Varsity Tutors can connect you with a New York City SIE course that can help you prepare for the SIE exam. If you are a prospective securities industry professional, you can benefit from the academic support in the prep course. Whether you studied business and finance in the City University of New York, Columbia University or any other institution in the area, preparation for the exam is important. By attending a New York City SIE class, you can gain a lot from the comprehensive coverage of the fundamentals of SIE.
What is the Securities Industry Essentials Exam?
The Securities Industry Essentials (SIE or Essentials) Exam is for people who want to work in the securities industry. The exam was launched in 2018 by the Financial Industry Regulatory Authority (FINRA). The test covers topics that are essential to working in the industry, including the structure of the securities industry markets, types of products and their associated risks, regulatory agencies and their functions, and prohibited practices. The exam consists of 75 multiple-choice questions and candidates are expected to complete it in 1 hour and 45 minutes. The passing score for the exam is 70 percent, and since it is an entry-level exam it is open to anyone who is aged 18 years and older.
Passing the exam is important. It can give you more marketability in the securities or finance industry, boost your career by showing that you have basic industry knowledge, and in the event that you opt to change your career, it can show that you are serious about your new career path. However, passing the SIE does not qualify a person for registration with a member firm of FINRA or to engage in the securities business. If you want to register and engage in the securities business, you also have to pass a qualification exam that focuses on the type of business you want to engage in. The SIE is a co-requisite for representative-level and licensing exams such as the Series 7, 22, 52, and 79 among others.
What are the benefits of enrolling in a New York City SIE course?
Preparing for the SIE with the guidance of a New York City SIE prep course can be better than doing so individually. The course can meet all your SIE exam preparation needs and provide you with access to valuable resources and training materials. Through the in-depth course, you can gain valuable knowledge on varied SIE topics related to the job of a securities professional. These include types of markets, packaged products, monetary vs. fiscal policy, business economic factors, equity securities, hedge funds, debt instruments, definition and identification of risk types, investment returns, registration and continuing education, and prohibited activities, to mention but a few.
Varsity Tutors realizes the need to structure New York City SIE courses with the best interests of students in mind. The New York City SIE class covers preparations on how to actually take the test. If you are worried about how to take the exam, the best ways to approach questions, and the time limit, a course can address your concerns. The class can help you familiarize yourself with the process through the use of practice tests. If you are concerned about the time limit, your SIE course instructor can incorporate time management strategies that may help you to learn to allocate enough time to every question and save time throughout the exam. The course also covers how to best use resources such as the four-function calculator or dry-erase pen or board that will be available to you during the exam. Learning how to use these tools during your sessions can make taking the test more efficient. By focusing on how to take the test, the course can leave you in a better position to apply your knowledge during the exam without having to worry about the technical aspects.
How can I enroll in a New York City SIE class?
If you want to jump-start your career in the securities industry, you should definitely consider taking the SIE exam. Preparing for the exam can be challenging, but the guidance offered by a course can help. The course can take your exam preparation to the next level because it focuses on important aspects that people should know before taking the SIE exam. It also focuses on the acquisition of skills that can be useful when taking the exam. Contact Varsity Tutors today if you want to sign up for an in-depth New York City SIE course that fits your schedule and meets your needs.
Harrison: New York SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 57
- +20 subjects
Jorge: New York SIE course instructor
...graduating from Long Island University, earning my Bachelor of Arts Degree, I had the opportunity to enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 31
- Series 7
- Series 65
- +38 subjects
Robin: New York SIE course instructor
Senior Associate in Equity Research | UCLA Economics/Finance Alumni To me, Finance is the intersection between art and science.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 86
- +10 subjects
Sebastian: New York SIE course instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CFA
- Series 6
- CPA
- +14 subjects
Sam: New York SIE course instructor
...world has been equally enriching. As a Summer Analyst in Private Equity at Unitex Investment Holdings, I was entrusted with significant responsibilities such as conducting due diligence and valuing portfolio companies. My role was key in facilitating decision-making for projects with valuations exceeding $50 million. Another summer with Goldey Capital in Private Wealth Management saw me creating statistical models to price lifelong education costs for over 50 clients. These experiences have given me a robust...
Education & Certification
- New York University - Bachelor of Science, Finance
Subject Expertise
- SIE
- CFA
- AP Macroeconomics
- Essay Editing
- +48 subjects
Michelle: New York SIE course instructor
...school students, focusing primarily on Mathematics. While I offer tutoring support across a wide spectrum of subjects, my greatest enthusiasm lies in the domains of English and Math. My experience in helping students overcome mathematical challenges has reinforced my belief that a solid foundation in this subject paves the way for their future success, both within and beyond the classroom. I am a staunch advocate for the power of education, as I firmly believe it...
Education & Certification
- CUNY Hunter College - Bachelor of Science, Economics
Subject Expertise
- SIE
- Elementary School English
- Pre-Algebra
- Substitute
- +19 subjects
Mary: New York SIE course instructor
I am dedicated to creating a supportive and engaging learning environment where students feel confident to excel. My approach is tailored to each learner, breaking down complex ideas into simple, relatable steps. With a focus on building skills and self-assurance, I strive to make every session impactful and enjoyable. Together, we'll turn challenges into achievements.
Education & Certification
- Princeton University - Bachelor, Bachelor of Arts.
- Harvard University - Master's/Graduate, MSc. Mechanical Engineering
- State Certified Teacher
Subject Expertise
- SIE
- Series 10
- ABOMS - American Board of Oral and Maxillofacial Surgery
- Series 51
- +1359 subjects
John: New York SIE course instructor
...and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 72
- Series 7
- Series 3
- +38 subjects
Danny: New York SIE course instructor
...have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will set you up to the best of my abilities for test day and make sure you have given 100% to get there. I love to play golf and I love all sports. I'm a family man, and they always come first. I'm not going to pull any punches, and I'm going to give...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 66
- Insurance License
- Series 65
- +11 subjects
Dennis: New York SIE course instructor
...started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education is really for yourself and those you will affect from now on.
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 24
- Series 55
- Series 7 - General Securities Representative Exam (Stockbroker)
- +49 subjects
Steven: New York SIE course instructor
...financial modeling skills, prepare for the SIE exam, or navigate the interview process for investment banking or private equity roles, I'm here to help. I understand how overwhelming these topics can feel at first - I've been through it myself. In my career, I've built financial models for multi-billion dollar deals, underwritten investments across industries, and worked closely with senior executives and investors experiences that shape how I teach and mentor today. I'm patient, flexible,...
Education & Certification
- Cornell University - Bachelor of Science, Information Science
Subject Expertise
- SIE
- Series 65
- FINRA - Financial Industry Regulatory Authority
- ACT
- +15 subjects
John: New York SIE course instructor
...for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic pursuits. I am excited to continue my learning and provide some of the knowledge I've gained...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 57
- Series 63
- CFA
- +20 subjects
Ryan: New York SIE course instructor
...a CFA charterholder with extensive experience in trading, I specialize in helping students understand complex financial concepts and apply them in real-world scenarios. With a background in execution trading at top financial institutions, I bring a practical, hands-on approach to CFA and Series 7 tutoring. My teaching is rooted in my own academic success, having graduated Magna Cum Laude with a BBA in Corporate Finance & Alternative Investments from University of Massachusetts-Amherst. I'm passionate about...
Education & Certification
- University of Massachusetts Amherst - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 7
- Series 3
- FINRA - Financial Industry Regulatory Authority
- +6 subjects
Michael: New York SIE course instructor
...involved in quantitative portfolio management recently designing customized passive investment strategies for state pension funds using quantitative data to help them generate alpha with little tracking error risk. I have a Masters degree from Baruch in Finance. What I could help a Varsity Tutors client understand is futures, equities and options, commodities especially energy both paper and physical usage, pricing and use in a strategy either for profit or hedging. Also, technical and quantitative analysis...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects
Jahlen: New York SIE course instructor
...establishes a bridge between the material and common terms that are very understandable. I've received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 6
- Insurance License
- Series 63
- +1 subjects
Eunpa: New York SIE course instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Technology and Coding
- +43 subjects
Amit: New York SIE course instructor
Education & Certification
- CUNY Bernard M Baruch College - Masters in Business Administration, Business Administration and Management
- State Certified Teacher
Subject Expertise
- SIE
- CPA
- CFA
- Test Prep
- +18 subjects
Hajra: New York SIE course instructor
...In my professional setting I have helped and trained fellow colleagues to pass the different FINRA exams. I understand the pressure of learning the materials and then passing the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their goals. I aim to be a resource to people, and letting them set the pace. I enjoy traveling when I can, either locally or internationally. Some...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 82
- Series 66
- +9 subjects
Jennifer: New York SIE course instructor
...tutored chemistry and algebra to my peers in undergrad as well as high school students who were preparing for SAT. Most recently, I obtained the SIE, series 7, and series 66 licenses. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got tips and tricks...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +18 subjects
Daniel: New York SIE course instructor
...the Capital Investment Director at the Department for International Trade in Washington, D.C. I led a high-performing team responsible for delivering significant growth capital and real asset sales. My role involved full sales cycle management for investment attraction and export promotion, collaborating with various departments and agencies to champion UK trade interests. My experience also includes serving as Vice Consul for the Department for International Trade, where I consistently exceeded trade quotas and facilitated significant...
Education & Certification
- Nottingham Trent University - Bachelor of Science, International Relations
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 82
- Series 63
- +1 subjects