If you're nearing the completion of your degree at The University of New Mexico, Varsity Tutors can set you up with an Albuquerque SIE course to guide you in your test prep. Passing the Securities Industry Essentials (SIE) exam is one step to pursuing a career in the securities industry. You don't need to be registered with a securities firm to take the Essentials test. However, you must have comprehensive knowledge of securities products and their risks, as well as how securities markets are structured and how regulatory agencies function. Each course is led by a qualified instructor who knows both the ins and outs of securities and how to engage students in collaboration to review topics and understand how to take the exam.
What Securities Topics Can an Albuquerque SIE Course Help Me Study?
When preparing for the SIE, studying alone may not be enough. The exam covers many advanced industry topics. Although it is presented in multiple-choice format, that doesn't mean you can improve your odds of a correct answer by guessing. The 75 test questions cover the types of markets, monetary vs. fiscal policy, and various economic factors. There are many topics to review over a two- or four-week period, depending on the type of course you sign up for. Each Albuquerque SIE course is led by a qualified instructor who can review and fill any learning gaps in offerings, debt instruments, risk types, or investment returns. They can cover Direct Participation Programs and Exchange-Traded Products as well.
While Customer Account Registrations, prohibited activities, and Anti-Money Laundering are concepts you'll need to know, your instructor might also provide an overview of the test itself. Knowing the format of the SIE and how questions are presented can help refine your test-taking skills and develop strategies for approaching it with efficiency and confidence. Your Albuquerque SIE class instructor can point out useful methods such as looking for key words or deducting answer choices that don't fit. Such strategies, in addition to a comprehensive review, can help you reach for your potential on this 1 hour and 45-minute test and for your goals in passing with a score of at least 70%.
How Can an Albuquerque SIE Class Get Me Prepared?
An Albuquerque SIE class takes place in a virtual online environment. Your instructor and peers are in remote locations, but you can see, listen to them, and participate in discussions as if you were all physically together. There is a virtual whiteboard on which lessons are managed. Communication is enabled by video chat on a Live Learning Platform designed to enable participants to collaborate. Each class is structured so students can learn together to review content, solve problems, and prepare for the Essentials exam. Collaboration has been found to aid the learning process; you get a more thorough overview rather than risk missing important points by relying only on self-study.
Everything from market types and offerings to corporate actions and employee conduct can be covered. An Albuquerque SIE course can involve everyone in a single discussion, or you can be broken into smaller groups to complete projects related to the content of the exam. Group projects can help with anything from memorizing information to building a foundation in key concepts, to completing practice tests designed to boost your familiarity with the SIE in general. The structure of an Albuquerque SIE prep course is quite flexible. If you find you don't fully understand something, you can ask questions, or request one-on-one time with your instructor and they'll be glad to provide extra help.
How Do I Sign Up for Albuquerque SIE Prep?
Scheduling an Albuquerque SIE class has been made simpler because so many options are available. You can choose to study during a lunch break or in the evening; weekend options are also available. Therefore, you can enroll in a class no matter how busy your day is. The online format also eliminates the hassles of traveling. Log in to the class from wherever you are comfortable, so long as an Internet connection is available.
New course options start on a monthly basis. That means you never have to wait long to get a head start on your test prep. To learn more about an Albuquerque SIE course and receive assistance in choosing one that fits in your schedule, contact Varsity Tutors today. An educational consultant will answer your questions and guide you step by step in signing up for the next-available course that best fits your schedule.
LaKeisha: Albuquerque SIE course instructor
...you learn, the more places you'll go." Based on this quote, reading and learning have certainly helped me to increase my knowledge about various subjects as well as to go many places. For instance, I graduated from Wesleyan College and earned a Bachelor of Arts degree in English with a minor in Political Science. I also went to Augusta State University, currently known as Augusta University, and received a Master's degree in Public Administration. I...
Education & Certification
- Wesleyan University - Bachelor in Arts, English
- Augusta State University - Master of Public Policy, Public Administration
- Capella University - Doctor of Philosophy, Human Services
Subject Expertise
- SIE
- Series 7
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- +27 subjects
Michael: Albuquerque SIE course instructor
...securities and financial planning industries, I provide insights and tips that go beyond standard study materials. Proven Strategies: Learn the most effective test-taking strategies and techniques to tackle challenging questions and manage exam stress. Interactive Sessions: Engage in dynamic, interactive sessions that make complex concepts easier to grasp and retain. Support and Accountability: Benefit from continuous support and motivation, with regular check-ins to track your progress and address any concerns. Invest in your future with...
Education & Certification
- University of Central Florida - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 9
- Series 66
- Series 79
- +12 subjects
Bryan: Albuquerque SIE course instructor
...nearly 10 years, and have specialized in Adult Learning and Development within the industry since 2018. While I tutor a variety of subjects, I especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of financial products, industry regulations, and market mechanics. I am enthusiastic about learning and...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- +5 subjects
Joshuah: Albuquerque SIE course instructor
...and Political Sciences; passed the SIE, Series 63, 65, and 7 on the first attempts, and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident...
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 79
- CPA
- Series 7
- +14 subjects
Lonie: Albuquerque SIE course instructor
...don't teach as a primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at...
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 65
- +21 subjects
John: Albuquerque SIE course instructor
I want to serve the academic needs of students in the areas of history, math, and finance. I have taught middle school math and US History for almost 20 years and am passionate about helping students in those areas. I also would work with people looking for help with exams to gain financial licenses such as the series 6 or 63.
Education & Certification
- Lycoming College - Bachelor in Arts, Economics
- Alvernia University - Masters in Education, Urban Education and Leadership
Subject Expertise
- SIE
- Series 63
- FINRA - Financial Industry Regulatory Authority
- Series 6
- +57 subjects
Ryan : Albuquerque SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- GRE Verbal
- Middle School Writing
- +12 subjects
Nancy: Albuquerque SIE course instructor
...a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- Series 63
- +85 subjects
Joseph: Albuquerque SIE course instructor
...in Organizational Leadership, as an adult student while actively working and advancing my career in Financial and Investment Services. Having held several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of continuing education throughout one's lifetime and...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- SIE
- Series 66
- Series 4
- Series 24
- +30 subjects
Mary: Albuquerque SIE course instructor
...multi-year experience proved to be mutually beneficial both to my professional career, as it was for the bank's global securities businesses (particularly US Equities and Swiss Treasury) that I diligently represented resulting in increasing customer business and attractive risk adjusted return on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets into global markets - Asia, Latin America, Europe as well as into other asset classes FX, Commodities, Fixed Income dictated...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- Series 23
- Series 51
- +109 subjects
Hal: Albuquerque SIE course instructor
...having been licensed as a Certified Public Accountant, Certified Financial Planner, Certified Trust and Investment Advisor, Regulation 144 Specialist, Retirement Planning Specialist, Certified Senior Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed my securities licensing exams, I took the Securities Industry Essentials Exam (SIE), and retook the Uniform Investment Adviser Law Exam (Series 65), and the National Commodities Futures...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 28
- Series 7
- Series 24
- +171 subjects
Joyce: Albuquerque SIE course instructor
...me with valuable study and teaching skills that can make a real difference in your academic success. I'm not just here to give you answers; I'm here to guide you toward them, fostering active learning and critical thinking. I have a deep passion for helping individuals reach their goals, and I'm excited to be part of your academic journey. Together, we'll tackle those challenging subjects and work towards your success. Let's embark on this learning adventure...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 86
- +31 subjects
Johnathan: Albuquerque SIE course instructor
...care reform for New Jersey State residents in 2010. A few years after that I graduated college and started a career in government with the Office of the Mayor of New York City. Here I demonstrated data driven change by working with the Office of Management and Budget to fine-tune procurement processes and spending for various programs. The following year, a position was offered to me by the New York City Police Department, to work...
Education & Certification
- Rider University - Bachelor of Fine Arts, Police Science
- Fordham University - Master of Laws, Prelaw Studies
Subject Expertise
- SIE
- ACT Math
- UK A Level
- LSAT Logical Reasoning
- +36 subjects
Harrison: Albuquerque SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 57
- +20 subjects
Gabriel: Albuquerque SIE course instructor
I am a graduate of the Darla Moore School of Business in South Carolina. Since then I have worked as a paraplanner and assistant to financial advisors.
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 7
- +24 subjects
Daniel: Albuquerque SIE course instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- ChFC - Chartered Financial Consultant
- FINRA - Financial Industry Regulatory Authority
- CPA
- +25 subjects
Evan: Albuquerque SIE course instructor
...you with your coursework - whether that be high school work, undergraduate/graduate level Finance, Economics, Math, or Accounting work, or CFA exam prep I graduated Summa Cum Laude (top 5% of my class) from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently,...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 66
- CFA
- Series 24
- +27 subjects
Andrea: Albuquerque SIE course instructor
...the day at the park. I also enjoy listening to and singing along to music, although not everyone around me finds that part as enjoyable. My favorite study setting looks like a cup of coffee, Jazz music, and plenty of notecards or fun highlighters and pens. I look forward to the opportunity to help you succeed in your finance and business-related coursework or professional licensing exams while guiding you toward a deeper understanding of the...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- SIE
- Series 10
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +56 subjects
Angelo: Albuquerque SIE course instructor
I love helping students in topics related to math, to finance (public and private equity) and to engineering. I believe that if I can't explain concept, then I don't understand it. By that same token, if a student can't explain a concept back to me, then they don't understand it even if they say they do. I believe in getting to know all students, as their background is intricately connected with how they learn.
Education & Certification
- University of Florida - Master of Science, Electrical Engineering
- University of Pennsylvania - Masters in Business Administration, Business Administration and Management
- university of chicago - Master's/Graduate, ma
Subject Expertise
- SIE
- Six Sigma
- RD - Registered Dietician Exam
- IC&RC - International Certification & Reciprocity Consortium
- +325 subjects
Zachary: Albuquerque SIE course instructor
...representative and an agent of a broker dealer. I work for a large firm in the industry and give investment advice to our high networth clients 1mm+ in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 28
- +12 subjects