You can get more out of your SIE study sessions by signing up for a Charlotte SIE course thanks to the assistance of Varsity Tutors. The Securities Industry Essentials Exam, or SIE, is something that you may have decided to take if you're close to graduating from a local college like the University of North Carolina at Charlotte. Consider reaching out to us today to get started with a Charlotte SIE course that can help you pursue your test goals. You can also keep reading to learn more about this exam and how we can help you prepare for it.
What will a Charlotte SIE class cover?
Your class will cover the most important topics that you need to know before sitting down to take your upcoming test. The SIE was designed for the purpose of assessing the preparedness of prospective securities industry professionals. To that end, the exam covers things like types of products and their risks, regulatory agencies and their functions, prohibited practices, the structure of securities industry markets, and more. You can learn more about these things by signing up for an in-depth course with the help of Varsity Tutors.
The SIE is a challenging exam that can be difficult to study for without any guidance. This is why enrolling in a Charlotte SIE class can be such an impactful addition to your test preparation process. On the day of your exam, you'll be given an hour and forty-five minutes to complete the exam. Your task will be to answer 75 multiple-choice questions. In order to pass the SIE, you'll need to get at least 70% of these questions correct. You'll be asked questions on things like municipal fund securities, packaged products, hedge funds, orders and strategies, and much more. If you'd like help preparing for the types of questions that you'll encounter on the SIE, then consider reaching out to us today to get started with a class.
What are the benefits of taking a course?
Signing up for a Charlotte SIE course is a unique way to supplement your study plan. There are many benefits that are associated with this learning option. Your course will give you the chance to learn from an expert on the SIE who knows what it takes to prepare students like you for this difficult test. Your course will take place on a powerful virtual learning platform that allows you to see, hear, and interact with your educator from the comfort of your home. Your course will replicate the traditional classroom learning experience in a more convenient online environment.
For example, just as you would expect to find in the classroom, your course will take place through a series of live lectures and hands-on exercises. You'll also learn alongside a number of peers who are preparing for the SIE just like you. These students will be able to interact with your instructor just like you can. That means you can listen to the questions that they ask, which may help you think about the material that you're learning in a new way. Studies have shown that learning with other students can help an individual get more out of their learning opportunities.
If you find that you're having a difficult time with one of the topics that have been covered in your course, then you can pursue additional help from your instructor. You'll have the chance to work with your educator in a one-on-one setting if you'd like to. This is a great way to get the specific guidance and feedback that you need to keep pace with your class and to keep making progress towards your overall SIE goals.
Another key benefit of taking a course is their inherently flexible nature. When you reach out to Varsity Tutors to find your test preparation supplement, you'll find that there are a number of different course options that you can choose from. There are courses that meet on different days throughout the week and at different times throughout the day. This makes it easy to find an option that you can fit into your schedule without having to make too many sacrifices in the other important areas of your life. You can contact us directly to get help selecting the right course for your specific needs.
How can I get started?
Passing the Securities Industry Essentials Exam is an important step towards becoming a professional in the securities industry. If you'd like some help with getting more out of your test preparation process for this exam, then consider reaching out to Varsity Tutors today. We can help you find and sign up for the right Charlotte SIE prep course for your specific academic and scheduling needs. This is a powerful way to increase the efficiency and effectiveness of your study sessions. We hope to hear from you soon and look forward to working with you.

Zachary: Charlotte SIE course instructor
...investment advice to our high networth clients between 250k-5MM in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 63
- AP Macroeconomics
- Series 65
- +11 subjects

Brandy: Charlotte SIE course instructor
...Series 7 licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Professional Certifications
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +1 subjects

Sarah: Charlotte SIE course instructor
...63 certified. I recently received my MBA, and will be sitting for a CFP this November. I gained my Series 65 a year and a half ago - first try - Have worked with more than 50 students since Oct. 2, 2022 tutoring - I have full content and q-banks. Since then I've had a 95% pass rate. I have a proven method - and the most up to date material. As important as having...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- IB Design Technology
- Intermediate Accounting
- Series 66
- +36 subjects

DeSean: Charlotte SIE course instructor
...because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto. saxophone.
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Pre-Calculus
- Business
- Personal Finance
- +13 subjects

Harrison: Charlotte SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Professional Certifications
- Algebra 2
- +20 subjects
Subject Expertise
- SIE
- Economics
- AP Microeconomics
- Stock Trading 101: Investing Basics
- +21 subjects

Finian: Charlotte SIE course instructor
My name is Finian, and I am an Economics and Environmental Science double major on the Crew Team at Wesleyan University. I have 5+ years of experience working with children and adults both in and out of the classroom (math and swim lessons). My teaching experience also includes working with those who have disabilities. I promise both a rigorous and fun learning experience to any prospective student.
Education & Certification
- Wesleyan University - Bachelor of Science, Economics
- Wesleyan University - Bachelor of Science, Environmental Science
Subject Expertise
- SIE
- US Constitutional History
- Middle School Writing
- Other
- +69 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- IB Business & Management
- Cost Analysis
- Series 7
- +24 subjects

Brendan Daniel : Charlotte SIE course instructor
...subjects to education. What you are learning isn't all theory, after all. I'll have accomplished my job if I can be a foundational block to getting you closer to your goal. I graduated with a degree in Psychology and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager...
Subject Expertise
- SIE
- Finance
- Series 22
- College Economics
- +61 subjects

Kevin: Charlotte SIE course instructor
...tutoring session is to keep the student engaged and challenged yet not overwhelmed. I use a number of teaching methods, including practice questions and topical computer related tools. I often ask for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space, I work with the student to help select mutually convenient locations. In my spare time, I enjoy biking, hiking,...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Elementary School Math
- Professional Certifications
- Series 63
- +41 subjects

Scot: Charlotte SIE course instructor
...February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your pursuit of your next FINRA license or your CFP...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 10
- Series 6
- Series 57
- +12 subjects

Mary: Charlotte SIE course instructor
...diligently represented resulting in increasing customer business and attractive risk adjusted return on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets into global markets - Asia, Latin America, Europe as well as into other asset classes FX, Commodities, Fixed Income dictated by customer investment policies, the liberalization of markets, and the respective risk books. I accepted new business roles and appointments and was later recruited to work with other global...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Managerial Accounting
- Series 39
- Series 7
- +95 subjects

Ryan : Charlotte SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- Writing
- Creative Writing
- Essay Editing
- +12 subjects

Barrett: Charlotte SIE course instructor
...largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Business
- Econometrics
- Quantitative Reasoning
- +20 subjects

Jahlen: Charlotte SIE course instructor
...63. Tutors in a style that establishes a bridge between the material and common terms that are very understandable. I've received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 6
- Professional Certifications
- +1 subjects

Kim: Charlotte SIE course instructor
...maintain my skill set. To this very day, I work upwards of 18 hours per day, five and sometimes six days per week. Because of my diverse background, (heavy in the finance arena, including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Physics
- Managerial Accounting
- AP English Language and Composition
- +44 subjects

Paul: Charlotte SIE course instructor
...Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training, instructing and tutoring. I look forward to assisting you in your personal endeavors.
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- English
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 9
- +10 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 6
- CAIA
- CFA
- +14 subjects

Kristin: Charlotte SIE course instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Professional Certifications
- Series 63
- Series 7
- +1 subjects

Eunpa: Charlotte SIE course instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Professional Certifications
- High School Chemistry
- Series 7 - General Securities Representative Exam (Stockbroker)
- +43 subjects