If you're nearing the completion of your degree at The University of New Mexico, Varsity Tutors can set you up with an Albuquerque SIE course to guide you in your test prep. Passing the Securities Industry Essentials (SIE) exam is one step to pursuing a career in the securities industry. You don't need to be registered with a securities firm to take the Essentials test. However, you must have comprehensive knowledge of securities products and their risks, as well as how securities markets are structured and how regulatory agencies function. Each course is led by a qualified instructor who knows both the ins and outs of securities and how to engage students in collaboration to review topics and understand how to take the exam.
What Securities Topics Can an Albuquerque SIE Course Help Me Study?
When preparing for the SIE, studying alone may not be enough. The exam covers many advanced industry topics. Although it is presented in multiple-choice format, that doesn't mean you can improve your odds of a correct answer by guessing. The 75 test questions cover the types of markets, monetary vs. fiscal policy, and various economic factors. There are many topics to review over a two- or four-week period, depending on the type of course you sign up for. Each Albuquerque SIE course is led by a qualified instructor who can review and fill any learning gaps in offerings, debt instruments, risk types, or investment returns. They can cover Direct Participation Programs and Exchange-Traded Products as well.
While Customer Account Registrations, prohibited activities, and Anti-Money Laundering are concepts you'll need to know, your instructor might also provide an overview of the test itself. Knowing the format of the SIE and how questions are presented can help refine your test-taking skills and develop strategies for approaching it with efficiency and confidence. Your Albuquerque SIE class instructor can point out useful methods such as looking for key words or deducting answer choices that don't fit. Such strategies, in addition to a comprehensive review, can help you reach for your potential on this 1 hour and 45-minute test and for your goals in passing with a score of at least 70%.
How Can an Albuquerque SIE Class Get Me Prepared?
An Albuquerque SIE class takes place in a virtual online environment. Your instructor and peers are in remote locations, but you can see, listen to them, and participate in discussions as if you were all physically together. There is a virtual whiteboard on which lessons are managed. Communication is enabled by video chat on a Live Learning Platform designed to enable participants to collaborate. Each class is structured so students can learn together to review content, solve problems, and prepare for the Essentials exam. Collaboration has been found to aid the learning process; you get a more thorough overview rather than risk missing important points by relying only on self-study.
Everything from market types and offerings to corporate actions and employee conduct can be covered. An Albuquerque SIE course can involve everyone in a single discussion, or you can be broken into smaller groups to complete projects related to the content of the exam. Group projects can help with anything from memorizing information to building a foundation in key concepts, to completing practice tests designed to boost your familiarity with the SIE in general. The structure of an Albuquerque SIE prep course is quite flexible. If you find you don't fully understand something, you can ask questions, or request one-on-one time with your instructor and they'll be glad to provide extra help.
How Do I Sign Up for Albuquerque SIE Prep?
Scheduling an Albuquerque SIE class has been made simpler because so many options are available. You can choose to study during a lunch break or in the evening; weekend options are also available. Therefore, you can enroll in a class no matter how busy your day is. The online format also eliminates the hassles of traveling. Log in to the class from wherever you are comfortable, so long as an Internet connection is available.
New course options start on a monthly basis. That means you never have to wait long to get a head start on your test prep. To learn more about an Albuquerque SIE course and receive assistance in choosing one that fits in your schedule, contact Varsity Tutors today. An educational consultant will answer your questions and guide you step by step in signing up for the next-available course that best fits your schedule.
James: Albuquerque SIE course instructor
...Weber. I am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- Business
- +32 subjects
Aaron: Albuquerque SIE course instructor
...macro- and microeconomics, the last of which I also led study groups for. I was further nominated by my professors to lead study groups in statistics and intermediate mathematical microeconomics. I have worked, both formally and informally, providing career advice to students, particualrly those interested in pursuing a career in finance. I have helped numerous students successfully gain internships and full-time jobs in finance and look forward to continuing to help aspiring professionals achieve their...
Education & Certification
- Bucknell University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 63
- Series 79
- Business Ethics
- +31 subjects
Valentina: Albuquerque SIE course instructor
...been FINRA licensed in Series 63 and Series 65. The exams are very challenging, but there is nothing there that you will not be able to comprehend and nail from the first attempt. Therefore, I am standing by to help you with these challenging exams. Additionally, I have been teaching as a licensed teacher for several years in public schools. My qualifications are Highly Qualified, and my teaching endorsements are in Business, Technology, and Mathematics.
Education & Certification
- Colorado Mesa University - Bachelor of Science, Computer and Information Sciences, General
Subject Expertise
- SIE
- Series 7
- Series 65
- Series 63
- +4 subjects
Karen: Albuquerque SIE course instructor
...from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for you and relate it to something that makes sense...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 24
- Series 66
- Series 63
- +22 subjects
John: Albuquerque SIE course instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- CPA
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- +10 subjects
Nancy: Albuquerque SIE course instructor
...variety of subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature,...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 66
- Series 79
- Series 63
- +83 subjects
Kevin: Albuquerque SIE course instructor
...computer related tools. I often ask for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space, I work with the student to help select mutually convenient locations. In my spare time, I enjoy biking, hiking, swimming, tennis, reading, movies, traveling, spending time with my family and our dog. I look forward to hearing from you and helping you achieve more...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7
- CPA
- Series 30
- +41 subjects
Jahlen: Albuquerque SIE course instructor
...degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Insurance License
- Series 6
- +1 subjects
John: Albuquerque SIE course instructor
...is as an equity trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic pursuits. I am excited to continue my...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CFA
- Series 63
- Series 57
- +20 subjects
Robin: Albuquerque SIE course instructor
Senior Associate in Equity Research | UCLA Economics/Finance Alumni To me, Finance is the intersection between art and science.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 86
- +10 subjects
Scot: Albuquerque SIE course instructor
...financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your pursuit of...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 22
- Series 24
- Series 7
- +12 subjects
Joyce: Albuquerque SIE course instructor
...for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with valuable study and teaching skills that can make a real difference in your academic success. I'm not just here to give you answers; I'm here to guide you toward them, fostering active learning and critical thinking. I have a deep passion for helping individuals reach their goals, and I'm excited to be part...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 52
- Series 7 - General Securities Representative Exam (Stockbroker)
- FINRA - Financial Industry Regulatory Authority
- +31 subjects
Ross: Albuquerque SIE course instructor
...I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try to impart this appreciation to all of my students. In my spare time, I enjoy reading that which enriches my life, yoga, golf, and working out.
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 79
- Series 24
- +22 subjects
Isaiah: Albuquerque SIE course instructor
...taught grades 6th, 9th, 10th, 11th, & 12th. During my last year of teaching high school, I began studying for FINRA Series 6 exam. I passed the series 6 exam in May of 2018. Two weeks later I passed the Series 63. A month later I passed the Series 26. In February of 2019 I passed the Series 65. All together it took me about 6 months to study and pass all exams. Now, I...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Series 65
- Series 26
- Series 63
- +29 subjects
Brett: Albuquerque SIE course instructor
...students: Because of the non-compete/non-solicitation contract I signed with Varsity Tutors, I won't be able to provide tutoring services to you for at least 13 months. Since the window of time allowed by FINRA for candidates to pass the exams is considerably shorter than that, I wholehearedly believe that you'll have your licenses well before that 13-month period ends. I have enjoyed my time with all the students I've helped to learn the material needed...
Education & Certification
- Belmont University Cum Laude - Bachelor of Science, General Studies
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 16
- Series 6
- +33 subjects
Joshuah: Albuquerque SIE course instructor
...the first attempts, and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no stupid questions, only impatient teachers. Don't...
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 4
- Series 7
- Series 63
- +14 subjects
Ben: Albuquerque SIE course instructor
...to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention can bring a profound sense of achievement and meaning to our lives....
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- Study Skills and Organization
- +45 subjects
Gary: Albuquerque SIE course instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- SHRM-CP - Society for Human Resource Management- Certified Professional
- Series 57
- NASAA - North American Securities Administration Association
- +72 subjects
Sarah: Albuquerque SIE course instructor
...includes both my own unique materials and traditional ones (Kaplan, PassPerfect, and Achievable), ensuring a comprehensive learning experience. As a financial advisor and recent MBA graduate, I've been trained to cater to a wide range of learning styles, personality types, and unique challenges such as learning disabilities, test anxiety, and other mental blocks. My flexibility and deep understanding of exam content stem from years of close collaboration with students across various categories. I am dedicated...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 6
- Series 63
- CFP
- +36 subjects
Robert: Albuquerque SIE course instructor
I am passionate about lifting up the next generation of business leaders. I had amazing tutors when I was in college and business school and I am ready to pay it forward.
Education & Certification
- Carnegie Mellon University - Masters in Business Administration, Business Statistics
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 63
- +25 subjects