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I was a registered rep with Charles Schwab for 8 1/2 years, and I have been a FINRA license exam instructor and tutor for about 7 years with RegEd and A.D. Banker, and recently with Exam FX. We can work over the phone, but I prefer Skype or Google Hangouts which lets me share a PowerPoint presentation. Besides explaining test topics to you, I'll ask you to explain them to me, because I know when you can clearly explain something to someone else, you will have mastered the topic.

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Richard’s Qualifications

Education & Certification

Undergraduate Degree: Arizona State University - Bachelors, English


I live and work in Scottsdale, Arizona. I'm also a rock/blues drummer, and I go to Las Vegas 3 or 4 times a year.

Tutoring Subjects

Professional Certifications

Series 6

Series 7


Test Prep

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