If you are an individual in the Buffalo area that is interested in the securities industry, you may want to reach out to Varsity Tutors to sign up for a Buffalo SIE class. The SIE (Securities Industry Essentials Exam) is an exam that covers topics that are considered fundamental to working in the securities industry and is taken by those who are interested in becoming professionals in this field. After you pass the SIE, you will then have to complete a qualification exam related to the specific business you want to go into. As the SIE covers a wide range of topics, it can be helpful to go through an extensive review as you prepare to take it. If you think it may be valuable to you to work with someone as you do this, it may behoove you to seek out Buffalo SIE prep.
What are some of the topics a Buffalo SIE prep course can cover?
The SIE, sometimes known as the "Essentials Exam," examines a variety of securities-related material. On a general level, the SIE covers concepts related to various types of products and the risks they may pose, how the securities industry markets are structured, how regulatory agencies function, and practices that are prohibited. At a more specific level, the exam may cover the definition and identification of different types of risk, direct participation programs, and books and records, to name a few.
In addition to reviewing material, a Buffalo SIE course can also go over test-taking strategies that could prove useful on exam day. This may include time management techniques, which can be helpful in terms of making sure you have a chance to answer as many questions as you can. As you will only have a limited amount of time to finish the exam, it may be worth it to spend some time familiarizing yourself with the format of the exam and practicing your pace.
No matter how much time you put into studying for the exam, there is still a chance that you will come across questions you're just not sure about. When this happens, you may have to guess. Rather than just picking a random answer choice, you may want to work on eliminating incorrect answer choices based on the way the question is worded. If you can eliminate at least some of the answer possibilities, you may have a better chance of guessing right.
What are the advantages of enrolling in a Buffalo SIE class?
Enrolling in a Buffalo SIE class can provide you with numerous advantages. You can be led through a comprehensive review of the material by your instructor. As your Buffalo SIE class will also include other students, your instructor can lead discussions that allow you to interact with your classmates. Your teacher may also break the class into smaller groups so that you can engage in activities or projects that allow you to work with the material in a practical sense.
Collaborating with other students can be an excellent way of retaining information. Getting tips from your classmates could offer you insight into how other people approach a topic, which can add a new tactic to your own skill set. Your classmates may also have different perspectives on the securities industry, which could help give you an idea as to which specific area you may want to go into if you're not quite sure yet. Additionally, if you have a firm grasp on a particular topic, you could teach this topic to a classmate who may be struggling. Teaching a concept to another student can go a long way towards deepening your understanding.
Whether you are a student at the University of Buffalo or a working professional who's interested in advancing your career in the securities industry, you likely have a busy schedule. Thus, it might seem impossible to fit extra study time into your day. A Buffalo SIE class can help with this because you can take it completely online. You don't have to stress about commuting to your Buffalo SIE class because you can take it at your house, a coffee shop, the library, or at any other location you feel comfortable and have Internet access.
How can I enroll in a Buffalo SIE course?
Enrolling in a Buffalo SIE course can be as easy as reaching out to Varsity Tutors, either over the phone or online. There are a variety of sections at different times of the day and on different days of the week, so you should be able to find one that fits with your hectic schedule. Feel free to contact Varsity Tutors today to get started.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 63
- FINRA - Financial Industry Regulatory Authority
- CFA
- +10 subjects

Joseph: Buffalo SIE course instructor
...allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible. I am a Certified Financial Educator (CFEd), and hold the Corporate Trainer Certified, and Remote Workforce Management Certified credentials, in addition...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 79
- Series 65
- Series 63
- +30 subjects

Scot: Buffalo SIE course instructor
...financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your pursuit of...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 7
- Series 22
- Series 9
- +12 subjects

Karen: Buffalo SIE course instructor
...Stevens. I graduated with a master's degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Series 10
- Series 6
- +24 subjects

Johnny: Buffalo SIE course instructor
...the community anyway that I can, so I figured why not teach subjects in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- Series 57
- Series 6
- +14 subjects

Joshuah: Buffalo SIE course instructor
...the first attempts, and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no stupid questions, only impatient teachers. Don't...
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 6
- Series 63
- CFA
- +14 subjects

Jacquelyn: Buffalo SIE course instructor
...Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with Honors, and your student employees perform well to obtain professional licenses, it represents how well you were dedicated, coached, trained, and developed during the process. My experience working one-on-one, in small and large groups has proved to be successful. I look forward to becoming your Mentor and Educational...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- ARM-P - Associate in Risk Management for Public Entities
- International Sports Sciences Association
- ARM-E - Associate in Management-Enterprise Risk Management
- +18 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 52
- Series 7 - General Securities Representative Exam (Stockbroker)
- CPA
- +24 subjects

Stephen: Buffalo SIE course instructor
...believe in a student-centered approach, tailoring my methods to accommodate different learning styles, whether through hands-on problem-solving or practical real-world applications. I find fulfillment in helping students grasp complex topics and develop their financial literacy, as I believe that knowledge is power. Additionally, my experience teaching children with special needs has honed my ability to connect with students of all ages. I look forward to making a positive impact in the lives of my students.
Education & Certification
- Rollins College - Master's/Graduate, Business Adm/Finance
Subject Expertise
- SIE
- AACN - American Association of Colleges of Nursing
- Insurance License
- Real Estate License
- +21 subjects

Joseph Fon: Buffalo SIE course instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Series 22
- Series 6
- UK A Level
- +5 subjects

Hal: Buffalo SIE course instructor
...and consequently contribute to the whole of society. No one method applies to all. It is my goal to focus on the individual, adapt my methods to their needs, and inspire them to succeed. I enjoyed a nearly thirty-year career in financial services where I worked as a financial planner, wire-house broker (stockbroker), trust advisor, and wealth advisor. I worked the broker-dealer channel, the bank channel, and the independent channel. I developed and took an...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 87
- CFA
- Series 26
- +171 subjects

John: Buffalo SIE course instructor
...topics accessible through real-world applications and tailored lesson plans that accommodate individual learning styles. I believe in fostering a supportive environment that builds confidence, using practical examples and interactive exercises to ensure my students grasp foundational concepts. My background includes hands-on experience at PwC and J.P. Morgan, which enriches my tutoring sessions with insights from the industry. I am passionate about helping students not only succeed academically but also understand how these subjects can impact...
Education & Certification
- Pace University-New York - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 65
- CFA
- AACN - American Association of Colleges of Nursing
- +17 subjects

Aaron: Buffalo SIE course instructor
...macro- and microeconomics, the last of which I also led study groups for. I was further nominated by my professors to lead study groups in statistics and intermediate mathematical microeconomics. I have worked, both formally and informally, providing career advice to students, particualrly those interested in pursuing a career in finance. I have helped numerous students successfully gain internships and full-time jobs in finance and look forward to continuing to help aspiring professionals achieve their...
Education & Certification
- Bucknell University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 63
- Series 79
- Microeconomics
- +31 subjects

Zachary: Buffalo SIE course instructor
...put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test world" concepts and their real world applications. If you are looking for a tutor who can break down the concepts into an easy to understand...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 7
- Series 24
- Series 66
- +12 subjects

Kyle: Buffalo SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Insurance License
- +11 subjects

LaKeisha: Buffalo SIE course instructor
...to go many places. For instance, I graduated from Wesleyan College and earned a Bachelor of Arts degree in English with a minor in Political Science. I also went to Augusta State University, currently known as Augusta University, and received a Master's degree in Public Administration. I obtained a Doctor of Philosophy Degree in Human Services with a Specialization in Management of Nonprofit Agencies from Capella University. The teaching and tutoring experience that I have...
Education & Certification
- Wesleyan University - Bachelor in Arts, English
- Augusta State University - Master of Public Policy, Public Administration
- Capella University - Doctor of Philosophy, Human Services
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +27 subjects

Krista: Buffalo SIE course instructor
...licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found helpful and previous...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 63
- Series 7
- CFP
- +18 subjects

Hajra: Buffalo SIE course instructor
...of learning the materials and then passing the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their goals. I aim to be a resource to people, and letting them set the pace. I enjoy traveling when I can, either locally or internationally. Some of my favorite jaunts are those unassuming places that my family and I spontaneously drive to on a weekend off. We...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 27
- Series 7
- Series 22
- +9 subjects

Dennis: Buffalo SIE course instructor
...accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 24
- Series 7
- +49 subjects

Brian: Buffalo SIE course instructor
...I have a graduate degree from the Stonier Graduate School of Banking as well. I started a financial consulting business while in college then sold it a few years out of college. I became a US Marine. Over the next 15 years combined, I worked for two top 5 US Banks and one top 5 US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US,...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 7
- Six Sigma
- Series 10
- +22 subjects