You can get more out of your SIE study sessions by signing up for a Charlotte SIE course thanks to the assistance of Varsity Tutors. The Securities Industry Essentials Exam, or SIE, is something that you may have decided to take if you're close to graduating from a local college like the University of North Carolina at Charlotte. Consider reaching out to us today to get started with a Charlotte SIE course that can help you pursue your test goals. You can also keep reading to learn more about this exam and how we can help you prepare for it.
What will a Charlotte SIE class cover?
Your class will cover the most important topics that you need to know before sitting down to take your upcoming test. The SIE was designed for the purpose of assessing the preparedness of prospective securities industry professionals. To that end, the exam covers things like types of products and their risks, regulatory agencies and their functions, prohibited practices, the structure of securities industry markets, and more. You can learn more about these things by signing up for an in-depth course with the help of Varsity Tutors.
The SIE is a challenging exam that can be difficult to study for without any guidance. This is why enrolling in a Charlotte SIE class can be such an impactful addition to your test preparation process. On the day of your exam, you'll be given an hour and forty-five minutes to complete the exam. Your task will be to answer 75 multiple-choice questions. In order to pass the SIE, you'll need to get at least 70% of these questions correct. You'll be asked questions on things like municipal fund securities, packaged products, hedge funds, orders and strategies, and much more. If you'd like help preparing for the types of questions that you'll encounter on the SIE, then consider reaching out to us today to get started with a class.
What are the benefits of taking a course?
Signing up for a Charlotte SIE course is a unique way to supplement your study plan. There are many benefits that are associated with this learning option. Your course will give you the chance to learn from an expert on the SIE who knows what it takes to prepare students like you for this difficult test. Your course will take place on a powerful virtual learning platform that allows you to see, hear, and interact with your educator from the comfort of your home. Your course will replicate the traditional classroom learning experience in a more convenient online environment.
For example, just as you would expect to find in the classroom, your course will take place through a series of live lectures and hands-on exercises. You'll also learn alongside a number of peers who are preparing for the SIE just like you. These students will be able to interact with your instructor just like you can. That means you can listen to the questions that they ask, which may help you think about the material that you're learning in a new way. Studies have shown that learning with other students can help an individual get more out of their learning opportunities.
If you find that you're having a difficult time with one of the topics that have been covered in your course, then you can pursue additional help from your instructor. You'll have the chance to work with your educator in a one-on-one setting if you'd like to. This is a great way to get the specific guidance and feedback that you need to keep pace with your class and to keep making progress towards your overall SIE goals.
Another key benefit of taking a course is their inherently flexible nature. When you reach out to Varsity Tutors to find your test preparation supplement, you'll find that there are a number of different course options that you can choose from. There are courses that meet on different days throughout the week and at different times throughout the day. This makes it easy to find an option that you can fit into your schedule without having to make too many sacrifices in the other important areas of your life. You can contact us directly to get help selecting the right course for your specific needs.
How can I get started?
Passing the Securities Industry Essentials Exam is an important step towards becoming a professional in the securities industry. If you'd like some help with getting more out of your test preparation process for this exam, then consider reaching out to Varsity Tutors today. We can help you find and sign up for the right Charlotte SIE prep course for your specific academic and scheduling needs. This is a powerful way to increase the efficiency and effectiveness of your study sessions. We hope to hear from you soon and look forward to working with you.

Roman: Charlotte SIE course instructor
...moved and began my career in finance in Charlotte, NC. During my time in the industry, I've taken many exams, including, the CFP, Series 7, Series 66 Series 63, SIE, Life Ins, Health Ins, and LTC Ins - And I've passed all of them on the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others understand the concepts needed to pass these exams. Finance is a...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- SIE
- Series 66
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- +60 subjects

Jacquelyn: Charlotte SIE course instructor
...enjoys helping others learn personally and professionally. As a Mom and a Business Leader in the community, mentoring, and coaching, I have assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with Honors,...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- Series 7
- Exam FM - Financial Mathematics
- Series 9
- +18 subjects

Joseph Fon: Charlotte SIE course instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 6
- Series 22
- UK A Level Economics
- +5 subjects

Victoria: Charlotte SIE course instructor
...industry licenses; series 7, 66, 51, 24, and 2-15. I am passionate about personal financial literacy and have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process....
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Exam IFM - Investment and Financial Markets
- Series 51
- Series 23
- +35 subjects

Stephen: Charlotte SIE course instructor
...in subjects such as macroeconomics and personal finance. My diverse background in banking, real estate, and investments fuels my passion for teaching essential financial concepts that are often overlooked in traditional education. I believe in a student-centered approach, tailoring my methods to accommodate different learning styles, whether through hands-on problem-solving or practical real-world applications. I find fulfillment in helping students grasp complex topics and develop their financial literacy, as I believe that knowledge is power....
Education & Certification
- Rollins College - Master's/Graduate, Business Adm/Finance
Subject Expertise
- SIE
- CFP
- Real Estate License
- Series 65
- +21 subjects

Johnny: Charlotte SIE course instructor
...While serving in the Army I was an Instructor and I also studied to become a math teacher, but changed majors into Finance. Every since my military days I enjoy giving back to the community anyway that I can, so I figured why not teach subjects in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 57
- +14 subjects

Ryan : Charlotte SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Professional Certifications
- Graduate Test Prep
- +12 subjects

Eduardo: Charlotte SIE course instructor
...strong analytical foundation. With over 6 years of tutoring experience, both in-person and online, I specialize in Professional Certifications in Finance, sociology, political science, and Spanish, leveraging my fluency in both English and Spanish to connect with students from diverse backgrounds. My teaching philosophy centers on fostering a supportive and engaging learning environment, where I encourage critical thinking and curiosity. I am passionate about helping students achieve their academic goals and develop a love for...
Education & Certification
- University of Central Florida - Bachelor in Arts, Political Science and Government
Subject Expertise
- SIE
- Series 14
- Series 4
- TEFL - Teaching English as a Foreign Language
- +94 subjects
Education & Certification
- Osmania - Bachelor of Science, Mathematics
- University of California-Santa Barbara - Master of Science, Computer Science
Subject Expertise
- SIE
- PMP
- RStudio
- Programming Tools
- +138 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Series 79
- Series 52
- +24 subjects

Brandy: Charlotte SIE course instructor
...Series 7 licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +1 subjects

Isaiah: Charlotte SIE course instructor
...in my last semester of finishing up my Master's Degree in Mathematics. For four years I taught math in Montgomery Public School system (Montgomery, AL). The subjects ranged from pre-algebra to calculus. I taught grades 6th, 9th, 10th, 11th, & 12th. During my last year of teaching high school, I began studying for FINRA Series 6 exam. I passed the series 6 exam in May of 2018. Two weeks later I passed the Series 63....
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Series 26
- Series 63
- Series 6
- +29 subjects
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 66
- Series 10
- Series 65
- +9 subjects

Jorge: Charlotte SIE course instructor
...of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and focus on maximizing...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 65
- +38 subjects

Sarah: Charlotte SIE course instructor
...an impressive pass rate. My teaching style is rooted in clear, everyday language, and I provide a variety of accessible learning portals, eliminating the need for additional expenses on materials. My extensive resource library includes both my own unique materials and traditional ones (Kaplan, PassPerfect, and Achievable), ensuring a comprehensive learning experience. As a financial advisor and recent MBA graduate, I've been trained to cater to a wide range of learning styles, personality types, and...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 6
- +36 subjects

Vincent : Charlotte SIE course instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 65
- +14 subjects

William: Charlotte SIE course instructor
...recently the SIE as well. I specialize in helping students with options and margin. I get my most enjoyment from assisting students progress through their career by helping to add different licenses. I have experience with a variety of different educational products including, Kaplan, ExamFX, Training Consultants, STC and Achievable. I am Series 7, 9, 10, 24, 63 and 65 (66) licensed and have multiple industry designations (CAS, CMFC, AAMS, CRPC and ARPC). My tutoring...
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Insurance License
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- +30 subjects

Michael: Charlotte SIE course instructor
...Since earning my PhD in 2020, I have been instructing at three online universities, teaching finance, accounting, and emergency management. I am also a Commercial Pilot and Certified Flight Instructor at a local airport where I teach ground school and flight to student pilots. I really like teaching in general, and enjoy when I can learn something and then pass it on to others. That is what brought me to earn my PhD and my...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- SIE
- Series 63
- Series 24
- Exam IFM - Investment and Financial Markets
- +16 subjects

Brendan Daniel : Charlotte SIE course instructor
...firmly believe in bringing the practical application of subjects to education. What you are learning isn't all theory, after all. I'll have accomplished my job if I can be a foundational block to getting you closer to your goal. I graduated with a degree in Psychology and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am...
Subject Expertise
- SIE
- Series 66
- Series 3
- Series 26
- +62 subjects

Robin: Charlotte SIE course instructor
...and professionally. Throughout my career, I have been dedicated to mentoring individuals, guiding them through complex financial and business concepts, and helping them build confidence in their skills. My experience as a professor and my hands on experience in the investment world has allowed me to engage with students at various stages of their educational journeys, tailoring my approach to suit their unique needs. I hold an MBA from Stetson University and a B.A. from...
Education & Certification
- University of British Columbia - Bachelor in Arts, Psychology
- Daytona State College - Associate in Arts, Accounting
- Stetson University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- +23 subjects