Varsity Tutors can help you enroll in a Richmond SIE course. The Securities Industry Essentials exam, sometimes referred to simply as the Essentials exam, tests students who want to enter the securities industry. You are required to pass it in order to start your career in the industry. There will be an additional qualification exam that you must pass as well, depending on which business you want to enter. However, the Essentials exam is the first step.
What can I learn when taking a Richmond SIE prep course?
The SIE exam will cover the fundamentals that all securities professionals must know, such as prohibited actions, the different regulatory agencies and their functions, and the types of products and their risks. Whether you studied at Virginia Commonwealth University, the University of Richmond, or another quality university in the area, you have put in a lot of effort to achieve your goal of starting a career in the securities industry. Taking a Richmond SIE class can help give you additional help that you may need to prepare for the final hurdle of taking the test.
The SIE exam lasts for an hour and 45 minutes. It has 75 multiple-choice questions. In order to get a passing score, you must answer 70 percent of the questions correctly.
When taking an SIE class, you can learn about the topics covered on the exam. For example, your class instructor can teach you about reportable events, employee conduct, customer account registrations, books and records and privacy requirements, and the definition and identification of risk types.
What are the benefits of taking a Richmond SIE course?
Taking a Richmond SIE class will allow you to work with other students who have similar goals as you. Surrounding yourself with like-minded individuals can help you remain focused on your mission. At the same time, you can study with people from different backgrounds who have different perspectives on topics covered on the exam. You can exchange ideas and help each other out. Your class instructor can lead discussions that allow students to engage with each other and with the instructor.
You can ask questions that can be answered by the instructor or other students. Similarly, you can chime in and help other students out when they have questions of their own. One of the benefits of studying under the tutelage of an expert instructor is that you can get immediate feedback when you make a mistake or misunderstand a concept.
One of the advantages of our classes is that they are administered over the internet. This way, you can get all of the benefits of a class without having to leave your home. It offers you convenience and saves you time. You won't have to endure a commute in order to take your class. Because these classes are online, they are more accessible to a variety of people.
Taking a class makes it easier to commit to studying a subject. When studying by yourself, it is easy to lose track of your goals, procrastinate, or waste time. However, when you have a class that takes place at a set time and which covers a set curriculum, it is easier to stay on track.
Your instructor might recommend resources or books that you can use to review your studies or delve deeper into the topics covered on the SIE exam during your own time. They might also break up the class into smaller groups and assign goals or projects to each group.
You can use our Live Learning Platform and its tools, such as our virtual whiteboard and video chat, to interact with your instructor and the other students just as you would be able to if you were in the same room. Some students might find themselves needing additional help with certain concepts, such as exchange-traded products, REITs, and hedge funds. If you are one of those students, you can request private time with your instructor outside of class so that you can ask him or her the questions that you have.
How can I enroll in a Richmond SIE course?
Reach out to Varsity Tutors if you want to take a Richmond SIE course. Regardless of how prepared you currently are for the Securities Industry Essentials exam, a comprehensive course taught by a professional instructor can benefit you. It never hurts to give yourself additional preparation; you've worked so hard until now anyway. New classes start each month. Our educational consultants can help you find a course that works best for your schedule and which meets your needs.

Joseph: Richmond SIE course instructor
...I am very compassionate and patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students to study together to obtain...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 57
- Series 10
- Series 86
- +48 subjects
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 66
- +9 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 7
- Series 87
- Series 86
- +10 subjects

Krista: Richmond SIE course instructor
...& MBA (Capella University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- CFP
- Series 7
- Series 63
- +18 subjects

Steven: Richmond SIE course instructor
...or private equity roles, I'm here to help. I understand how overwhelming these topics can feel at first - I've been through it myself. In my career, I've built financial models for multi-billion dollar deals, underwritten investments across industries, and worked closely with senior executives and investors experiences that shape how I teach and mentor today. I'm patient, flexible, and committed to making sure our sessions are productive, engaging, and tailored to your goals. Let's...
Education & Certification
- Cornell University - Bachelor of Science, Information Science
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 65
- Pre-Calculus
- +18 subjects

Joseph: Richmond SIE course instructor
...flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible. I am a Certified Financial Educator (CFEd), and hold the Corporate Trainer Certified, and Remote Workforce Management Certified credentials, in addition to several project management designations.
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 79
- Series 24
- Real Estate License
- +30 subjects

Vincent : Richmond SIE course instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +14 subjects

Valentina: Richmond SIE course instructor
...for Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and nail from the first attempt. Therefore, I am standing by to help you with these challenging exams. Additionally, I have been teaching as a licensed teacher for several years in public schools. My qualifications are Highly Qualified, and my teaching endorsements...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 65
- +4 subjects

Johnny: Richmond SIE course instructor
...days I enjoy giving back to the community anyway that I can, so I figured why not teach subjects in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +14 subjects
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 65
- +24 subjects

Edward: Richmond SIE course instructor
...the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both at the youth and high school levels. I love music and am an active member of 2 bands.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 79
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- +26 subjects

James: Richmond SIE course instructor
As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.
Education & Certification
- Wittenberg University - Bachelor in Arts, Biology, General
- Baldwin-Wallace College - Masters in Business Administration, Business, General
Subject Expertise
- SIE
- Series 86
- Series 57
- Series 79
- +25 subjects

Joyce: Richmond SIE course instructor
...to careful planning and a passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in your academic success. I'm not just here to give you answers; I'm here to guide you toward them, fostering active learning and critical thinking. I have a deep passion for helping individuals reach their goals,...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 52
- Series 86
- Series 7 - General Securities Representative Exam (Stockbroker)
- +31 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- FRM
- +14 subjects

Danny: Richmond SIE course instructor
...from the battlefield to the corporate office. I am happy to share my knowledge and experiences with you and help you achieve your goals. I have been a sales leader in the financial services industry for over 25 years and I retired a senior NCO in the Army Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of my adult life and coaching and developing...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 7
- Insurance License
- Series 10
- +11 subjects

Evan: Richmond SIE course instructor
...degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as a Director of Finance for a Private Equity owned enterprise. I have helped many students in statistics, economics, managerial accounting, financial accounting and finance. I enjoy tutoring and it gives me the opportunity to teach...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 24
- Series 63
- +27 subjects

Bryan: Richmond SIE course instructor
...subjects, I especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about learning and believe that anyone can grasp complex material, no matter how difficult. I believe that mastering challenging material empowers individuals to believe in...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 63
- +5 subjects

Brandy: Richmond SIE course instructor
...I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +1 subjects

Donald: Richmond SIE course instructor
...love for teaching. Upon graduation, I was commissioned into the United States Marine Corps my job as a Financial Manager. My passion for finance was sparked once I began my work as a financial manager. I applied for grad school and began my MBA with a concentration in finance shortly after from LSUS. It was at this point that I knew that I wanted to make finance a career. I currently hold the Certified Financial...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- ChFC - Chartered Financial Consultant
- Insurance License
- +35 subjects

Jennifer: Richmond SIE course instructor
...school students who were preparing for SAT. Most recently, I obtained the SIE, series 7, and series 66 licenses. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got tips and tricks on how to pass these exams in one sitting. In addition, I will...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 87
- +18 subjects