If you are planning to take the SIE, Varsity Tutors can help you start your review with the Raleigh-Durham SIE course. Aspiring candidates from employees to students at North Carolina Central University who want to work in the securities industry often look for the most convenient way for them to get started with their SIE test prep, but there can be many challenges to finding a suitable review course. The schedule, location, and experience of the instructors are some of the considerations that can make it difficult to get started. Enrolling in the Raleigh-Durham SIE prep course with Varsity Tutors can be the answer to these problems. The course is done online with many different course times to choose from and you can rely on expert instructors to guide you through the test format and content.
What are some of the topics a Raleigh-Durham SIE class can cover?
The SIE tests basic information about the securities industry. These include products, risks, and regulatory agencies, prohibited practices, and the structure and function of the securities industry. There are four sections in the SIE and each has its own weight on the final score. The test has 75 multiple-choice questions that you need to answer within 1 hour and 45 minutes. Seventy percent is the passing mark for the test.
Knowledge of Capital Markets is the first section. It has 12 questions about economic factors, market structure, offerings, and regulatory entities, agencies, and market participants. This makes up 16% of the test.
The second section is Understanding Products and Their Risks. It contains 33 questions about real estate investment trusts (REITs), municipal fund securities, MSRB rules, and investment risks. This section is equal to 44% of the test.
Understanding Trading, Customer Accounts, and Prohibited Activities is the third section and contains 23 questions on topics such as trading, settlement and corporate actions; NASD rules, compliance considerations, and anti-money laundering. This section makes up 31% of the test.
The fourth section is the Overview of the Regulatory Framework. This has 7 questions about topics like SEC rules, self-regulatory organization (SRO) regulatory requirements for associated persons, and employee conduct. This section makes up 9% of the test.
Aside from a comprehensive review of the test content, your Raleigh-Durham SIE class instructor can also share test-taking techniques that can help you perform at your best during the exam.
What are the advantages of enrolling in a Raleigh-Durham SIE course?
For many test takers of SIE, busy schedules, work, school, and other personal commitments can prevent them from focusing on their SIE study. There are even some who totally postpone their review. Varsity Tutors offers the SIE course online, which can be a great help for busy people who still want to take the test and start their review. With an online course, you don't need to set aside extra time hours for commuting or stress about making it on time for your class. All you need is your internet connection and computer and you're ready to join in the review. In the virtual classroom, you can see and talk to your instructor and other students as if you were in a physical classroom. This gives you the chance to get immediate answers when you ask questions and learn alongside other aspiring professionals who want to join the securities industry. Working or studying with a group has been shown to help students gain fresh perspectives on a topic. It can even help them stay motivated and avoid procrastination.
Of course, if you find yourself struggling with topics in Customer Account Registrations, Direct Participation Programs (DPPs), Exchange-traded Products (ETPs), or want to ask questions about the SIE outside of the class, you have the option to request a 1-on-1 meeting with your instructor to get extra help. This can be a good approach especially for students who might feel too self-conscious during class and prefer to talk to the instructor in private about his or her questions.
How can I enroll in a Raleigh-Durham SIE course?
Passing the SIE can open doors to a thriving and long-term career in the securities industry. Whether you are a student or an experienced professional, you'll be investing in your SIE review not just for the actual exam day but for your future. Reach out now and ask our educational consultants at Varsity Tutors how you can sign up for the Raleigh-Durham SIE course. We can help you have a more effective and convenient test prep online and study with a well-structured and comprehensive curriculum led by expert SIE instructors.

James: Raleigh-Durham SIE course instructor
...I am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Presentation Skills
- English
- College Business
- +25 subjects

Ryan : Raleigh-Durham SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- English
- GRE Verbal
- Graduate Test Prep
- +12 subjects

Vincent : Raleigh-Durham SIE course instructor
...Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Business
- Series 65
- +14 subjects

Kevin: Raleigh-Durham SIE course instructor
...and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand the value of learning the topics I tutor you with. I specialize in tutoring a broad range of subjects with a focus on math, science, history, government, geography,...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Finance
- Series 24
- Series 79
- +41 subjects

Krista: Raleigh-Durham SIE course instructor
...Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found helpful and previous students that I have tutored have as well.
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Personal Finance
- Intermediate Accounting
- Business
- +18 subjects

Donald: Raleigh-Durham SIE course instructor
...Bachelors of Science in History. The Naval Academy challenged me in ways I did not know were possible. I was tested every single day mentally, morally, and physically. The Naval Academy is an Engineering school and all students are required to take dozens of credits of technical STEM courses to include thermodynamics, electrical engineering, cyber security, physics, chemistry, calculus, and computer systems engineering. Not only was I pushed academically but I was pushed as a...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Finance
- CFP
- Math
- +35 subjects

Jahlen: Raleigh-Durham SIE course instructor
...insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is too study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being able to help my students pass their exams, and becoming a small part of what leads to...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Professional Certifications
- Insurance License
- Series 6
- +1 subjects

Hal: Raleigh-Durham SIE course instructor
...Planning Specialist, Certified Senior Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed my securities licensing exams, I took the Securities Industry Essentials Exam (SIE), and retook the Uniform Investment Adviser Law Exam (Series 65), and the National Commodities Futures Exam (Series 3), passing each on a single sitting. Over the past two years, I've tutored well over 200 students,...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- High School Economics
- SSAT- Upper Level
- Perl
- +146 subjects

Brandy: Raleigh-Durham SIE course instructor
...7 licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 7
- Professional Certifications
- Series 7 - General Securities Representative Exam (Stockbroker)
- +1 subjects

Mary: Raleigh-Durham SIE course instructor
...part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted AAA balance sheet. This multi-year experience proved to be mutually beneficial both to my professional career, as it was...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 37
- Finance
- Series 15 - Foreign Currency Options Exam
- +95 subjects