If you are planning to take the SIE, Varsity Tutors can help you start your review with the Raleigh-Durham SIE course. Aspiring candidates from employees to students at North Carolina Central University who want to work in the securities industry often look for the most convenient way for them to get started with their SIE test prep, but there can be many challenges to finding a suitable review course. The schedule, location, and experience of the instructors are some of the considerations that can make it difficult to get started. Enrolling in the Raleigh-Durham SIE prep course with Varsity Tutors can be the answer to these problems. The course is done online with many different course times to choose from and you can rely on expert instructors to guide you through the test format and content.
What are some of the topics a Raleigh-Durham SIE class can cover?
The SIE tests basic information about the securities industry. These include products, risks, and regulatory agencies, prohibited practices, and the structure and function of the securities industry. There are four sections in the SIE and each has its own weight on the final score. The test has 75 multiple-choice questions that you need to answer within 1 hour and 45 minutes. Seventy percent is the passing mark for the test.
Knowledge of Capital Markets is the first section. It has 12 questions about economic factors, market structure, offerings, and regulatory entities, agencies, and market participants. This makes up 16% of the test.
The second section is Understanding Products and Their Risks. It contains 33 questions about real estate investment trusts (REITs), municipal fund securities, MSRB rules, and investment risks. This section is equal to 44% of the test.
Understanding Trading, Customer Accounts, and Prohibited Activities is the third section and contains 23 questions on topics such as trading, settlement and corporate actions; NASD rules, compliance considerations, and anti-money laundering. This section makes up 31% of the test.
The fourth section is the Overview of the Regulatory Framework. This has 7 questions about topics like SEC rules, self-regulatory organization (SRO) regulatory requirements for associated persons, and employee conduct. This section makes up 9% of the test.
Aside from a comprehensive review of the test content, your Raleigh-Durham SIE class instructor can also share test-taking techniques that can help you perform at your best during the exam.
What are the advantages of enrolling in a Raleigh-Durham SIE course?
For many test takers of SIE, busy schedules, work, school, and other personal commitments can prevent them from focusing on their SIE study. There are even some who totally postpone their review. Varsity Tutors offers the SIE course online, which can be a great help for busy people who still want to take the test and start their review. With an online course, you don't need to set aside extra time hours for commuting or stress about making it on time for your class. All you need is your internet connection and computer and you're ready to join in the review. In the virtual classroom, you can see and talk to your instructor and other students as if you were in a physical classroom. This gives you the chance to get immediate answers when you ask questions and learn alongside other aspiring professionals who want to join the securities industry. Working or studying with a group has been shown to help students gain fresh perspectives on a topic. It can even help them stay motivated and avoid procrastination.
Of course, if you find yourself struggling with topics in Customer Account Registrations, Direct Participation Programs (DPPs), Exchange-traded Products (ETPs), or want to ask questions about the SIE outside of the class, you have the option to request a 1-on-1 meeting with your instructor to get extra help. This can be a good approach especially for students who might feel too self-conscious during class and prefer to talk to the instructor in private about his or her questions.
How can I enroll in a Raleigh-Durham SIE course?
Passing the SIE can open doors to a thriving and long-term career in the securities industry. Whether you are a student or an experienced professional, you'll be investing in your SIE review not just for the actual exam day but for your future. Reach out now and ask our educational consultants at Varsity Tutors how you can sign up for the Raleigh-Durham SIE course. We can help you have a more effective and convenient test prep online and study with a well-structured and comprehensive curriculum led by expert SIE instructors.
Valentina: Raleigh-Durham SIE course instructor
...it is a pre-requisite for Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and nail from the first attempt. Therefore, I am standing by to help you with these challenging exams. Additionally, I have been teaching as a licensed teacher for several years in public schools. My qualifications are Highly Qualified,...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +4 subjects
Michael: Raleigh-Durham SIE course instructor
...on the Coffee, Sugar and Cocoa exchange's trading floor at a young age, then moved upstairs to run Bear Stearns's energy futures desk using my options knowledge and learning the energy complex. So wearing the sales/trader/strategist hat I built a team to assist oil companies hedge using futures and options. We designing customized hedging strategies for the largest oil refiners, oil transportation and exploration, airlines and trucking companies. These strategies used futures, options and OTC...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 44 - NYSE Arca Options Market Maker Exam
- Exam IFM - Investment and Financial Markets
- Series 4
- +14 subjects
Dennis: Raleigh-Durham SIE course instructor
...writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education is really for yourself and those you will affect from...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 63
- Series 55
- Series 7
- +49 subjects
Mark: Raleigh-Durham SIE course instructor
...Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key is: HOW TO READ THE QUESTIONS and HOW TO STUDY FROM THE QUESTIONS. Bilingual in SPANISH P.S. I have multiple testimonials...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- Series 9
- Series 87
- Series 66
- +73 subjects
Jennifer: Raleigh-Durham SIE course instructor
...as well as high school students who were preparing for SAT. Most recently, I obtained the FINRA Securities Industry Essentials (SIE) certificate. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE and pharmacy technician certification exam (PTCE). I have got tips and tricks on how to pass these exams in one sitting. In addition, I will incorporate real-world...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- College Chemistry
- Biology
- Professional Certifications
- +10 subjects
Johnathan: Raleigh-Durham SIE course instructor
...spending for various programs. The following year, a position was offered to me by the New York City Police Department, to work for the Deputy Commissioner of Management and Budget. This soon turned into a position with the Police Commissioner's Office, working on neighborhood policing policy citywide. I have helped hundreds of people gain access to housing, jobs, hygiene, criminal justice reform, and affordable health care. In 2016 I was appointed by the Governor of...
Education & Certification
- Rider University - Bachelor of Fine Arts, Police Science
- Fordham University - Master of Laws, Prelaw Studies
Subject Expertise
- SIE
- Graduate Test Prep
- Test Prep
- AP Microeconomics
- +36 subjects
Zachary: Raleigh-Durham SIE course instructor
...and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test world" concepts and their real world applications. If you are looking for a tutor...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 7
- Series 28
- Series 66
- +12 subjects
Braden: Raleigh-Durham SIE course instructor
...in economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and I can't wait for the opportunity to help you!
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- High School Chemistry
- +64 subjects
Hunter: Raleigh-Durham SIE course instructor
I am here to help you become as successful as possible.
Education & Certification
- Tulane University of Louisiana - Bachelor of Economics, Finance
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- ACT
- +16 subjects
Evan: Raleigh-Durham SIE course instructor
...Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as a Director of Finance for a Private Equity owned enterprise. I have helped many students in statistics, economics, managerial accounting, financial accounting and finance. I enjoy tutoring and it gives me...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 65
- Series 63
- +27 subjects
Ben: Raleigh-Durham SIE course instructor
...volunteered my time at the local Boys and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention can bring...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- Middle School Math
- +45 subjects
Peter: Raleigh-Durham SIE course instructor
...tutor mainly because of my experience. My expertise is in OPTIONS and MARGIN. I started a broker-dealer from scratch, was a manager of other reps, and was a producer. To see my career path including all the licenses I obtained, view me at Broker Check: https://brokercheck.finra.org/individual/summary/1313689 and see that I had all the licenses. I also was the prime lead instructor for a Series 7 school years ago before publishing training manuals that became the...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 9
- Series 6
- Series 65
- +41 subjects
Eunpa: Raleigh-Durham SIE course instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- SAT Verbal
- +43 subjects
Paul: Raleigh-Durham SIE course instructor
...into a financial career. I've spent over three decades as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training, instructing...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Series 65
- Series 79
- Insurance License
- +17 subjects
Richard: Raleigh-Durham SIE course instructor
I am an Investment Banker specializing in Healthcare and Manufacturing both for Capital Raises and Buy and Sell side.
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 79
- +20 subjects
Bryan: Raleigh-Durham SIE course instructor
...tutor a variety of subjects, I especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about learning and believe that anyone can grasp complex material, no matter how difficult. I believe that mastering challenging material empowers...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- +5 subjects
Brendan Daniel : Raleigh-Durham SIE course instructor
...my job if I can be a foundational block to getting you closer to your goal. I graduated with a degree in Psychology and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain...
Subject Expertise
- SIE
- Series 27
- Series 39
- Series 65
- +62 subjects
Kim: Raleigh-Durham SIE course instructor
...day, five and sometimes six days per week. Because of my diverse background, (heavy in the finance arena, including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 6
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +46 subjects
David: Raleigh-Durham SIE course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +16 subjects
William: Raleigh-Durham SIE course instructor
...their career by helping to add different licenses. I have experience with a variety of different educational products including (Kaplan, ExamFX, Training Consultants, STC and Achievable) I am Series 7, 9, 10, 24, 63 and 65 (66) licensed and have multiple industry designations (CAS, CMFC, AAMS, CRPC and ARPC). My tutoring approach is tailored to each student's unique learning style and pace, ensuring that they grasp the concepts and strategies needed to pass these exams.
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 47 - Japanese Module of the General Securities Exam
- Series 65
- Series 87
- +30 subjects