Varsity Tutors can help you enroll in a Richmond SIE course. The Securities Industry Essentials exam, sometimes referred to simply as the Essentials exam, tests students who want to enter the securities industry. You are required to pass it in order to start your career in the industry. There will be an additional qualification exam that you must pass as well, depending on which business you want to enter. However, the Essentials exam is the first step.
What can I learn when taking a Richmond SIE prep course?
The SIE exam will cover the fundamentals that all securities professionals must know, such as prohibited actions, the different regulatory agencies and their functions, and the types of products and their risks. Whether you studied at Virginia Commonwealth University, the University of Richmond, or another quality university in the area, you have put in a lot of effort to achieve your goal of starting a career in the securities industry. Taking a Richmond SIE class can help give you additional help that you may need to prepare for the final hurdle of taking the test.
The SIE exam lasts for an hour and 45 minutes. It has 75 multiple-choice questions. In order to get a passing score, you must answer 70 percent of the questions correctly.
When taking an SIE class, you can learn about the topics covered on the exam. For example, your class instructor can teach you about reportable events, employee conduct, customer account registrations, books and records and privacy requirements, and the definition and identification of risk types.
What are the benefits of taking a Richmond SIE course?
Taking a Richmond SIE class will allow you to work with other students who have similar goals as you. Surrounding yourself with like-minded individuals can help you remain focused on your mission. At the same time, you can study with people from different backgrounds who have different perspectives on topics covered on the exam. You can exchange ideas and help each other out. Your class instructor can lead discussions that allow students to engage with each other and with the instructor.
You can ask questions that can be answered by the instructor or other students. Similarly, you can chime in and help other students out when they have questions of their own. One of the benefits of studying under the tutelage of an expert instructor is that you can get immediate feedback when you make a mistake or misunderstand a concept.
One of the advantages of our classes is that they are administered over the internet. This way, you can get all of the benefits of a class without having to leave your home. It offers you convenience and saves you time. You won't have to endure a commute in order to take your class. Because these classes are online, they are more accessible to a variety of people.
Taking a class makes it easier to commit to studying a subject. When studying by yourself, it is easy to lose track of your goals, procrastinate, or waste time. However, when you have a class that takes place at a set time and which covers a set curriculum, it is easier to stay on track.
Your instructor might recommend resources or books that you can use to review your studies or delve deeper into the topics covered on the SIE exam during your own time. They might also break up the class into smaller groups and assign goals or projects to each group.
You can use our Live Learning Platform and its tools, such as our virtual whiteboard and video chat, to interact with your instructor and the other students just as you would be able to if you were in the same room. Some students might find themselves needing additional help with certain concepts, such as exchange-traded products, REITs, and hedge funds. If you are one of those students, you can request private time with your instructor outside of class so that you can ask him or her the questions that you have.
How can I enroll in a Richmond SIE course?
Reach out to Varsity Tutors if you want to take a Richmond SIE course. Regardless of how prepared you currently are for the Securities Industry Essentials exam, a comprehensive course taught by a professional instructor can benefit you. It never hurts to give yourself additional preparation; you've worked so hard until now anyway. New classes start each month. Our educational consultants can help you find a course that works best for your schedule and which meets your needs.

Joseph: Richmond SIE course instructor
...goals and objectives. I am very compassionate and patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students to study...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 22
- Series 27
- Series 86
- +48 subjects
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 63
- Series 65
- Series 7
- +9 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 86
- Series 63
- CFA
- +10 subjects

Krista: Richmond SIE course instructor
...(Penn State University) & MBA (Capella University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 6
- Series 66
- Insurance License
- +18 subjects

Steven: Richmond SIE course instructor
...investment banking, and a passion for helping others master finance, investing, and business fundamentals. Whether you're looking to sharpen your financial modeling skills, prepare for the SIE exam, or navigate the interview process for investment banking or private equity roles, I'm here to help. I understand how overwhelming these topics can feel at first - I've been through it myself. In my career, I've built financial models for multi-billion dollar deals, underwritten investments across industries,...
Education & Certification
- Cornell University - Bachelor of Science, Information Science
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 65
- Business
- +15 subjects

Joseph: Richmond SIE course instructor
...as an adult student while actively working and advancing my career in Financial and Investment Services. Having held several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 6
- +30 subjects

Vincent : Richmond SIE course instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects

Valentina: Richmond SIE course instructor
...preparation for the FINRA exams. I have been in the financial industry for over 20 years, and I am FINRA licensed in Series 7, Series 66, and of course, in SIE since it is a pre-requisite for Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and nail from the first attempt....
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7
- Series 66
- +4 subjects

Johnny: Richmond SIE course instructor
...keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical Analysis, which is understanding how to read a chart that includes candles, SMA, MACD, RSI and Divergence. I also teach economics and how...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 26
- +14 subjects
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 7
- +24 subjects

Edward: Richmond SIE course instructor
...year veteran of the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both at the youth and high school levels. I love music and am an active member of 2 bands.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 6
- Series 24
- Series 7
- +26 subjects

James: Richmond SIE course instructor
As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.
Education & Certification
- Wittenberg University - Bachelor in Arts, Biology, General
- Baldwin-Wallace College - Masters in Business Administration, Business, General
Subject Expertise
- SIE
- Series 6
- Series 86
- Series 3
- +25 subjects

Joyce: Richmond SIE course instructor
...and teaching skills that can make a real difference in your academic success. I'm not just here to give you answers; I'm here to guide you toward them, fostering active learning and critical thinking. I have a deep passion for helping individuals reach their goals, and I'm excited to be part of your academic journey. Together, we'll tackle those challenging subjects and work towards your success. Let's embark on this learning adventure together!
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 52
- Series 86
- +31 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CFA
- CPA
- Series 66
- +14 subjects

Danny: Richmond SIE course instructor
...Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of my adult life and coaching and developing has been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will set...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 86
- Series 9
- Series 65
- +11 subjects

Evan: Richmond SIE course instructor
...coursework - whether that be high school work, undergraduate/graduate level Finance, Economics, Math, or Accounting work, or CFA exam prep I graduated Summa Cum Laude (top 5% of my class) from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 66
- Series 63
- CFA
- +27 subjects

Bryan: Richmond SIE course instructor
...While I tutor a variety of subjects, I especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about learning and believe that anyone can grasp complex material, no matter how difficult. I believe that mastering challenging...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- FINRA - Financial Industry Regulatory Authority
- Series 63
- +5 subjects

Brandy: Richmond SIE course instructor
...Series 7 licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +1 subjects

Donald: Richmond SIE course instructor
...Naval Academy challenged me in ways I did not know were possible. I was tested every single day mentally, morally, and physically. The Naval Academy is an Engineering school and all students are required to take dozens of credits of technical STEM courses to include thermodynamics, electrical engineering, cyber security, physics, chemistry, calculus, and computer systems engineering. Not only was I pushed academically but I was pushed as a leader. You are expected to develop...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- CFP
- RICP - Retirement Income Certified Professional
- Series 66
- +35 subjects

Jennifer: Richmond SIE course instructor
...subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got tips and tricks on how to pass these exams in one sitting. In addition, I will incorporate real-world examples that will expand on the knowledge base of any student and enable him/her to ace the exam(s). I believe students who actively participate and take responsibility...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 87
- Series 86
- Series 66
- +18 subjects