If you are searching for New York City SIE preparation, Varsity Tutors can help you find top-notch instruction that appeals to your learning needs. If you'd like to demonstrate your understanding of the security industry in preparation for a related career, you may be interested in taking the SIE. This exam covers the topics you learned while taking finance and business courses at schools like the City University of New York or Columbia University. Thorough preparation can help you feel more confident as you enter the classroom on the day of the test. Whether you would rather sign up for an online SIE pep course or work alongside a private instructor, you may be able to more thoroughly prepare for the exam by studying with an expert rather than on your own.
What kind of topics can be covered in New York City SIE prep?
The SIE, or Securities Industry Essentials Exam, is administered to professionals in the security industry. While it is not the sole qualifying factor in registration with a FINRA firm or securities business, you do need to pass this test to become registered in the industry. Along with this test, you will also need to take a qualification exam for the type of business you plan to participate in.
The SIE is a multiple-choice test that consists of 75 questions. You will be given an hour and 45 minutes to complete the exam. This introductory-level test aims to assess your grasp of basic security information, including product-related risks, market structures, barred practices, and regulatory agency functions. During New York City SIE prep, you can review more than just the content of the exam, but also the format and expectations. In all there are four sections you will need to be prepared for: Knowledge of Capital Markets; Understanding Products and Their Risks; Understanding Trading, Customer Accounts, and Prohibited Activities; and Overview of Regulatory Framework.
How do the two types of SIE prep compare?
Varsity Tutors can introduce you to two types of SIE prep: an online New York City SIE prep course and private instruction. While most students choose the option which they find most appealing, others opt to combine the two options together. There are many advantages offered by each service. However, both are led by expert instructors who understand the exam inside and out. Let's take a deeper look at the different benefits offered by each of these options.
Online SIE prep classes offer the structure and collaboration of a traditional classroom environment. When you sign up for a New York City SIE prep class, you can attend virtual sessions through our Live Learning Platform. This interactive platform allows you to engage with your instructor and classmates through video chat while using an online whiteboard. Your class teacher can lead you and your peers in lively debates that can help you build a stronger understanding of municipal fund securities and exchange-traded products, among other concepts. You can freely ask questions during classes to receive instant feedback from your mentor. Should you have any trouble understanding something, your instructor can set aside time with you one-on-one to offer support.
If you prefer one-on-one guidance, we can connect you with a New York City SIE tutor. A personal instructor can provide a fully customized learning experience that is centered solely around your individual needs. Each session revolves entirely around you, allowing you to spend your study time as you see fit. One-on-one instruction can follow a personalized lesson plan that addresses solely the areas of opportunity in which you have the most room to improve. For instance, if you feel confident in your understanding of packaged products, you can focus on defining and identifying risk types. Your mentor can incorporate activities and teaching methods that are geared toward your learning style. Private instruction aims to help you get the most out of the time you have before the test.
How can I get started with New York City SIE prep?
You can enjoy working with an expert whether you choose to take a class or study with a personal mentor. New online classes start up every month, allowing more students to find something that works for their scheduling needs. We can find you a personal tutor in as little as 24 hours. When it comes to preparing for the SIE, you don't have to study entirely on your own. Varsity Tutors can help you find excellent New York City SIE prep options that can take your study efforts to a new level. You can get started by contacting our educational consultants, who are eager to help you get started.

Harrison: New York SIE test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 57
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +20 subjects

Jorge: New York SIE test prep instructor
...Long Island University, earning my Bachelor of Arts Degree, I had the opportunity to enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- CFP
- Series 65
- Series 6
- +38 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 63
- CFA
- FINRA - Financial Industry Regulatory Authority
- +10 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- FRM
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects

Sam: New York SIE test prep instructor
...me well to tutor students in finance, offering them academic insights that are both broad and deep. In the Trenches: Real-World Financial Experience My foray into the professional world has been equally enriching. As a Summer Analyst in Private Equity at Unitex Investment Holdings, I was entrusted with significant responsibilities such as conducting due diligence and valuing portfolio companies. My role was key in facilitating decision-making for projects with valuations exceeding $50 million. Another summer...
Education & Certification
- New York University - Bachelor of Science, Finance
Subject Expertise
- SIE
- CFA
- AP English Literature and Composition
- Other
- +48 subjects

Michelle: New York SIE test prep instructor
...on Mathematics. While I offer tutoring support across a wide spectrum of subjects, my greatest enthusiasm lies in the domains of English and Math. My experience in helping students overcome mathematical challenges has reinforced my belief that a solid foundation in this subject paves the way for their future success, both within and beyond the classroom. I am a staunch advocate for the power of education, as I firmly believe it unlocks the doors to...
Education & Certification
- CUNY Hunter College - Bachelor of Science, Economics
Subject Expertise
- SIE
- Middle School Math
- Professional Certifications
- Elementary School English
- +19 subjects

Mary: New York SIE test prep instructor
I am dedicated to creating a supportive and engaging learning environment where students feel confident to excel. My approach is tailored to each learner, breaking down complex ideas into simple, relatable steps. With a focus on building skills and self-assurance, I strive to make every session impactful and enjoyable. Together, we'll turn challenges into achievements.
Education & Certification
- Princeton University - Bachelor, Bachelor of Arts.
- Harvard University - Master's/Graduate, MSc. Mechanical Engineering
- State Certified Teacher
Subject Expertise
- SIE
- MPJE - Maryland
- ABONCLE - American Board of Opticianry and National Contact Lens Examiner
- CRM - Certified Risk Manager
- +1359 subjects

John: New York SIE test prep instructor
...BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 72
- +38 subjects

Danny: New York SIE test prep instructor
...coaching and developing has been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will set you up to the best of my abilities for test day and make sure you have given 100% to get there. I love to...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +11 subjects

Dennis: New York SIE test prep instructor
...trader and analyst turned teacher of basic and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 24
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +49 subjects

Steven: New York SIE test prep instructor
...the SIE exam, or navigate the interview process for investment banking or private equity roles, I'm here to help. I understand how overwhelming these topics can feel at first - I've been through it myself. In my career, I've built financial models for multi-billion dollar deals, underwritten investments across industries, and worked closely with senior executives and investors experiences that shape how I teach and mentor today. I'm patient, flexible, and committed to making sure...
Education & Certification
- Cornell University - Bachelor of Science, Information Science
Subject Expertise
- SIE
- Series 65
- FINRA - Financial Industry Regulatory Authority
- ACT Math
- +18 subjects

John: New York SIE test prep instructor
...and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic pursuits. I am excited to continue my learning and provide some of the knowledge I've gained throughout my career.
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CFA
- Series 7
- Series 63
- +20 subjects

Ryan: New York SIE test prep instructor
...charterholder with extensive experience in trading, I specialize in helping students understand complex financial concepts and apply them in real-world scenarios. With a background in execution trading at top financial institutions, I bring a practical, hands-on approach to CFA and Series 7 tutoring. My teaching is rooted in my own academic success, having graduated Magna Cum Laude with a BBA in Corporate Finance & Alternative Investments from University of Massachusetts-Amherst. I'm passionate about helping students...
Education & Certification
- University of Massachusetts Amherst - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- CFA
- +6 subjects

Michael: New York SIE test prep instructor
...systems) algorithms types and usage, options trading strategies, futures trading strategies, portfolio strategies, quantitative portfolio theory and strategies, hedging strategies in equities, options, compliance questions, proper order handling, Multi asset class trading strategies, futures and OTC swaps types and usage. It is most important to understand what your goal is and what best strategy can be used to accomplish it, knowing the risks associated with each strategy and best option to hedge it, understanding a...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 55
- Series 3
- Series 7
- +14 subjects

Jahlen: New York SIE test prep instructor
...employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being able to help my students pass their exams, and becoming a small part...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 6
- Insurance License
- Series 63
- +1 subjects

Eunpa: New York SIE test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Python
- +43 subjects
Education & Certification
- CUNY Bernard M Baruch College - Masters in Business Administration, Business Administration and Management
- State Certified Teacher
Subject Expertise
- SIE
- CFA
- CPA
- CFA - Chartered Financial Analyst - Level 1
- +18 subjects

Hajra: New York SIE test prep instructor
...I have helped and trained fellow colleagues to pass the different FINRA exams. I understand the pressure of learning the materials and then passing the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their goals. I aim to be a resource to people, and letting them set the pace. I enjoy traveling when I can, either locally or internationally. Some of my favorite jaunts...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 86
- Series 82
- +9 subjects

Jennifer: New York SIE test prep instructor
...While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification exams such as the SIE, Series 7, 63, 65, 66, pharmacy technician certification exam (PTCE) etc. I have got tips and tricks on how to pass these exams in one sitting. In addition, I will incorporate real-world examples that will expand on the knowledge base of any student and enable him/her to ace the...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 65
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +18 subjects

Daniel: New York SIE test prep instructor
...leadership and direction. I also have experience working on private placements with US-based family offices through my affiliation with Crestmont Investments. Prior to Envoy West, I served as the Capital Investment Director at the Department for International Trade in Washington, D.C. I led a high-performing team responsible for delivering significant growth capital and real asset sales. My role involved full sales cycle management for investment attraction and export promotion, collaborating with various departments and agencies...
Education & Certification
- Nottingham Trent University - Bachelor of Science, International Relations
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 82
- Series 63
- +1 subjects