If you're looking forward to a career in the securities industry and need an Albany SIE prep course, you can rely on Varsity Tutors to provide what you need. Our educational consultants can place you in a virtual Albany SIE course to enhance your understanding of the SIE. Whether you're a current student at Albany State University or the University of Albany or a working professional who needs a refresher course, we can help you prepare for the SIE.
What topics are covered by an Albany SIE prep course?
You can take the SIE (or Securities Industry Essentials) Exam to take the next step in your career as a securities industry professional. It includes concepts that are fundamental to working in the securities industry, such as the types of products you will work with and their risks, the functions of various regulatory agencies, the structure of the securities industry markets, and various prohibited practices. Passing the SIE is important for any prospective securities industry professional, but by itself, it won't qualify you to register with a Financial Industry Regulatory Authority (FINRA) member firm or otherwise allow you to engage in the securities business. To become fully registered, you must complete the SIE along with the qualification exam appropriate to the specific type of business in which you'll be working.
When you take the SIE, you're allowed an hour and 45 minutes to answer all 75 multiple-choice questions. You must correctly answer at least 70 percent of them to earn a passing score. Some of the topics that may be covered in the exam include monetary vs. fiscal policy, packaged products, business economic factors, types of markets, international economic factors, investment returns, debt instruments, and customer account registrations. You'll also answer questions about money laundering and other prohibited activities that you may run into as a securities industry professional. This can seem intimidating if you aren't properly prepared, but a quality Albany SIE class can help you prepare for the exam by reviewing as much of this material as you need.
What are some of the benefits when I enroll in an Albany SIE course?
As with any test you must pass to procure licensure and registration, you'll need to take the necessary time to prepare for the SIE. That's one way an Albany SIE course can help you. When you enroll in an Albany SIE course, you have an opportunity to interact with other students and your instructor in a virtual classroom over the Internet. Since all the students in your online class are preparing for the same exam, you could work together to some extent.
If your instructor assigns group activities, you might get suggestions from a classmate that help you remember something that keeps slipping your mind, and you may be able to provide help for other students on, say, setting a realistic homework schedule. Or maybe you understand equity securities, but have trouble with understanding international economic factors. You can help peers with one, and some of your fellow students might help you with the other. You may even run into topics that might have otherwise missed if you were studying on your own.
This kind of collaborative learning environment can help you better understand concepts and retain material learned during class. If you need to, however, you can set up one-on-one time with your instructor to go over something you find especially challenging.
There's far more flexibility allowed by doing your class preparation online than there would be if you had enrolled in a course that takes place in a physical location. You'll have to adhere to the class schedule, but you won't have to worry about the time and money involved when commuting to a class. A reliable Internet connection is all you need to attend class sessions from anywhere.
Multiple class sections are available at different times of the day and different days of the week for your convenience. New sections also open up on a monthly basis, so you can fit into an SIE course that works best for your schedule.
How can I get started with an Albany SIE Course?
If the securities industry is where you want to make your career, Varsity Tutors can enroll you in the Albany SIE course that best suits your schedule. Contact our educational consultants when you're ready, and they can enroll you in the SIE prep course that works best for you. There's no need for you to continue studying on your own when Varsity Tutors has such excellent courses available.
Barrett: Albany SIE course instructor
...is largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 26
- Series 51
- Series 24
- +20 subjects
Jahlen: Albany SIE course instructor
...Series 63. Tutors in a style that establishes a bridge between the material and common terms that are very understandable. I've received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6,...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 6
- Series 63
- Insurance License
- +1 subjects
Kristin: Albany SIE course instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 63
- +1 subjects
Kim: Albany SIE course instructor
...to maintain my skill set. To this very day, I work upwards of 18 hours per day, five and sometimes six days per week. Because of my diverse background, (heavy in the finance arena, including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Insurance License
- Series 79
- Series 7 - General Securities Representative Exam (Stockbroker)
- +45 subjects
Evan: Albany SIE course instructor
...work, or CFA exam prep I graduated Summa Cum Laude (top 5% of my class) from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as a Director of Finance for a Private Equity owned enterprise. I have helped many students...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- CFA
- Series 7
- +27 subjects
Jennifer: Albany SIE course instructor
...give me the greatest gratification when they are overcoming learning roadblocks-I tutor a broad range of subjects including Professional Certifications, Insurance License, NMLS, SIE, and Series 6. I am a graduate of Eastern Illinois University. I received my Master of Science Degree and Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Insurance License
- Real Estate License
- NMLS - Nationwide Mortgage Licensing System
- +3 subjects
Sarah: Albany SIE course instructor
...courses and began studying for my CFP, which I received in 2021. Teaching and serving others have always been passions of mine, which is what drew me to the field of financial planning in the first place. I have been tutoring for nearly a decade, and for several years I have been exclusively tutoring the CFP. Everyone learns differently, and I love getting to know my students and charting their best course of success with...
Education & Certification
- Texas Tech University - Bachelor of Science, Financial Planning
Subject Expertise
- SIE
- Series 86
- Series 79
- Series 65
- +9 subjects
Donald: Albany SIE course instructor
...to show that education CAN BE fun and that it can open many doors for you in life.... it's just all about perspective! I attended the United States Naval Academy and was a linebacker for the football team from 2011-2015. I earned my Bachelors of Science in History. The Naval Academy challenged me in ways I did not know were possible. I was tested every single day mentally, morally, and physically. The Naval Academy is...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- RICP - Retirement Income Certified Professional
- CFP
- Series 66
- +35 subjects
John: Albany SIE course instructor
...trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic pursuits. I am excited to continue my learning and provide some...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- CFA
- Series 57
- +20 subjects
James: Albany SIE course instructor
Subject Expertise
- SIE
- Firefighter Exam
- Series 7
- Series 66
- +6 subjects
DeSean: Albany SIE course instructor
I'm passionate to help students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife...
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 6
- Series 63
- German
- +13 subjects
John: Albany SIE course instructor
...a BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 72
- +36 subjects
Robin: Albany SIE course instructor
Senior Associate in Equity Research | UCLA Economics/Finance Alumni To me, Finance is the intersection between art and science.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 63
- Series 86
- FINRA - Financial Industry Regulatory Authority
- +8 subjects
James: Albany SIE course instructor
...with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their own goals.
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 6
- Business Writing
- +32 subjects
Johnathan: Albany SIE course instructor
...for New Jersey State residents in 2010. A few years after that I graduated college and started a career in government with the Office of the Mayor of New York City. Here I demonstrated data driven change by working with the Office of Management and Budget to fine-tune procurement processes and spending for various programs. The following year, a position was offered to me by the New York City Police Department, to work for the...
Education & Certification
- Rider University - Bachelor of Fine Arts, Police Science
- Fordham University - Master of Laws, Prelaw Studies
Subject Expertise
- SIE
- AP Comparative Government and Politics
- Business
- A Level
- +36 subjects
Richard: Albany SIE course instructor
I am an Investment Banker specializing in Healthcare and Manufacturing both for Capital Raises and Buy and Sell side.
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 24
- +20 subjects
Brendan Daniel : Albany SIE course instructor
...of subjects to education. What you are learning isn't all theory, after all. I'll have accomplished my job if I can be a foundational block to getting you closer to your goal. I graduated with a degree in Psychology and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio...
Subject Expertise
- SIE
- Series 24
- Series 28
- CFA
- +61 subjects
Joseph: Albany SIE course instructor
...I am very compassionate and patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students to study together to obtain...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 82
- Series 7
- +48 subjects
Victoria: Albany SIE course instructor
...and 2-15. I am passionate about personal financial literacy and have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging,...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Insurance License
- Series 6
- CFP
- +35 subjects
Finian: Albany SIE course instructor
My name is Finian, and I am an Economics and Environmental Science double major on the Crew Team at Wesleyan University. I have 5+ years of experience working with children and adults both in and out of the classroom (math and swim lessons). My teaching experience also includes working with those who have disabilities. I promise both a rigorous and fun learning experience to any prospective student.
Education & Certification
- Wesleyan University - Bachelor of Science, Economics
- Wesleyan University - Bachelor of Science, Environmental Science
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- +72 subjects