If your Richmond SIE preparation needs a kick-start, Varsity Tutors offers two ways to get expert assistance with your test prep. First, we provide a comprehensive Richmond SIE prep class where you can study both academic concepts and test-taking strategies in a structured learning environment. Alternatively, we can set you up with a private Richmond SIE tutor who can work with you one-on-one as you pursue your learning goals. There's really no wrong option between them, so reach out to us to get started with one or both of these great options today.
What topics can I review during my Richmond SIE prep?
The SIE, or Securities Industry Essentials Exam, is a test that assesses a candidate's knowledge of the fundamentals of the securities industry. Some of the topics discussed include different types of investment products and their risks, how securities operate, the function of major regulatory agencies, and prohibited practices. The exam is administered by the Financial Industry Regulatory Authority (FINRA) and is required to earn a license to trade securities, though you may not apply for licensure after passing the SIE alone. You must also pass a more specialized assessment such as the Series 3 or Series 7 before you may legally carry out the functions covered by your exam.
The SIE itself is structured as a multiple-choice test with 75 questions. You have an hour and 45 minutes to finish the exam and must earn a score of at least 70 percent to pass it. FINRA exams are known for misleading questions that make the test more challenging than the topics covered might suggest, so your instructor might supply you with practice exams to give you an idea of what the assessment expects of you. If you find that you consistently miss questions about a topic like hedge funds, you can redouble your efforts on that topic to improve your self-confidence heading into the test.
What are the benefits of each of my Richmond SIE prep options?
As noted above, we can enroll you in a Richmond SIE prep course or find you a personal academic mentor. If you opt for a course, you'll meet with a knowledgeable instructor and a group of classmates at a set time each week. All sessions take place on our proprietary Live Learning Platform, a convenient online classroom that allows everybody to see and hear one another as if you were in the same room. Why commute to a physical classroom when a classroom is available right on your favorite mobile device?
You can also interact with your classmates on our platform, allowing you to work together to create a collaborative learning environment that may make it easier to understand challenging financial concepts. For example, one of your peers might share a handy mnemonic device they came up with to remember how mutual funds work. You can also explain concepts to your classmates to help them out of a tight spot, reinforcing your own command of the material in the process. Working in a group also gives you great value for your money, as you can work with an expert teacher that you may not have been able to afford on your own.
If you would rather receive personalized attention, a private instructor might be a better choice for you. We can find you an educator to work with either online or in-person, giving you complete control over where your sessions take place. If you decide to work online, you'll make use of our Live Learning Platform to receive face-to-face instruction anywhere with a stable internet connection. Powerful features such as a virtual whiteboard ensure that your sessions are just as effective as meeting in-person. If you're more of a traditionalist when it comes to studying, you can meet your instructor at the Virginia Commonwealth University library, the food court at the University of Richmond, or the privacy of your own home.
Your private instructor can design study sessions around your preferred learning style to improve their efficacy. For instance, a kinesthetic learner might practice bookkeeping in order to keep accurate records for their clients, while a visual learner might get more out of a tutorial demonstrating how to approach the task. Your instructor can also give a lecture on the topic if you're more of an auditory student. Working with a private instructor also provides the flexibility to learn at your own pace, spending as little or as much time on a particular topic as you need.
How do I sign up for Richmond SIE prep?
Simply reach out to Varsity Tutors to learn more about each of our Richmond SIE prep options or to sign up today. We look forward to helping you work toward academic success!
James: Richmond SIE test prep instructor
Subject Expertise
- SIE
- EMT - Emergency Medical Technicians
- Series 66
- Series 7
- +6 subjects
Kristin: Richmond SIE test prep instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 7
- Series 66
- Series 63
- +1 subjects
John: Richmond SIE test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 10
- Series 9
- Series 65
- +10 subjects
Melissa: Richmond SIE test prep instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 66
- Series 63
- +1 subjects
Finian: Richmond SIE test prep instructor
My name is Finian, and I am an Economics and Environmental Science double major on the Crew Team at Wesleyan University. I have 5+ years of experience working with children and adults both in and out of the classroom (math and swim lessons). My teaching experience also includes working with those who have disabilities. I promise both a rigorous and fun learning experience to any prospective student.
Education & Certification
- Wesleyan University - Bachelor of Science, Economics
- Wesleyan University - Bachelor of Science, Environmental Science
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- +75 subjects
Sebastian: Richmond SIE test prep instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 65
- CAIA
- Series 6
- +14 subjects
Ross: Richmond SIE test prep instructor
I am a graduate of University of New Haven. I received my Bachelor degree in Political Science with a focus on history. Since graduation, worked in government in economic development which caused a love for finance. I have studied...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 79
- FINRA - Financial Industry Regulatory Authority
- +22 subjects
Mary: Richmond SIE test prep instructor
...side by side senior traders for whom I would be responsible for tracking delta positions, hedging trades, communicating with the partners, and learning options theory to prepare for a three-week intensive in house options course in Chicago with a peer group. We were close-knit, collaborative and hand-picked for what would be a rigorous and unique learning experience to set a foundation for our respective quantitative trading roles. I became a market maker, providing liquidity to...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 31
- Series 37
- Series 32
- +101 subjects
Eunpa: Richmond SIE test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Calculus 3
- +43 subjects
Ben: Richmond SIE test prep instructor
...I also volunteered my time at the local Boys and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 63
- Series 6
- Economics
- +45 subjects
Barrett: Richmond SIE test prep instructor
While winning is largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 79
- Series 7
- +20 subjects
Kevin: Richmond SIE test prep instructor
...Masters Degree graduate of Washington University in St. Louis (Olin School of Business: Finance emphasis) and also received my Bachelor of Science in Accounting from Truman State University. Both students and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 24
- Series 30
- Series 79
- +41 subjects
Jessica: Richmond SIE test prep instructor
...learning plans, including comprehensive test sets dependent upon your personal needs. My specialties are FINRA exams: SIE 99.9% pass rate 3 100% pass rate 6 100 % pass rate 7 99.98% pass rate 28 100% pass rate 63 100% pass rate 65 100 % pass rate 66 100% pass rate I also specialize in ADHD, ADD and other learning specialties. * I update my material consistent with FINRA's algorithm update on the first of each month,...
Education & Certification
- Georgia State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 28
- Series 7
- Series 9
- +28 subjects
Richard: Richmond SIE test prep instructor
I am an Investment Banker specializing in Healthcare and Manufacturing both for Capital Raises and Buy and Sell side.
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- SIE
- Insurance License
- Series 79
- Series 63
- +20 subjects
Karen: Richmond SIE test prep instructor
...graduated with a master's degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and relate it...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 10
- Series 24
- +20 subjects
Paul: Richmond SIE test prep instructor
...to enter into a financial career. I've spent over three decades as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business,...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Series 79
- Insurance License
- Series 65
- +12 subjects
Harrison: Richmond SIE test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +20 subjects
Gary: Richmond SIE test prep instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 86
- Series 57
- Series 7
- +72 subjects
DeSean: Richmond SIE test prep instructor
...a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto. saxophone.
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 6
- Series 63
- College Algebra
- +13 subjects
Sarah: Richmond SIE test prep instructor
...CFP this November. I gained my Series 65 a year and a half ago - first try - Have worked with more than 50 students since Oct. 2, 2022 tutoring - I have full content and q-banks. Since then I've had a 95% pass rate. I have a proven method - and the most up to date material. As important as having the correct content, test taking skills, and study schedule - I understand how...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 6
- +36 subjects