If you are planning to take the SIE, Varsity Tutors can help you start your review with the Raleigh-Durham SIE course. Aspiring candidates from employees to students at North Carolina Central University who want to work in the securities industry often look for the most convenient way for them to get started with their SIE test prep, but there can be many challenges to finding a suitable review course. The schedule, location, and experience of the instructors are some of the considerations that can make it difficult to get started. Enrolling in the Raleigh-Durham SIE prep course with Varsity Tutors can be the answer to these problems. The course is done online with many different course times to choose from and you can rely on expert instructors to guide you through the test format and content.
What are some of the topics a Raleigh-Durham SIE class can cover?
The SIE tests basic information about the securities industry. These include products, risks, and regulatory agencies, prohibited practices, and the structure and function of the securities industry. There are four sections in the SIE and each has its own weight on the final score. The test has 75 multiple-choice questions that you need to answer within 1 hour and 45 minutes. Seventy percent is the passing mark for the test.
Knowledge of Capital Markets is the first section. It has 12 questions about economic factors, market structure, offerings, and regulatory entities, agencies, and market participants. This makes up 16% of the test.
The second section is Understanding Products and Their Risks. It contains 33 questions about real estate investment trusts (REITs), municipal fund securities, MSRB rules, and investment risks. This section is equal to 44% of the test.
Understanding Trading, Customer Accounts, and Prohibited Activities is the third section and contains 23 questions on topics such as trading, settlement and corporate actions; NASD rules, compliance considerations, and anti-money laundering. This section makes up 31% of the test.
The fourth section is the Overview of the Regulatory Framework. This has 7 questions about topics like SEC rules, self-regulatory organization (SRO) regulatory requirements for associated persons, and employee conduct. This section makes up 9% of the test.
Aside from a comprehensive review of the test content, your Raleigh-Durham SIE class instructor can also share test-taking techniques that can help you perform at your best during the exam.
What are the advantages of enrolling in a Raleigh-Durham SIE course?
For many test takers of SIE, busy schedules, work, school, and other personal commitments can prevent them from focusing on their SIE study. There are even some who totally postpone their review. Varsity Tutors offers the SIE course online, which can be a great help for busy people who still want to take the test and start their review. With an online course, you don't need to set aside extra time hours for commuting or stress about making it on time for your class. All you need is your internet connection and computer and you're ready to join in the review. In the virtual classroom, you can see and talk to your instructor and other students as if you were in a physical classroom. This gives you the chance to get immediate answers when you ask questions and learn alongside other aspiring professionals who want to join the securities industry. Working or studying with a group has been shown to help students gain fresh perspectives on a topic. It can even help them stay motivated and avoid procrastination.
Of course, if you find yourself struggling with topics in Customer Account Registrations, Direct Participation Programs (DPPs), Exchange-traded Products (ETPs), or want to ask questions about the SIE outside of the class, you have the option to request a 1-on-1 meeting with your instructor to get extra help. This can be a good approach especially for students who might feel too self-conscious during class and prefer to talk to the instructor in private about his or her questions.
How can I enroll in a Raleigh-Durham SIE course?
Passing the SIE can open doors to a thriving and long-term career in the securities industry. Whether you are a student or an experienced professional, you'll be investing in your SIE review not just for the actual exam day but for your future. Reach out now and ask our educational consultants at Varsity Tutors how you can sign up for the Raleigh-Durham SIE course. We can help you have a more effective and convenient test prep online and study with a well-structured and comprehensive curriculum led by expert SIE instructors.

Sarah: Raleigh-Durham SIE course instructor
...since Oct. 2, 2022 tutoring - I have full content and q-banks. Since then I've had a 95% pass rate. I have a proven method - and the most up to date material. As important as having the correct content, test taking skills, and study schedule - I understand how important it is, we know how you learn. Materials I have will support whatever learning style is best for you We all learn in different...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 6
- +36 subjects

Aaron: Raleigh-Durham SIE course instructor
...I was further nominated by my professors to lead study groups in statistics and intermediate mathematical microeconomics. I have worked, both formally and informally, providing career advice to students, particualrly those interested in pursuing a career in finance. I have helped numerous students successfully gain internships and full-time jobs in finance and look forward to continuing to help aspiring professionals achieve their goals. In my free time, I enjoy watching sports, skiing, working out and...
Education & Certification
- Bucknell University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 79
- Series 63
- Professional Certifications
- +31 subjects

Zachary: Raleigh-Durham SIE course instructor
...am dually registered as an investment advisor representative and an agent of a broker dealer. I work for a large firm in the industry and give investment advice to our high networth clients between 250k-5MM in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 28
- +11 subjects

Hal: Raleigh-Durham SIE course instructor
...all. It is my goal to focus on the individual, adapt my methods to their needs, and inspire them to succeed. I enjoyed a nearly thirty-year career in financial services where I worked as a financial planner, wire-house broker (stockbroker), trust advisor, and wealth advisor. I worked the broker-dealer channel, the bank channel, and the independent channel. I developed and took an introducing brokerage firm through the entire FINRA (then NASD) creation and registration process....
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 82
- CPA
- Series 26
- +166 subjects

Brendan Daniel : Raleigh-Durham SIE course instructor
...and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7, 63,...
Subject Expertise
- SIE
- Series 66
- Series 24
- CPA
- +61 subjects

William: Raleigh-Durham SIE course instructor
I have been teaching the Series 6 & 7 for the past 24 years and recently the SIE as well. I am very passionate about helping students pass these tests and have a unique ability making this information understandable. I specialize in "Options and Margin"
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 65
- Series 39
- Series 10
- +25 subjects

Eunpa: Raleigh-Durham SIE course instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Calculus 3
- +43 subjects

Mary: Raleigh-Durham SIE course instructor
...on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets into global markets - Asia, Latin America, Europe as well as into other asset classes FX, Commodities, Fixed Income dictated by customer investment policies, the liberalization of markets, and the respective risk books. I accepted new business roles and appointments and was later recruited to work with other global derivatives groups (Deutsche, HSBC) overseeing Corporate Derivatives programs, customer options activities, European...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 12 - NYSE Branch Manager
- Series 53
- Series 56 - Proprietary Trader Qualification Exam
- +99 subjects

Johnathan: Raleigh-Durham SIE course instructor
...with the Office of Management and Budget to fine-tune procurement processes and spending for various programs. The following year, a position was offered to me by the New York City Police Department, to work for the Deputy Commissioner of Management and Budget. This soon turned into a position with the Police Commissioner's Office, working on neighborhood policing policy citywide. I have helped hundreds of people gain access to housing, jobs, hygiene, criminal justice reform, and...
Education & Certification
- Rider University - Bachelor of Fine Arts, Police Science
- Fordham University - Master of Laws, Prelaw Studies
Subject Expertise
- SIE
- LSAT Essay Section
- SAT
- Corporate Finance
- +36 subjects

Scot: Raleigh-Durham SIE course instructor
...am a graduate of Penn State University. I received my degree in Marketing in 2010 and became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 16
- Series 24
- Series 79
- +12 subjects

Dennis: Raleigh-Durham SIE course instructor
...trader and analyst turned teacher of basic and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 55
- +49 subjects

Michael: Raleigh-Durham SIE course instructor
...where we are now and where we had come from you maybe able to guess where it is we are going and where the jobs will be. If you care to read on exactly how I gained this knowledge you can read my bio below I just wanted to be clear above of exactly what I can help with, below is where and how I gained my knowledge. All of what I know has been...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 3
- Series 4
- +14 subjects

Mark: Raleigh-Durham SIE course instructor
...broker and financial advisor. Series # 7 Tutor I like to help people pass: The Series # 7 - # 63 - # 65 & # 66 The Life, Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- Series 87
- Real Estate License
- Series 66
- +70 subjects

Barrett: Raleigh-Durham SIE course instructor
...winning is largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- Series 7
- +20 subjects

Victoria: Raleigh-Durham SIE course instructor
...securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 52
- Series 23
- +35 subjects

Vincent : Raleigh-Durham SIE course instructor
...am a Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get...
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 7
- +14 subjects

Sebastian: Raleigh-Durham SIE course instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CFA
- Series 65
- FRM
- +14 subjects

Kim: Raleigh-Durham SIE course instructor
...banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 7
- Series 79
- Insurance License
- +45 subjects

Johnny: Raleigh-Durham SIE course instructor
...in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical Analysis, which is understanding how to read a chart that includes candles, SMA,...
Subject Expertise
- SIE
- Series 6
- Series 26
- Series 7
- +10 subjects

Nancy: Raleigh-Durham SIE course instructor
...enjoy teaching a variety of subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 24
- Series 6
- Series 66
- +81 subjects