Study for the SIE with the guidance of expert instructors when you enroll in Varsity Tutors' Tampa SIE course. Students from The University of Tampa and the University of South Florida who are aspiring to work as professionals in the securities industry need to take the SIE as the first step towards their dream career. There is a great value to having experienced and knowledgeable SIE instructors who can not only help you become more familiar with the test content but also teach you some test-taking techniques to boost your performance on the test. If you want to experience quality review from expert academic mentors, the Tampa SIE prep course can be the solution to your test prep needs.
What are some of the topics a Tampa SIE class can cover?
The Securities Industry Essentials or SIE assesses a person's knowledge of fundamental concepts in the securities industry such as the structure of the securities industry markets, types of products and their risks, functions of regulatory industries, and prohibited practices.
There are 75 multiple-choice questions in the test distributed in four sections called "Functions." Function 1 is Knowledge of Capital Markets. This part has 12 questions on topics covering FINRA rules, regulatory entities, structure and participants, and offerings. Function 2 is called Understanding Products and Their Risks. This has 33 questions that cover categories like exchange-traded funds, MSRB rules, and real estate investment trusts (REITs). Function 3 is Understanding Trading, Customer Accounts, and Prohibited Activities and has 23 questions that test you on topics like anti-money laundering laws, NASD rules, compliance considerations, and market manipulation. Function 4 is called Overview of the Regulatory Framework. There are 7 questions in this part and they test you on your knowledge of SEC rules, employee conduct, and reportable events.
Each of the four sections of the SIE also has a particular weight on your test score: Function 1 is 16% of the exam, Function 2 is 44%, Function 3 is 31% of the exam, and Function 4 is 9 percent. The entire test lasts for 1 hour and 45 minutes and 70% is the passing mark. Your Tampa SIE class instructor can help you become more familiar with each section of the test and can also give effective test-taking techniques that can help you answer with confidence during test day.
What are the advantages of enrolling in a Tampa SIE course?
The course is led by experienced SIE instructors who have several years of industry and SIE experience. You can be at ease knowing that you are learning from highly qualified teachers which may not be the case if you are doing your review on your own. It's easy to get confused and disorganized when studying for a standardized test like the SIE, so with the guidance of your instructor, you can also be confident that you are reviewing exam-relevant material.
Do you need help on topics like Definition and Identification of Risk Types? Are there concepts under Books and Records and Privacy Requirements that you are struggling with? If you feel you need extra help, you can ask to meet your instructor 1-on-1. This is another advantage that the Tampa SIE class offers that may not be readily available in traditional ways of reviewing for the SIE.
If you are concerned about the schedule of the course and if you can actually have the time to study, then you'll be relieved to know that you can complete your entire review online. No need to set aside extra hours for your preparation and commute. No need to worry about being late. As long as you have an internet connection, you can log into the virtual classroom and start learning in the comfort of your home. And because it's online, we can offer more course times for you to choose from. Study in the morning, in the evening, or anytime in between. There are also weekday and weekend classes, which are also perfect for working professionals.
Wondering how you can ask questions during the class? The online SIE class is live, so you can interact with your instructor and classmates as if you were in a physical classroom. You can get immediate answers to your questions and learn together with a group.
How can I enroll in a Tampa SIE course?
The SIE is a very important requirement and we know that many prospective candidates can easily get confused and overwhelmed once they start preparing for the test. Call Varsity Tutors now and sign up for our Tampa SIE course so you can receive structured, quality SIE review from expert SIE instructors.

Joseph: Tampa SIE course instructor
...several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and in sharing knowledge with others as much as possible. I am a Certified Financial Educator (CFEd), and hold the Corporate Trainer...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 7
- Series 66
- Insurance License
- +30 subjects

Jennifer: Tampa SIE course instructor
...greatest gratification when they are overcoming learning roadblocks-I tutor a broad range of subjects including Professional Certifications, Insurance License, NMLS, SIE, and Series 6. I am a graduate of Eastern Illinois University. I received my Master of Science Degree and Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management,...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Series 6
- NMLS - Nationwide Mortgage Licensing System
- Real Estate License
- +5 subjects

Braden: Tampa SIE course instructor
...in economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and I can't wait for the opportunity to help you!
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- Datamining
- +64 subjects

Melissa: Tampa SIE course instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 7
- +1 subjects
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Professional Certifications
- GRE
- +12 subjects
Education & Certification
- Loyola University Maryland - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 65
- CFP
- Series 7
- +4 subjects

Krista: Tampa SIE course instructor
...I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found helpful and previous students that I have tutored have as well.
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- CFP
- Insurance License
- Series 63
- +18 subjects
Education & Certification
- Columbia University in the City of New York - Bachelor of Science, Economics
Subject Expertise
- SIE
- CFA
- FRM
- Series 5 - Interest Rate Options Exams
- +96 subjects
Education & Certification
- Florida State University - Bachelor of Science, Finance
- University of Miami - Master of Science, Finance
Subject Expertise
- SIE
- Series 66
- CFA
- Series 7
- +35 subjects

Lonie: Tampa SIE course instructor
...as a primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- Insurance License
- Series 7
- +21 subjects

John: Tampa SIE course instructor
I want to serve the academic needs of students in the areas of history, math, and finance. I have taught middle school math and US History for almost 20 years and am passionate about helping students in those areas. I also would work with people looking for help with exams to gain financial licenses such as the series 6 or 63.
Education & Certification
- Lycoming College - Bachelor in Arts, Economics
- Alvernia University - Masters in Education, Urban Education and Leadership
Subject Expertise
- SIE
- PRAXIS
- Series 6
- FINRA - Financial Industry Regulatory Authority
- +57 subjects

Johnny: Tampa SIE course instructor
...I also studied to become a math teacher, but changed majors into Finance. Every since my military days I enjoy giving back to the community anyway that I can, so I figured why not teach subjects in Finance. My philosophy in teaching is to try to keep it as simple as I can by using analogies and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 26
- +14 subjects

Haazim: Tampa SIE course instructor
I am your trusted Tutor and financial partner for your educational journey as a financial professional. I look forward to helping you to master the information with a keen attention to detail, with your willingness to approach this learning process with an open mind. I look forward to helping you to meet your specific needs and to foster and environment for continuous growth.
Education & Certification
- Howard University - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 6
- Series 7
- Series 65
- +4 subjects

Mary: Tampa SIE course instructor
...orderly book of all public orders, and floor manager, overseeing the daily operations. The environment was dynamic, highly demanding, requiring laser focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving on committees, worked on new business initiatives, recruiting and training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- CAIA
- Series 57
- Series 6
- +109 subjects

Gary: Tampa SIE course instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 26
- Series 7
- Series 52
- +72 subjects

Brendan Daniel : Tampa SIE course instructor
...education. What you are learning isn't all theory, after all. I'll have accomplished my job if I can be a foundational block to getting you closer to your goal. I graduated with a degree in Psychology and a minor in Economics. Since graduation, I worked in asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my...
Subject Expertise
- SIE
- Series 86
- Series 10
- Series 79
- +62 subjects

Danny: Tampa SIE course instructor
...abilities for test day and make sure you have given 100% to get there. I love to play golf and I love all sports. I'm a family man, and they always come first. I'm not going to pull any punches, and I'm going to give you honest feedback along the journey. If you're looking for a disciplined approach to get to test day, I'm the person for you. Thank you and good luck.
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 7
- +11 subjects

Michael: Tampa SIE course instructor
...in terms of how things work to some degree. I started my career on the Coffee, Sugar and Cocoa exchange's trading floor at a young age, then moved upstairs to run Bear Stearns's energy futures desk using my options knowledge and learning the energy complex. So wearing the sales/trader/strategist hat I built a team to assist oil companies hedge using futures and options. We designing customized hedging strategies for the largest oil refiners, oil transportation...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 55
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +14 subjects

Jorge: Tampa SIE course instructor
...career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and focus on maximizing their efforts to achieve success.
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 31
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 55
- +36 subjects

Paul: Tampa SIE course instructor
...as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training, instructing and tutoring. I look forward to assisting you in...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Insurance License
- Series 9
- Series 24
- +17 subjects