If you're looking forward to a career in the securities industry and need an Albany SIE prep course, you can rely on Varsity Tutors to provide what you need. Our educational consultants can place you in a virtual Albany SIE course to enhance your understanding of the SIE. Whether you're a current student at Albany State University or the University of Albany or a working professional who needs a refresher course, we can help you prepare for the SIE.
What topics are covered by an Albany SIE prep course?
You can take the SIE (or Securities Industry Essentials) Exam to take the next step in your career as a securities industry professional. It includes concepts that are fundamental to working in the securities industry, such as the types of products you will work with and their risks, the functions of various regulatory agencies, the structure of the securities industry markets, and various prohibited practices. Passing the SIE is important for any prospective securities industry professional, but by itself, it won't qualify you to register with a Financial Industry Regulatory Authority (FINRA) member firm or otherwise allow you to engage in the securities business. To become fully registered, you must complete the SIE along with the qualification exam appropriate to the specific type of business in which you'll be working.
When you take the SIE, you're allowed an hour and 45 minutes to answer all 75 multiple-choice questions. You must correctly answer at least 70 percent of them to earn a passing score. Some of the topics that may be covered in the exam include monetary vs. fiscal policy, packaged products, business economic factors, types of markets, international economic factors, investment returns, debt instruments, and customer account registrations. You'll also answer questions about money laundering and other prohibited activities that you may run into as a securities industry professional. This can seem intimidating if you aren't properly prepared, but a quality Albany SIE class can help you prepare for the exam by reviewing as much of this material as you need.
What are some of the benefits when I enroll in an Albany SIE course?
As with any test you must pass to procure licensure and registration, you'll need to take the necessary time to prepare for the SIE. That's one way an Albany SIE course can help you. When you enroll in an Albany SIE course, you have an opportunity to interact with other students and your instructor in a virtual classroom over the Internet. Since all the students in your online class are preparing for the same exam, you could work together to some extent.
If your instructor assigns group activities, you might get suggestions from a classmate that help you remember something that keeps slipping your mind, and you may be able to provide help for other students on, say, setting a realistic homework schedule. Or maybe you understand equity securities, but have trouble with understanding international economic factors. You can help peers with one, and some of your fellow students might help you with the other. You may even run into topics that might have otherwise missed if you were studying on your own.
This kind of collaborative learning environment can help you better understand concepts and retain material learned during class. If you need to, however, you can set up one-on-one time with your instructor to go over something you find especially challenging.
There's far more flexibility allowed by doing your class preparation online than there would be if you had enrolled in a course that takes place in a physical location. You'll have to adhere to the class schedule, but you won't have to worry about the time and money involved when commuting to a class. A reliable Internet connection is all you need to attend class sessions from anywhere.
Multiple class sections are available at different times of the day and different days of the week for your convenience. New sections also open up on a monthly basis, so you can fit into an SIE course that works best for your schedule.
How can I get started with an Albany SIE Course?
If the securities industry is where you want to make your career, Varsity Tutors can enroll you in the Albany SIE course that best suits your schedule. Contact our educational consultants when you're ready, and they can enroll you in the SIE prep course that works best for you. There's no need for you to continue studying on your own when Varsity Tutors has such excellent courses available.
Jessica: Albany SIE course instructor
Avid public speaker and advocate for financial literacy. I am a full-time financial advisor that uses my free time to help others gain the knowledge necessary to learn more about business and finance or make their own way in the financial services industry.
Education & Certification
- SUNY College at Oneonta - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 10
- Series 65
- Insurance License
- +79 subjects
Nancy: Albany SIE course instructor
...variety of subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature,...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 6
- Series 65
- Series 7
- +83 subjects
Valentina: Albany SIE course instructor
...the financial industry for over 20 years, and I am FINRA licensed in Series 7, Series 66, and of course, in SIE since it is a pre-requisite for Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and nail from the first attempt. Therefore, I am standing by to help you with...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +4 subjects
Evan: Albany SIE course instructor
...level Finance, Economics, Math, or Accounting work, or CFA exam prep I graduated Summa Cum Laude (top 5% of my class) from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as a Director of Finance for a Private Equity owned...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 65
- Series 66
- CFA
- +27 subjects
Kim: Albany SIE course instructor
...This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life. As a certified NLP coach as well as someone who studies neurofeedback, I have seen borderline...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Insurance License
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +46 subjects
Brett: Albany SIE course instructor
...your new career is very exciting to me! It's my way of passing the torch to the next generation. My method is an immersive experience that creates a much more straightforward presentation of the material and results in deeper comprehension. From there, we test repeatedly in a consequence-free environment designed to both reveal areas needing to be strengthened as well as developing your confidence to make you comfortable with the format of the exam questions...
Education & Certification
- Belmont University Cum Laude - Bachelor of Science, General Studies
Subject Expertise
- SIE
- Series 53
- Series 82
- Insurance License
- +33 subjects
Joseph Fon: Albany SIE course instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 22
- Series 6
- Professional Certifications
- +5 subjects
Jahlen: Albany SIE course instructor
...of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being able to help my students pass their exams, and becoming a small...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 6
- Insurance License
- +1 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 79
- CPA
- +24 subjects
Jennifer: Albany SIE course instructor
...for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got tips and tricks on how to pass these exams in one sitting. In addition, I will incorporate real-world examples that will expand on the knowledge base of any student and enable him/her to ace the exam(s). I believe students who actively participate and take responsibility for their learning succeed the most.
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 86
- Series 87
- Series 7 - General Securities Representative Exam (Stockbroker)
- +17 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CPA
- Series 66
- CFA
- +14 subjects
Victoria: Albany SIE course instructor
...and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 23
- Series 51
- Series 53
- +35 subjects
Eunpa: Albany SIE course instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- PSAT Mathematics
- +43 subjects
Brendan Daniel : Albany SIE course instructor
...CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7, 63, and 65. I have also taught financial modeling, smart contract development, data analysis, and machine learning model development in...
Subject Expertise
- SIE
- CPA
- Series 3
- Series 26
- +62 subjects
Jennifer: Albany SIE course instructor
...I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I focus on explaining real-life business experience examples so students understand how certification questions relate to situations they may encounter in the future. I enjoy sharing my tips and tools on how keep your "mind-over-matter" when taking...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- NMLS - Nationwide Mortgage Licensing System
- Real Estate License
- Insurance License
- +5 subjects
Education & Certification
- Carnegie Mellon University - Masters in Business Administration, Business Statistics
Subject Expertise
- SIE
- Series 7
- Series 63
- FINRA - Financial Industry Regulatory Authority
- +25 subjects
Joseph: Albany SIE course instructor
...with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students to study together to obtain that license and realize their dreams!
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 22
- Series 6
- Series 3
- +48 subjects
Jorge: Albany SIE course instructor
...Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and focus on maximizing their...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Insurance License
- CFP
- Series 66
- +36 subjects
Brian: Albany SIE course instructor
...I became a US Marine. Over the next 15 years combined, I worked for two top 5 US Banks and one top 5 US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US, Europe, Central and South America, and some of the Middle East (while in the military). Either professionally or as a personal interest I have tutored, mentored, and coached young and experienced adults...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 65
- Series 63
- FINRA - Financial Industry Regulatory Authority
- +22 subjects
Donald: Albany SIE course instructor
...know were possible. I was tested every single day mentally, morally, and physically. The Naval Academy is an Engineering school and all students are required to take dozens of credits of technical STEM courses to include thermodynamics, electrical engineering, cyber security, physics, chemistry, calculus, and computer systems engineering. Not only was I pushed academically but I was pushed as a leader. You are expected to develop your own leadership style and practice it every day....
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- Insurance License
- Series 65
- +35 subjects