIE course that can set you on the right path with your SIE test prep. The SIE is a test created by the Financial Industry Regulatory Authority (FINRA) and is taken by people who want to work in the securities industry. In the exam, you'll be tested on your knowledge of basic securities industry information such as products, risks, and regulated practices. There are many students from the University of Texas - Dallas and the University of Dallas who enroll in the SIE course so they can have a comprehensive and guided review of the topics covered in the exam. If you are also looking for a comprehensive SIE review, enrolling in the Dallas Fort Worth SIE prep course with Varsity Tutors can be an excellent option.
What are some of the topics a Dallas Fort Worth SIE class can cover?
Your review will cover materials that can help you thoroughly understand the key concepts tested in the different sections of SIE. There are four sections and each has its own weight on your final score.
The first section is Knowledge of Capital Markets, which covers categories such as regulatory entities, agencies, and market participants, as well as market structure, economic factors, and offerings. This has 12 multiple-choice questions and is equal to 16% of the exam.
The second section is Understanding Products and Their Risks, which covers categories like real estate investment trusts (REITs), investment risks, municipal fund securities, and MSRB rules. This section has 33 multiple-choice questions that make up 44% of the exam.
The third section is Understanding Trading, Customer Accounts, and Prohibited Activities, which covers categories such as trading, settlement and corporate actions, and customer accounts and compliance consideration. This section has 23 multiple-choice questions and makes up 31% of the exam.
The fourth section is Overview of the Regulatory Framework, which covers categories like employee conduct, SEC rules, and self-regulatory organization (SRO) regulatory requirements for associated persons. This section has 7 multiple-choice questions and makes up 9% of the exam.
What are the advantages of enrolling in a Dallas Fort Worth SIE course?
For many students and professionals, hectic schedules and other personal commitments can make it difficult to dedicate time to their SIE study. The SIE course with Varsity Tutors has notable advantages that can address these obstacles. The course is offered online, so you don't need to commute or worry about making it on time for class. You can comfortably participate in the review just by logging into the virtual classroom. As long as you have an internet connection, you're ready to go. The online class is conducted live, so you'll see and hear your instructor as if you were in a regular, physical classroom. You can ask questions and get immediate feedback - something that may not be as readily available if you're just doing self-study. You will also learn with other students in the course. Studying with a group has shown to help students gain new perspectives on a topic, which can then help them learn the topic thoroughly and even kill-off their procrastination.
Studying for the SIE with the guidance of expert Dallas Fort Worth SIE class instructors is another advantage you can benefit from when you enroll in the course. It can be confusing to prepare for a standardized exam since there are many topics to cover. Where do you start? How can you best review for the test? What materials should you study? With the help of instructors who have several years of experience preparing students for the SIE, you can tackle these questions with more confidence. Your instructor can give detailed discussions on topics covered in each section of the test and you can also learn test-taking techniques that can boost your efficiency during test day. If you find yourself struggling with certain topics, the course also allows you to reserve one-on-one time with your instructor so you can receive personalized attention in addressing your core difficulties.
How can I enroll in a Dallas Fort Worth SIE course?
If you are ready to start your SIE test prep or would like to get more information about the course, reach out to our educational consultants at Varsity Tutors. We can give you details on what the course covers, our available course times, and how you can sign up for the course. We have 2-week and 4-week courses that start on a rolling monthly basis, so you'll have more flexibility when starting your review. Contact Varsity Tutors and ask about our Dallas Fort Worth SIE course today.
Melissa: Dallas SIE course instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 63
- +1 subjects
Barrett: Dallas SIE course instructor
...a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 79
- Series 26
- Series 66
- +20 subjects
Joyce: Dallas SIE course instructor
...personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in your academic success. I'm not just here to give you answers; I'm here to guide you toward them, fostering active learning and critical thinking. I have a deep passion for helping individuals reach their goals, and I'm excited to be part of your academic journey. Together, we'll tackle those challenging subjects and...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 52
- FINRA - Financial Industry Regulatory Authority
- +31 subjects
Nancy: Dallas SIE course instructor
...MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American or World History.
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 24
- Series 66
- Series 79
- +83 subjects
Blake: Dallas SIE course instructor
...I didn't know. I strive to teach and help in a relevant, understandable, and helpful way. I attended Oakland University on a full-tuition academic scholarship and majored in finance and minored in accounting. After working in the financial planning industry for 4 years, I became one of the youngest CFP Professionals in the country in 2019. My best areas to teach are personal finance, economics, Algebra 1 and 2, Geometry, and ACT prep.
Education & Certification
- Oakland University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- CFP
- Series 65
- Pre-Calculus
- +71 subjects
Gary: Dallas SIE course instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 26
- Series 65
- Series 63
- +72 subjects
James: Dallas SIE course instructor
Subject Expertise
- SIE
- EMT - Emergency Medical Technicians
- Firefighter Exam
- Series 7
- +6 subjects
Cathleen: Dallas SIE course instructor
...chair! I have worked with hundreds of people from age 22 to 62 with many different backgrounds. Over 90% of my trainees have passed the Series 7 on their first try. My specialty is creating analogies to de-mystify unfamiliar concepts. I ask that you commit to studying for 9 weeks, and take the test immediately after that because that's generally how long short term memory lasts. I genuinely care about each person I encounter, and...
Education & Certification
- Maryville University of Saint Louis - Bachelor in Arts, Psychology
- Webster University - Master of Arts, Human Resources Development
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 7
- +1 subjects
Jessica: Dallas SIE course instructor
...276 students and 215 Five-star reviews): SIE 100% pass rate 3 100% pass rate 6 100 % pass rate 7 99.99% pass rate 28 100% pass rate 63 100% pass rate 65 100% pass rate 66 100% pass rate 79 100% pass rate 86 100% pass rate I was a teacher and have extensive successful experience with students and all learning accommodations. * I update my material consistent with FINRA's algorithms, industry updates, and market changes.
Education & Certification
- Georgia State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 79
- Series 28
- Series 66
- +31 subjects
Benjamin: Dallas SIE course instructor
Glad to help students prepare for the CFP, Series 7, and Series 66 industry exams!
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 52
- Series 24
- +24 subjects
Jessica: Dallas SIE course instructor
Avid public speaker and advocate for financial literacy. I am a full-time financial advisor that uses my free time to help others gain the knowledge necessary to learn more about business and finance or make their own way in the financial services industry.
Education & Certification
- SUNY College at Oneonta - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 63
- Insurance License
- Series 27
- +79 subjects
Kim: Dallas SIE course instructor
...& investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 6
- Insurance License
- Series 63
- +46 subjects
Mary: Dallas SIE course instructor
...adjusted return on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets into global markets - Asia, Latin America, Europe as well as into other asset classes FX, Commodities, Fixed Income dictated by customer investment policies, the liberalization of markets, and the respective risk books. I accepted new business roles and appointments and was later recruited to work with other global derivatives groups (Deutsche, HSBC) overseeing Corporate Derivatives programs, customer options...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 9
- Series 27
- Series 44 - NYSE Arca Options Market Maker Exam
- +109 subjects
Valentina: Dallas SIE course instructor
...financial industry for over 20 years, and I am FINRA licensed in Series 7, Series 66, and of course, in SIE since it is a pre-requisite for Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and nail from the first attempt. Therefore, I am standing by to help you with these...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- Series 63
- FINRA - Financial Industry Regulatory Authority
- Series 7
- +4 subjects
Daniel: Dallas SIE course instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- CPA
- CLU - Chartered Life Underwriter
- +25 subjects
Brian: Dallas SIE course instructor
...Banking as well. I started a financial consulting business while in college then sold it a few years out of college. I became a US Marine. Over the next 15 years combined, I worked for two top 5 US Banks and one top 5 US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US, Europe, Central and South America, and some of the Middle East...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 10
- Series 63
- Series 9
- +22 subjects
Karen: Dallas SIE course instructor
...degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and relate it to something that makes...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 26
- Series 10
- Series 66
- +22 subjects
Paul: Dallas SIE course instructor
...Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training, instructing and tutoring. I look forward to assisting you in your personal endeavors.
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 9
- +17 subjects
Jennifer: Dallas SIE course instructor
...66 licenses. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got tips and tricks on how to pass these exams in one sitting. In addition, I will incorporate real-world examples that will expand on the knowledge base of any student and enable him/her to...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 65
- Series 66
- +17 subjects
Scot: Dallas SIE course instructor
...co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your pursuit of your next FINRA license or your CFP marks!
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 7
- Series 22
- Series 9
- +12 subjects