If you are an individual in the Buffalo area that is interested in the securities industry, you may want to reach out to Varsity Tutors to sign up for a Buffalo SIE class. The SIE (Securities Industry Essentials Exam) is an exam that covers topics that are considered fundamental to working in the securities industry and is taken by those who are interested in becoming professionals in this field. After you pass the SIE, you will then have to complete a qualification exam related to the specific business you want to go into. As the SIE covers a wide range of topics, it can be helpful to go through an extensive review as you prepare to take it. If you think it may be valuable to you to work with someone as you do this, it may behoove you to seek out Buffalo SIE prep.
What are some of the topics a Buffalo SIE prep course can cover?
The SIE, sometimes known as the "Essentials Exam," examines a variety of securities-related material. On a general level, the SIE covers concepts related to various types of products and the risks they may pose, how the securities industry markets are structured, how regulatory agencies function, and practices that are prohibited. At a more specific level, the exam may cover the definition and identification of different types of risk, direct participation programs, and books and records, to name a few.
In addition to reviewing material, a Buffalo SIE course can also go over test-taking strategies that could prove useful on exam day. This may include time management techniques, which can be helpful in terms of making sure you have a chance to answer as many questions as you can. As you will only have a limited amount of time to finish the exam, it may be worth it to spend some time familiarizing yourself with the format of the exam and practicing your pace.
No matter how much time you put into studying for the exam, there is still a chance that you will come across questions you're just not sure about. When this happens, you may have to guess. Rather than just picking a random answer choice, you may want to work on eliminating incorrect answer choices based on the way the question is worded. If you can eliminate at least some of the answer possibilities, you may have a better chance of guessing right.
What are the advantages of enrolling in a Buffalo SIE class?
Enrolling in a Buffalo SIE class can provide you with numerous advantages. You can be led through a comprehensive review of the material by your instructor. As your Buffalo SIE class will also include other students, your instructor can lead discussions that allow you to interact with your classmates. Your teacher may also break the class into smaller groups so that you can engage in activities or projects that allow you to work with the material in a practical sense.
Collaborating with other students can be an excellent way of retaining information. Getting tips from your classmates could offer you insight into how other people approach a topic, which can add a new tactic to your own skill set. Your classmates may also have different perspectives on the securities industry, which could help give you an idea as to which specific area you may want to go into if you're not quite sure yet. Additionally, if you have a firm grasp on a particular topic, you could teach this topic to a classmate who may be struggling. Teaching a concept to another student can go a long way towards deepening your understanding.
Whether you are a student at the University of Buffalo or a working professional who's interested in advancing your career in the securities industry, you likely have a busy schedule. Thus, it might seem impossible to fit extra study time into your day. A Buffalo SIE class can help with this because you can take it completely online. You don't have to stress about commuting to your Buffalo SIE class because you can take it at your house, a coffee shop, the library, or at any other location you feel comfortable and have Internet access.
How can I enroll in a Buffalo SIE course?
Enrolling in a Buffalo SIE course can be as easy as reaching out to Varsity Tutors, either over the phone or online. There are a variety of sections at different times of the day and on different days of the week, so you should be able to find one that fits with your hectic schedule. Feel free to contact Varsity Tutors today to get started.

Melissa: Buffalo SIE course instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 66
- Series 63
- +1 subjects

Jessica: Buffalo SIE course instructor
Avid public speaker and advocate for financial literacy. I am a full-time financial advisor that uses my free time to help others gain the knowledge necessary to learn more about business and finance or make their own way in the financial services industry.
Education & Certification
- SUNY College at Oneonta - Bachelor of Science, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 65
- Series 10
- +79 subjects

Daniel: Buffalo SIE course instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7
- CMA - Certified Management Accountant
- +25 subjects

Jorge: Buffalo SIE course instructor
...earning my Bachelor of Arts Degree, I had the opportunity to enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 31
- Series 6
- Series 7
- +33 subjects

Brandy: Buffalo SIE course instructor
...I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +1 subjects

Ben: Buffalo SIE course instructor
...Lee University, receiving my Bachelor of Science in Healthcare Administration with a minor in biblical studies. During my time there, I traveled extensively and was involved in several social service clubs, campus choir, and I also volunteered my time at the local Boys and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 63
- Series 6
- History
- +45 subjects

Valentina: Buffalo SIE course instructor
...to help you with the preparation for the FINRA exams. I have been in the financial industry for over 20 years, and I am FINRA licensed in Series 7, Series 66, and of course, in SIE since it is a pre-requisite for Series 7. I have also been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and...
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +4 subjects

DeSean: Buffalo SIE course instructor
...I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto. saxophone.
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 6
- Series 63
- Personal Finance
- +13 subjects

Brendan Daniel : Buffalo SIE course instructor
...and are not simply filled with reading the book back to you. I firmly believe in bringing the practical application of subjects to education. What you are learning isn't all theory, after all. I'll have accomplished my job if I can be a foundational block to getting you closer to your goal. I graduated with a degree in Psychology and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager...
Subject Expertise
- SIE
- Series 63
- CPA
- Series 3
- +61 subjects

John: Buffalo SIE course instructor
...and have been working in market-oriented roles for the past 4 years. My most relevant experience is as an equity trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CFA
- Series 57
- Series 63
- +20 subjects

Paul: Buffalo SIE course instructor
...students to enter into a financial career. I've spent over three decades as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others,...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Series 6
- Series 9
- Insurance License
- +17 subjects

Raman: Buffalo SIE course instructor
...over a decade of experience in the financial planning industry. I have completed my Bachelors in Finance and have successfully passed the FINRA Series 7, Series 66, State Life & Health Insurance License, and the CFP Exam. Being a Financial Planner is no different than being an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion goes beyond that. At Varsity Tutors, my...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- SIE
- Exam IFM - Investment and Financial Markets
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- +25 subjects

Krista: Buffalo SIE course instructor
...careers. I have a BS (Penn State University) & MBA (Capella University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams....
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- CFP
- Series 63
- +18 subjects

Braden: Buffalo SIE course instructor
...graduate with a minor in economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and I can't wait for the opportunity...
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- AP Statistics
- +64 subjects

Aaron: Buffalo SIE course instructor
...Bucknell University, where I earned a B.S.B.A. degree Summa Cum Laude in finance and minored in economics. I hold over 2 years of experience working in investment banking and private equity. During college, I was a teaching assistant for courses covering investment banking, political economy and macro- and microeconomics, the last of which I also led study groups for. I was further nominated by my professors to lead study groups in statistics and intermediate mathematical...
Education & Certification
- Bucknell University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 79
- Series 63
- Professional Certifications
- +31 subjects

Gary: Buffalo SIE course instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- SHRM-CP - Society for Human Resource Management- Certified Professional
- Series 99
- Series 5 - Interest Rate Options Exams
- +72 subjects

Ross: Buffalo SIE course instructor
...of New Haven. I received my Bachelor degree in Political Science with a focus on history. Since graduation, worked in government in economic development which caused a love for finance. I have studied for the SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 24
- +22 subjects

Peter: Buffalo SIE course instructor
...the prime lead instructor for a Series 7 school years ago before publishing training manuals that became the big business we see today. My peers, other broker-dealers, had enough confidence in me to elect me to two different FINRA offices. One was regional office and the other a national position. I sat in on the meetings when FINRA changed the Series 7 test from a single 6 hour exam to the present two exams being...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 15 - Foreign Currency Options Exam
- CPA
- Series 86
- +38 subjects

Ryan : Buffalo SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- GRE
- Journalism
- +12 subjects

Kyle: Buffalo SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 7
- Series 6
- Insurance License
- +10 subjects