If you're looking for a comprehensive Phoenix SIE prep course to make it easier to study for the exam, Varsity Tutors provides one of the best options on the market. The SIE (or Securities Industries Essentials Exam) is a standardized test taken by individuals interested in working in the securities industry. It covers a broad swath of topics financial professionals need to understand, including the types of financial products (including associated risks), the role of various regulatory agencies, and prohibited practices. The exam is offered by the Financial Industry Regulatory Authority (FINRA) and is the first step toward earning a securities-trading license, though you must also pass a qualification exam appropriate for your specific field, such as the Series 7 exam if you're interested in trading.
While you need to be registered with a FINRA member firm before you can take a qualification exam, you can take the SIE while you're still attending a local school such as Ottawa University - Arizona or Arizona University. Many students opt to take the SIE as soon as possible in order to demonstrate their commitment to prospective employers. Continue reading to learn more about how we can help you prepare for this difficult test.
What topics can I review in a Phoenix SIE course?
The SIE consists of 75 multiple-choice questions given over an hour and 45 minutes, which means that time management is just as important as your academic knowledge. If you're feeling stumped, it may be better to take a guess and move on rather than trying to puzzle it out for an extended period of time. Your instructor may give you practice exams so that you can experience what the time available feels like firsthand, making it easier to budget your time on exam day.
Likewise, FINRA is notorious for including deceptively worded questions that can trick you into choosing an incorrect response even if you understand the underlying material. Taking practice tests can help you identify these tricky questions for what they are and answer them appropriately. You can also review the results of your practice tests to identify your strengths and any areas of opportunity you might want to go over again, helping you make the most of any study time you get in between class sessions.
What are the benefits of enrolling in a Phoenix SIE course?
Every Phoenix SIE class instructor is thoroughly vetted, so you will be working with a great communicator with a comprehensive understanding of the structure and concepts of the SIE. Our exclusive Live Learning Platform also allows you to see and hear your instructor as if you were in the same room, so asking for help is as simple as raising your hand. Why bother with the hassle of a commute when you can attend a class on your device of choice?
You can also interact with your peers on our proprietary online platform. If you're having a hard time understanding the risks associated with exchange-traded products, one of your peers may be able to explain it to you in a more relatable way. Similarly, you can help one of your classmates review Direct Participation Programs, or DPPs, if they're struggling with them. Many students find that studying in a collaborative learning environment makes it easier to develop a deeper understanding of academic concepts versus trying to go it alone.
Studying in a group also gives you amazing value for your money, as you can split the cost of your Phoenix SIE instructor with all of your classmates. If you ever feel like you could benefit from individualized instruction, you also have the right to request private help from your instructor to work on any learning obstacles you're having a hard time with. As such, there's really no downside to trying a class to see if it's the right fit for you.
We also try to make attending a course as convenient as possible. We offer multiple course sessions concurrently, including both two and four-week options to make it easier to find a course that fits into your schedule. New courses also start up on a monthly basis, ensuring that you will never need to wait too long to get started.
How do I sign up for a Phoenix SIE course today?
Knowledgeable Educational Consultants are currently standing by to help you enroll in a Phoenix SIE class or answer any questions you have, so contact Varsity Tutors today to get the process started. We look forward to helping you work toward professional success!
Sean: Phoenix SIE course instructor
...When teaching I prefer to apply real world application of topics in order to gain a deeper understanding and truly gain knowledge around different subjects. My ultimate goal is to get my students to the end goal of passing their exam as quickly and efficiently as possible. I received my undergraduate degree from Arizona State University and have been working as a Financial Advisor since 2019 obtaining multiple industry awards as well as managing my...
Education & Certification
- Arizona State University - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 6
- +2 subjects
Raman: Phoenix SIE course instructor
...being an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion goes beyond that. At Varsity Tutors, my vision is to help you achieve your goal of successfully passing the Series 7, Series 63, Series 65, Series 66, State Life & Health Insurance License, the CFP curriculum and the exam, ChFC curriculum and anything related to the finance and financial services industry. Reading...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- +25 subjects
Richard: Phoenix SIE course instructor
...FINRA license exam instructor and tutor for about 7 years with RegEd and A.D. Banker, and recently with Exam FX. We can work over the phone, but I prefer Skype or Google Hangouts which lets me share a PowerPoint presentation. Besides explaining test topics to you, I'll ask you to explain them to me, because I know when you can clearly explain something to someone else, you will have mastered the topic.
Education & Certification
- Arizona State University - Bachelors, English
Subject Expertise
- SIE
- Series 6
- Series 7
- Test Prep
- +1 subjects
Donald: Phoenix SIE course instructor
...the United States Naval Academy and was a linebacker for the football team from 2011-2015. I earned my Bachelors of Science in History. The Naval Academy challenged me in ways I did not know were possible. I was tested every single day mentally, morally, and physically. The Naval Academy is an Engineering school and all students are required to take dozens of credits of technical STEM courses to include thermodynamics, electrical engineering, cyber security, physics,...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- RICP - Retirement Income Certified Professional
- ChFC - Chartered Financial Consultant
- Series 65
- +35 subjects
Kyle: Phoenix SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 6
- +11 subjects
Scot: Phoenix SIE course instructor
...licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your pursuit...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 24
- Series 79
- Series 10
- +12 subjects
Barrett: Phoenix SIE course instructor
...largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 51
- Series 66
- Series 26
- +20 subjects
Joseph: Phoenix SIE course instructor
...patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students to study together to obtain that license and realize their...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- +48 subjects
Nancy: Phoenix SIE course instructor
...a variety of subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 7
- +83 subjects
Sarah: Phoenix SIE course instructor
...library includes both my own unique materials and traditional ones (Kaplan, PassPerfect, and Achievable), ensuring a comprehensive learning experience. As a financial advisor and recent MBA graduate, I've been trained to cater to a wide range of learning styles, personality types, and unique challenges such as learning disabilities, test anxiety, and other mental blocks. My flexibility and deep understanding of exam content stem from years of close collaboration with students across various categories. I am...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 65
- CFP
- Series 63
- +36 subjects
Joseph: Phoenix SIE course instructor
...working and advancing my career in Financial and Investment Services. Having held several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible....
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 63
- Insurance License
- Series 7
- +30 subjects
John: Phoenix SIE course instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 10
- Series 9
- Series 66
- +10 subjects
Peter: Phoenix SIE course instructor
...more money than doctors and lawyers. You do not need a secondary degree, you just need to pass the tests. You would want me as at tutor mainly because of my experience. My expertise is in OPTIONS and MARGIN. I started a broker-dealer from scratch, was a manager of other reps, and was a producer. To see my career path including all the licenses I obtained, view me at Broker Check: https://brokercheck.finra.org/individual/summary/1313689 and see that...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 28
- Series 79
- Series 86
- +42 subjects
DeSean: Phoenix SIE course instructor
...help students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the...
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 63
- Series 6
- Personal Finance
- +13 subjects
Joshuah: Phoenix SIE course instructor
...on the first attempts, and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no stupid questions, only impatient teachers....
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 4
- CPA
- Series 65
- +14 subjects
Mark: Phoenix SIE course instructor
...7 - # 63 - # 65 & # 66 The Life, Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key is: HOW TO READ THE QUESTIONS and HOW...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- Series 10
- Insurance License
- AIS - Associate in Insurance Services
- +73 subjects
Michael: Phoenix SIE course instructor
...other strategies either on a held or not held basis. Held means I am given the price by the client to fill and not held means the order is at my discretion to pick the price. Here we traded large institutional size orders of every strategy for the banks client who are sophisticated hedge funds, asset managers and clients were desks in a bank who used me instead of their in-house trading desks. I have...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 63
- Series 55
- Series 3
- +14 subjects
Johnny: Phoenix SIE course instructor
...to the community anyway that I can, so I figured why not teach subjects in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning....
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +14 subjects
James: Phoenix SIE course instructor
Subject Expertise
- SIE
- Firefighter Exam
- Series 7
- Series 66
- +6 subjects
Jorge: Phoenix SIE course instructor
...of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and focus on maximizing...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 66
- Series 6
- Insurance License
- +36 subjects