If you're nearing the completion of your degree at The University of New Mexico, Varsity Tutors can set you up with an Albuquerque SIE course to guide you in your test prep. Passing the Securities Industry Essentials (SIE) exam is one step to pursuing a career in the securities industry. You don't need to be registered with a securities firm to take the Essentials test. However, you must have comprehensive knowledge of securities products and their risks, as well as how securities markets are structured and how regulatory agencies function. Each course is led by a qualified instructor who knows both the ins and outs of securities and how to engage students in collaboration to review topics and understand how to take the exam.
What Securities Topics Can an Albuquerque SIE Course Help Me Study?
When preparing for the SIE, studying alone may not be enough. The exam covers many advanced industry topics. Although it is presented in multiple-choice format, that doesn't mean you can improve your odds of a correct answer by guessing. The 75 test questions cover the types of markets, monetary vs. fiscal policy, and various economic factors. There are many topics to review over a two- or four-week period, depending on the type of course you sign up for. Each Albuquerque SIE course is led by a qualified instructor who can review and fill any learning gaps in offerings, debt instruments, risk types, or investment returns. They can cover Direct Participation Programs and Exchange-Traded Products as well.
While Customer Account Registrations, prohibited activities, and Anti-Money Laundering are concepts you'll need to know, your instructor might also provide an overview of the test itself. Knowing the format of the SIE and how questions are presented can help refine your test-taking skills and develop strategies for approaching it with efficiency and confidence. Your Albuquerque SIE class instructor can point out useful methods such as looking for key words or deducting answer choices that don't fit. Such strategies, in addition to a comprehensive review, can help you reach for your potential on this 1 hour and 45-minute test and for your goals in passing with a score of at least 70%.
How Can an Albuquerque SIE Class Get Me Prepared?
An Albuquerque SIE class takes place in a virtual online environment. Your instructor and peers are in remote locations, but you can see, listen to them, and participate in discussions as if you were all physically together. There is a virtual whiteboard on which lessons are managed. Communication is enabled by video chat on a Live Learning Platform designed to enable participants to collaborate. Each class is structured so students can learn together to review content, solve problems, and prepare for the Essentials exam. Collaboration has been found to aid the learning process; you get a more thorough overview rather than risk missing important points by relying only on self-study.
Everything from market types and offerings to corporate actions and employee conduct can be covered. An Albuquerque SIE course can involve everyone in a single discussion, or you can be broken into smaller groups to complete projects related to the content of the exam. Group projects can help with anything from memorizing information to building a foundation in key concepts, to completing practice tests designed to boost your familiarity with the SIE in general. The structure of an Albuquerque SIE prep course is quite flexible. If you find you don't fully understand something, you can ask questions, or request one-on-one time with your instructor and they'll be glad to provide extra help.
How Do I Sign Up for Albuquerque SIE Prep?
Scheduling an Albuquerque SIE class has been made simpler because so many options are available. You can choose to study during a lunch break or in the evening; weekend options are also available. Therefore, you can enroll in a class no matter how busy your day is. The online format also eliminates the hassles of traveling. Log in to the class from wherever you are comfortable, so long as an Internet connection is available.
New course options start on a monthly basis. That means you never have to wait long to get a head start on your test prep. To learn more about an Albuquerque SIE course and receive assistance in choosing one that fits in your schedule, contact Varsity Tutors today. An educational consultant will answer your questions and guide you step by step in signing up for the next-available course that best fits your schedule.

Brett: Albuquerque SIE course instructor
...consequence-free environment designed to both reveal areas needing to be strengthened as well as developing your confidence to make you comfortable with the format of the exam questions by showing you how to approach them and see through the tricky wording. That combines to build your understanding into a solid structure. My method is the reason why I score high on my exams and then also retain the information in the future rather than making...
Education & Certification
- Belmont University Cum Laude - Bachelor of Science, General Studies
Subject Expertise
- SIE
- Series 10
- Series 27
- Series 7 - General Securities Representative Exam (Stockbroker)
- +16 subjects

Brendan Daniel : Albuquerque SIE course instructor
...tailored to your needs and are not simply filled with reading the book back to you. I firmly believe in bringing the practical application of subjects to education. What you are learning isn't all theory, after all. I'll have accomplished my job if I can be a foundational block to getting you closer to your goal. I graduated with a degree in Psychology and a minor in Economics. Since graduation, I worked in asset management...
Subject Expertise
- SIE
- Series 7
- Series 27
- Series 24
- +61 subjects

Zachary: Albuquerque SIE course instructor
...Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test world" concepts and their real world applications. If you are looking for a tutor who can break down the concepts into an easy to understand bits look no further.
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 7
- Series 24
- Series 63
- +11 subjects

Gary: Albuquerque SIE course instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 27
- Series 24
- +72 subjects

Joseph: Albuquerque SIE course instructor
...to teach and inspire my student to attain their goals and objectives. I am very compassionate and patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 22
- Series 7 - General Securities Representative Exam (Stockbroker)
- +48 subjects

Eunpa: Albuquerque SIE course instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Pascal
- +43 subjects

Kyle: Albuquerque SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +10 subjects

Krista: Albuquerque SIE course instructor
...NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found helpful and previous students that I have tutored...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 66
- Insurance License
- Series 7 - General Securities Representative Exam (Stockbroker)
- +18 subjects

Paul: Albuquerque SIE course instructor
...exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training, instructing and tutoring. I look forward to assisting you in your personal endeavors.
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Series 86
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 79
- +12 subjects

Vincent : Albuquerque SIE course instructor
...am a Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get...
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects

Evan: Albuquerque SIE course instructor
...- I look forward to assisting you with your coursework - whether that be high school work, undergraduate/graduate level Finance, Economics, Math, or Accounting work, or CFA exam prep I graduated Summa Cum Laude (top 5% of my class) from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 65
- Series 24
- Series 7
- +27 subjects

Harrison: Albuquerque SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 57
- +20 subjects

Bryan: Albuquerque SIE course instructor
...a graduate of The University of Utah. I received my Bachelor of Science in Finance. I have worked in Financial Services for nearly 10 years, and have specialized in Adult Learning and Development within the industry since 2018. While I tutor a variety of subjects, I especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 66
- Series 7
- +5 subjects

Jennifer: Albuquerque SIE course instructor
...the best financial investment you can make is investing in yourself! My love of learning and sharing my wisdom shines through my positive energy-my students give me the greatest gratification when they are overcoming learning roadblocks-I tutor a broad range of subjects including Professional Certifications, Insurance License, NMLS, SIE, and Series 6. I am a graduate of Eastern Illinois University. I received my Master of Science Degree and Bachelor of Arts Degree in Family and...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- Real Estate License
- Series 6
- Insurance License
- +3 subjects

Kim: Albuquerque SIE course instructor
...name is Kim. I have worked in a business environment for many years. During that time, I have had to study constantly in order to maintain my skill set. To this very day, I work upwards of 18 hours per day, five and sometimes six days per week. Because of my diverse background, (heavy in the finance arena, including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 79
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +45 subjects

Ross: Albuquerque SIE course instructor
...a graduate of University of New Haven. I received my Bachelor degree in Political Science with a focus on history. Since graduation, worked in government in economic development which caused a love for finance. I have studied for the SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 24
- FINRA - Financial Industry Regulatory Authority
- Series 79
- +22 subjects

William: Albuquerque SIE course instructor
I have been teaching the Series 6 & 7 for the past 24 years and recently the SIE as well. I am very passionate about helping students pass these tests and have a unique ability making this information understandable. I specialize in "Options and Margin" If you would like to discuss I can be reached at bill.stamaton@gmail.com Bill Stamaton
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 16
- Series 47 - Japanese Module of the General Securities Exam
- FINRA - Financial Industry Regulatory Authority
- +30 subjects

DeSean: Albuquerque SIE course instructor
...to help students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing...
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 6
- Series 63
- College Algebra
- +13 subjects

Scot: Albuquerque SIE course instructor
...2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your pursuit of your next FINRA license or...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- CFP
- Series 63
- Series 16
- +12 subjects

Hal: Albuquerque SIE course instructor
...through the entire FINRA (then NASD) creation and registration process. I attended what was then a week-long Brokers Option Course at the Chicago Board of Options and followed that as the designated options trader for a firm. I have over twenty years of teaching experience at the college and university level in addition to having served as a national educator in investments for a Fortune 20 firm. My background includes having been licensed as...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 3
- Series 27
- Series 86
- +170 subjects