Varsity Tutors can connect you with a New York City SIE course that can help you prepare for the SIE exam. If you are a prospective securities industry professional, you can benefit from the academic support in the prep course. Whether you studied business and finance in the City University of New York, Columbia University or any other institution in the area, preparation for the exam is important. By attending a New York City SIE class, you can gain a lot from the comprehensive coverage of the fundamentals of SIE.
What is the Securities Industry Essentials Exam?
The Securities Industry Essentials (SIE or Essentials) Exam is for people who want to work in the securities industry. The exam was launched in 2018 by the Financial Industry Regulatory Authority (FINRA). The test covers topics that are essential to working in the industry, including the structure of the securities industry markets, types of products and their associated risks, regulatory agencies and their functions, and prohibited practices. The exam consists of 75 multiple-choice questions and candidates are expected to complete it in 1 hour and 45 minutes. The passing score for the exam is 70 percent, and since it is an entry-level exam it is open to anyone who is aged 18 years and older.
Passing the exam is important. It can give you more marketability in the securities or finance industry, boost your career by showing that you have basic industry knowledge, and in the event that you opt to change your career, it can show that you are serious about your new career path. However, passing the SIE does not qualify a person for registration with a member firm of FINRA or to engage in the securities business. If you want to register and engage in the securities business, you also have to pass a qualification exam that focuses on the type of business you want to engage in. The SIE is a co-requisite for representative-level and licensing exams such as the Series 7, 22, 52, and 79 among others.
What are the benefits of enrolling in a New York City SIE course?
Preparing for the SIE with the guidance of a New York City SIE prep course can be better than doing so individually. The course can meet all your SIE exam preparation needs and provide you with access to valuable resources and training materials. Through the in-depth course, you can gain valuable knowledge on varied SIE topics related to the job of a securities professional. These include types of markets, packaged products, monetary vs. fiscal policy, business economic factors, equity securities, hedge funds, debt instruments, definition and identification of risk types, investment returns, registration and continuing education, and prohibited activities, to mention but a few.
Varsity Tutors realizes the need to structure New York City SIE courses with the best interests of students in mind. The New York City SIE class covers preparations on how to actually take the test. If you are worried about how to take the exam, the best ways to approach questions, and the time limit, a course can address your concerns. The class can help you familiarize yourself with the process through the use of practice tests. If you are concerned about the time limit, your SIE course instructor can incorporate time management strategies that may help you to learn to allocate enough time to every question and save time throughout the exam. The course also covers how to best use resources such as the four-function calculator or dry-erase pen or board that will be available to you during the exam. Learning how to use these tools during your sessions can make taking the test more efficient. By focusing on how to take the test, the course can leave you in a better position to apply your knowledge during the exam without having to worry about the technical aspects.
How can I enroll in a New York City SIE class?
If you want to jump-start your career in the securities industry, you should definitely consider taking the SIE exam. Preparing for the exam can be challenging, but the guidance offered by a course can help. The course can take your exam preparation to the next level because it focuses on important aspects that people should know before taking the SIE exam. It also focuses on the acquisition of skills that can be useful when taking the exam. Contact Varsity Tutors today if you want to sign up for an in-depth New York City SIE course that fits your schedule and meets your needs.

Dennis: New York SIE course instructor
...fund trader and analyst turned teacher of basic and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Algebra 2
- SAT Subject Test in Literature
- English
- +48 subjects

Jahlen: New York SIE course instructor
...of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is too study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being able to help my students pass their exams, and becoming a small...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 6
- Series 63
- Insurance License
- +1 subjects

Mary: New York SIE course instructor
...options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Writing
- Series 23
- Exam IFM - Investment and Financial Markets
- +94 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- Professional Certifications
- +9 subjects

Isaiah: New York SIE course instructor
...2019 I passed the Series 65. All together it took me about 6 months to study and pass all exams. Now, I actively tutor in all exams. I provide reading material, notes, and test questions for each student during each session. My mission is to help students achieve a level of confidence based on knowledge, test taking skills, and deductive reasoning. As of now on average I have at least 5 students per month who...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Algebra
- Calculus 2
- Series 6
- +29 subjects

Jose: New York SIE course instructor
I am finishing up my degree at UTA in International Business. I have studied Spanish, French, German, and Mandarin. I have worked on translations and cultural adaptation. I also have experience working in the finance sector as an intern. I am currently studying for the LSAT and will be applying to law schools within the next couple of months. In my free time, I enjoy spending time with friends, learning languages, painting, and reading.
Education & Certification
- The University of Texas at Arlington - Bachelor in Business Administration, International Business
Subject Expertise
- SIE
- CLEP Principles of Microeconomics
- Finance
- Business Calculus
- +99 subjects

Kevin: New York SIE course instructor
...of Business: Finance emphasis) and also received my Bachelor of Science in Accounting from Truman State University. Both students and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand the value of learning the topics I tutor you with....
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Professional Certifications
- Series 79
- Intermediate Accounting
- +41 subjects

Christina: New York SIE course instructor
...years. Over the years I've helped my direct reports study and prepare for FINRA exams. I have worked in customer service, equity trading and options trading, as well as risk management and compliance related roles. I enjoy tutoring and especially helping people understand how options work. Having a solid knowledge of options works to your benefit when taking the SIE, series 7 and 24 as there are a fair number of options questions on those...
Education & Certification
- University of Western Ontario - Bachelor in Arts, Arts, General
Subject Expertise
- SIE
- Series 52
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 24
- +6 subjects

Christian: New York SIE course instructor
...my Series 7, Series 63, and SIE certificates in order to work as a Financial Professional. Furthermore, I am currently aiming to take the CFA Level I Exam in February 2021. My passion for economics stems from my belief that economics is the basis of all functions in the world. In this sense, the study of economics allows you to study how the world works and interacts around while also understanding how your own decisions...
Education & Certification
- University of North Carolina at Chapel Hill - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Finance
- Series 79
- Macroeconomics
- +25 subjects

Krista: New York SIE course instructor
...a BS (Penn State University) & MBA (Capella University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- CFP
- Series 63
- Series 65
- +9 subjects