When preparing for the SIE exam, the Los Angeles SIE course provided by Varsity Tutors can be a good way to start your review. The course can introduce you to the right review materials and give you the opportunity to study under highly qualified instructors who can guide you through the content and format of the exam. Enrolling in the course can also give you insights into critical concepts tested on the SIE that you may not have if you are studying on your own. Many aspiring candidates from schools like the University of California, Los Angeles and Pepperdine University who want to enter the securities industry take a prep course to help them perform at their best during the exam day.
What are some of the topics a Los Angeles SIE prep course can cover?
The SIE, or Securities Industry Essentials, is an exam created by the Financial Industry Regulatory Authority (FINRA) for people who would like to work in the securities industry. It has a total of 75 multiple-choice questions that you need to answer in 1 hour and 45 minutes. The passing score is 70 percent. Your Los Angeles SIE class will cover the different sections of the SIE called "Functions" so you can know what to expect during the test. Let's briefly discuss the different Functions:
Function 1 is labeled as Knowledge of Capital Markets and has 12 questions, making up 16% of your total exam score. The questions will cover topics on regulatory entities, market structure and participants, and FINRA rules.
Function 2 is called Understanding Products and Their Risks. It has 33 questions and makes up 44% of the exam. Here you'll encounter questions on real estate investment trusts (REITs), exchange-traded funds, and MSRB rules.
Function 3 is called Understanding Trading, Customer Accounts, and Prohibited Activities where you'll need to answer 23 questions. It makes up 31% of your score and will cover topics such as compliance considerations, anti-money laundering, market manipulation, and NASD rules.
Function 4 is the Overview of the Regulatory Framework. Here you'll answer 7 questions that comprise 9% of the exam. Topics under this Function include employee conduct, SEC rules, reportable events, and continuing education.
Apart from the content and format of the SIE, your Los Angeles SIE class instructor can also share effective test-taking techniques that can boost your efficiency when answering the SIE test questions. You can also learn tips on how to develop good study habits for your test prep.
What are the advantages of enrolling in a Los Angeles SIE course?
Studying for the SIE will require focus and effort in order for your review to be worthwhile and effective. Many prospective candidates may lose their motivation in pursuing the test if their review experience becomes very stressful. The SIE course provided by Varsity Tutors is designed to give students a more convenient way to do their test prep via online classes. Since it's online, you no longer need to set aside extra hours for traveling to and from school. This means you can be more flexible when choosing a course time and can enroll in the morning, afternoon, or evening courses.
The SIE course is led by expert SIE instructors who can give spirited and in-depth explanations of all the critical concepts and topics that are tested in the SIE. Succeeding on the test requires more than memorizing facts or terms. You also need to know how to best approach the exam. With the guidance of highly qualified and experienced instructors, you can learn strategies that can help you overcome question traps and give you more confidence in your skills during test day. If you think there are certain topics on SIE that you are not too confident about, or if you would like to work on some topics with extra help from your instructor, you can also request to meet your instructor in a one-on-one meeting so you can better address your concerns.
How can I enroll in a Los Angeles SIE course?
Conquering the SIE can be the start of your successful, long-term career in the securities industry. Your test prep is not just for the actual day of the exam but also for your future. You can make your test prep more effective and convenient by enrolling in our online SIE course with an organized and comprehensive curriculum led by experienced SIE instructors. Reach out today and ask our educational consultants at Varsity Tutors how you can start your SIE review through our Los Angeles SIE course.
Kevin: Los Angeles SIE course instructor
...history, government, geography, accounting, finance and related business topics. One of my goals for each tutoring session is to keep the student engaged and challenged yet not overwhelmed. I use a number of teaching methods, including practice questions and topical computer related tools. I often ask for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space, I work with the...
Jim: Los Angeles SIE course instructor
...a good understanding of many different areas. I will do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment Advisor Representative) and PA Life and Health Insurance agent exam....
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Finance
- Insurance License
- Music Recording
- +16 subjects
Greg: Los Angeles SIE course instructor
Financial professional with a background in brokerage, trading and mutual funds. I have actually passed the Series 7 and 63 twice. So I can help with subject matter knowledge, exam preparation and understanding test questions.
Education & Certification
- University of Kentucky - Bachelor in Business Administration, Finance
- Test Prep
- Professional Certifications
- +2 subjects