Varsity Tutors can connect you with a New York City SIE course that can help you prepare for the SIE exam. If you are a prospective securities industry professional, you can benefit from the academic support in the prep course. Whether you studied business and finance in the City University of New York, Columbia University or any other institution in the area, preparation for the exam is important. By attending a New York City SIE class, you can gain a lot from the comprehensive coverage of the fundamentals of SIE.
What is the Securities Industry Essentials Exam?
The Securities Industry Essentials (SIE or Essentials) Exam is for people who want to work in the securities industry. The exam was launched in 2018 by the Financial Industry Regulatory Authority (FINRA). The test covers topics that are essential to working in the industry, including the structure of the securities industry markets, types of products and their associated risks, regulatory agencies and their functions, and prohibited practices. The exam consists of 75 multiple-choice questions and candidates are expected to complete it in 1 hour and 45 minutes. The passing score for the exam is 70 percent, and since it is an entry-level exam it is open to anyone who is aged 18 years and older.
Passing the exam is important. It can give you more marketability in the securities or finance industry, boost your career by showing that you have basic industry knowledge, and in the event that you opt to change your career, it can show that you are serious about your new career path. However, passing the SIE does not qualify a person for registration with a member firm of FINRA or to engage in the securities business. If you want to register and engage in the securities business, you also have to pass a qualification exam that focuses on the type of business you want to engage in. The SIE is a co-requisite for representative-level and licensing exams such as the Series 7, 22, 52, and 79 among others.
What are the benefits of enrolling in a New York City SIE course?
Preparing for the SIE with the guidance of a New York City SIE prep course can be better than doing so individually. The course can meet all your SIE exam preparation needs and provide you with access to valuable resources and training materials. Through the in-depth course, you can gain valuable knowledge on varied SIE topics related to the job of a securities professional. These include types of markets, packaged products, monetary vs. fiscal policy, business economic factors, equity securities, hedge funds, debt instruments, definition and identification of risk types, investment returns, registration and continuing education, and prohibited activities, to mention but a few.
Varsity Tutors realizes the need to structure New York City SIE courses with the best interests of students in mind. The New York City SIE class covers preparations on how to actually take the test. If you are worried about how to take the exam, the best ways to approach questions, and the time limit, a course can address your concerns. The class can help you familiarize yourself with the process through the use of practice tests. If you are concerned about the time limit, your SIE course instructor can incorporate time management strategies that may help you to learn to allocate enough time to every question and save time throughout the exam. The course also covers how to best use resources such as the four-function calculator or dry-erase pen or board that will be available to you during the exam. Learning how to use these tools during your sessions can make taking the test more efficient. By focusing on how to take the test, the course can leave you in a better position to apply your knowledge during the exam without having to worry about the technical aspects.
How can I enroll in a New York City SIE class?
If you want to jump-start your career in the securities industry, you should definitely consider taking the SIE exam. Preparing for the exam can be challenging, but the guidance offered by a course can help. The course can take your exam preparation to the next level because it focuses on important aspects that people should know before taking the SIE exam. It also focuses on the acquisition of skills that can be useful when taking the exam. Contact Varsity Tutors today if you want to sign up for an in-depth New York City SIE course that fits your schedule and meets your needs.
Harrison: New York SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 57
- Series 7 - General Securities Representative Exam (Stockbroker)
- +20 subjects
Jorge: New York SIE course instructor
...Degree, I had the opportunity to enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- CFP
- Series 31
- Series 55
- +38 subjects
Robin: New York SIE course instructor
Senior Associate in Equity Research | UCLA Economics/Finance Alumni To me, Finance is the intersection between art and science.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 87
- Series 7
- FINRA - Financial Industry Regulatory Authority
- +10 subjects
Sebastian: New York SIE course instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CAIA
- Series 65
- Series 66
- +14 subjects
Sam: New York SIE course instructor
...extends beyond finance. As a Consultant for NYU Stern's Coronavirus Response Fellowship, I led a team to optimize food distribution across charities, revealing my ability to solve complex logistical problems with data-driven strategies. Global Perspective: Bilingual Capabilities Being a native English speaker with conversational skills in Farsi, I also offer a multicultural perspective, understanding the unique challenges that international students may encounter. Balancing Life: Personal Interests Outside the confines of academics and professional life, I find...
Education & Certification
- New York University - Bachelor of Science, Finance
Subject Expertise
- SIE
- CFA
- Economics
- ACT and SAT All-In-One Classes
- +48 subjects
Michelle: New York SIE course instructor
...and Economics from Hunter College, CUNY. Following my graduation, I embarked on a journey in education by providing tutoring services to middle school students, focusing primarily on Mathematics. While I offer tutoring support across a wide spectrum of subjects, my greatest enthusiasm lies in the domains of English and Math. My experience in helping students overcome mathematical challenges has reinforced my belief that a solid foundation in this subject paves the way for their future...
Education & Certification
- CUNY Hunter College - Bachelor of Science, Economics
Subject Expertise
- SIE
- Algebra
- Elementary School English
- Middle School Reading Comprehension
- +19 subjects
Mary: New York SIE course instructor
I am dedicated to creating a supportive and engaging learning environment where students feel confident to excel. My approach is tailored to each learner, breaking down complex ideas into simple, relatable steps. With a focus on building skills and self-assurance, I strive to make every session impactful and enjoyable. Together, we'll turn challenges into achievements.
Education & Certification
- Princeton University - Bachelor, Bachelor of Arts.
- Harvard University - Master's/Graduate, MSc. Mechanical Engineering
- State Certified Teacher
Subject Expertise
- SIE
- Series 72
- CDR - Commission on Dietetic Registration
- CSET - California Subject Examinations for Teachers
- +1359 subjects
John: New York SIE course instructor
...a BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 4
- Series 3
- +38 subjects
Danny: New York SIE course instructor
...Army Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of my adult life and coaching and developing has been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 7
- Series 86
- Insurance License
- +11 subjects
Dennis: New York SIE course instructor
...managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 55
- Series 24
- +49 subjects
Steven: New York SIE course instructor
...in investment banking, and a passion for helping others master finance, investing, and business fundamentals. Whether you're looking to sharpen your financial modeling skills, prepare for the SIE exam, or navigate the interview process for investment banking or private equity roles, I'm here to help. I understand how overwhelming these topics can feel at first - I've been through it myself. In my career, I've built financial models for multi-billion dollar deals, underwritten investments across...
Education & Certification
- Cornell University - Bachelor of Science, Information Science
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 65
- PSAT Mathematics
- +18 subjects
John: New York SIE course instructor
...in market-oriented roles for the past 4 years. My most relevant experience is as an equity trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 57
- +20 subjects
Ryan: New York SIE course instructor
...specialize in helping students understand complex financial concepts and apply them in real-world scenarios. With a background in execution trading at top financial institutions, I bring a practical, hands-on approach to CFA and Series 7 tutoring. My teaching is rooted in my own academic success, having graduated Magna Cum Laude with a BBA in Corporate Finance & Alternative Investments from University of Massachusetts-Amherst. I'm passionate about helping students not only succeed but feel confident and...
Education & Certification
- University of Massachusetts Amherst - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 7
- CFA
- Series 3
- +6 subjects
Michael: New York SIE course instructor
...from you maybe able to guess where it is we are going and where the jobs will be. If you care to read on exactly how I gained this knowledge you can read my bio below I just wanted to be clear above of exactly what I can help with, below is where and how I gained my knowledge. All of what I know has been actually gained doing various jobs while I may of...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 7
- Series 44 - NYSE Arca Options Market Maker Exam
- Series 3
- +14 subjects
Jahlen: New York SIE course instructor
...I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being able to help my students pass their exams, and becoming a small part of what leads to their future success.
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Insurance License
- Series 63
- Series 6
- +1 subjects
Eunpa: New York SIE course instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- SAT Reading
- +43 subjects
Amit: New York SIE course instructor
Education & Certification
- CUNY Bernard M Baruch College - Masters in Business Administration, Business Administration and Management
- State Certified Teacher
Subject Expertise
- SIE
- CFA
- CPA
- UK A Level Economics
- +18 subjects
Hajra: New York SIE course instructor
...statistics. In addition to that I also have over 9 years of professional experience, holding various positions within the finance sector. In my professional setting I have helped and trained fellow colleagues to pass the different FINRA exams. I understand the pressure of learning the materials and then passing the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their goals. I aim to be...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Series 82
- Series 27
- +9 subjects
Jennifer: New York SIE course instructor
...of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got tips and tricks on how to pass these exams in one sitting. In addition, I will incorporate real-world examples that will expand on the knowledge base of any student and enable him/her to ace the exam(s). I believe students who actively participate and take...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 63
- Series 86
- Series 66
- +18 subjects
Daniel: New York SIE course instructor
...As the Founder of Envoy West, I specialize in U.S market entry strategies, go-to-market planning, and business development for technology companies. I have successfully completed over 40 market entry projects, helping clients navigate the complexities of the U.S. market. My expertise lies in identifying prospective clients and partnerships, and providing strategic leadership and direction. I also have experience working on private placements with US-based family offices through my affiliation with Crestmont Investments. Prior to Envoy...
Education & Certification
- Nottingham Trent University - Bachelor of Science, International Relations
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 82
- Series 63
- +1 subjects