If you're studying to become a securities professional and want help with getting ready for the Securities Industry Essentials (SIE) exam, reaching out to Varsity Tutors for Cleveland SIE preparation can make a big difference. Students in finance programs at Cleveland State University or Case Western University can get academic support to prepare before they schedule and take the SIE. A requirement to work in the securities industry, the exam covers a variety of topics that you've probably covered in your finance classes, but if you're looking for extra support, you can reach out to Varsity Tutors for academic coaching in one of two ways: a Cleveland SIE tutor or an online class that focuses on the exam.
What can I expect to see in Cleveland SIE prep?
When you take the Securities Industry Essentials (also called SIE or Essentials) Exam, you'll have less than two hours (1 hour, 45 minutes) to complete 75 multiple choice questions. Topics on the SIE may include prohibited practices, business economic factors, direct participation programs, and others not listed here. You must pass the exam with a minimum score of 70 percent, and this is just the first step. You'll also have to be connected with a member firm to take a qualifying exam that is associated with the type of work you will be doing. The qualifying exams include the Series 4: Registered Options Principal Exam; Series 9 and 10: General Securities Sales Supervisor Exam; and Series 22: Direct Participation Programs Representative Exam. The results of the SIE are valid for four years, but you do not have to have a relationship with a member firm to complete the Securities Industry Essentials Exam.
During sessions with a Cleveland SIE tutor, you can cover topics like the types of markets, corporate actions, hedge funds, or debt instruments. These are just a few of the topics you may find when you take your exam.
How does Cleveland SIE prep work?
There are two models of instruction that our educational consultants can help you get started with: online Cleveland SIE classes, with other students and an instructor who is knowledgeable in the topics in the securities field, or one-on-one private tutoring. The choice is up to you, and some students actually combine the two methods to create a more comprehensive study experience. Both of these options provide incredible flexibility that you might not see in a traditional classroom setting. You'll always be working under the guidance of an individual who knows the material and can help as you reach towards your goals.
If you learn best by collaborating with others, then the Cleveland SIE prep class might be the way to go. This class happens online, using the Live Learning Platform created by Varsity Tutors. The virtual whiteboard and video chat help you to connect with your peers and to work through the material, with your instructor, no matter where you are. Classes are scheduled at a variety of times, so there shouldn't be problems adding a class to your schedule.
If you learn more easily in a one-on-one setting, private instruction with a Cleveland SIE tutor is an option. You can conduct sessions in two ways. First, you could choose to meet online through the Live Learning Platform, using the virtual whiteboard and video chat to connect. You could also opt to meet in person in an agreed upon location. That location can be in your home, a local café, or another space where you are comfortable. It's not difficult to find a Cleveland SIE prep session wherever you are because of the online option. From the very beginning, your academic coach will learn about you and can use that knowledge of your current level of understanding, your ideal studying style, and your preferences to create a customized plan of study that is meant to help you move towards your professional goals. If you struggle with test-related anxiety, your SIE instructor can offer time management tips, and help you get an idea of the format of this exam so that you're calmer when you sit down to take the exam.
How can I find Cleveland SIE prep?
No matter which method of Cleveland SIE prep you're looking for, the first step should be reaching out to Varsity Tutors. Our educational consultants can help you find a Cleveland SIE prep course that meets your scheduling needs, or help you to get started with a tutor in as little as 24 hours. If you're not sure which method you prefer, our educational consultants can help you to figure that out. To get more information on the different options, contact us today!

James: Cleveland SIE test prep instructor
As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.
Education & Certification
- Wittenberg University - Bachelor in Arts, Biology, General
- Baldwin-Wallace College - Masters in Business Administration, Business, General
Subject Expertise
- SIE
- Series 24
- Series 3
- Series 86
- +24 subjects

Daniel: Cleveland SIE test prep instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- ChFC - Chartered Financial Consultant
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- +25 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 9
- Series 7
- +24 subjects

Kyle: Cleveland SIE test prep instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 6
- +11 subjects

Kevin: Cleveland SIE test prep instructor
...also received my Bachelor of Science in Accounting from Truman State University. Both students and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand the value of learning the topics I tutor you with. I specialize in tutoring...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 66
- Series 6
- Series 24
- +41 subjects

Hal: Cleveland SIE test prep instructor
...to the whole of society. No one method applies to all. It is my goal to focus on the individual, adapt my methods to their needs, and inspire them to succeed. I enjoyed a nearly thirty-year career in financial services where I worked as a financial planner, wire-house broker (stockbroker), trust advisor, and wealth advisor. I worked the broker-dealer channel, the bank channel, and the independent channel. I developed and took an introducing brokerage firm...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Real Estate License - New York
- Series 16
- Series 9
- +171 subjects

Ben: Cleveland SIE test prep instructor
...kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention can bring a profound sense of achievement and meaning to our lives. While I tutor...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- Business Ethics
- +45 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- CPA
- +14 subjects

Daniel: Cleveland SIE test prep instructor
...the Founder of Envoy West, I specialize in U.S market entry strategies, go-to-market planning, and business development for technology companies. I have successfully completed over 40 market entry projects, helping clients navigate the complexities of the U.S. market. My expertise lies in identifying prospective clients and partnerships, and providing strategic leadership and direction. I also have experience working on private placements with US-based family offices through my affiliation with Crestmont Investments. Prior to Envoy West,...
Education & Certification
- Nottingham Trent University - Bachelor of Science, International Relations
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 82
- Series 63
- +1 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 86
- Series 63
- Series 7
- +10 subjects

Ross: Cleveland SIE test prep instructor
...people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try to impart this appreciation to all of my students. In my spare time, I enjoy reading that which enriches my life, yoga, golf, and working...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 24
- Series 79
- +22 subjects

Jorge: Cleveland SIE test prep instructor
...enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and focus on maximizing their efforts to achieve...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 55
- Series 66
- Series 65
- +38 subjects

Harrison: Cleveland SIE test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 57
- +20 subjects

James: Cleveland SIE test prep instructor
...a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their own...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- Business Writing
- +34 subjects

Evan: Cleveland SIE test prep instructor
...economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as a Director of Finance for a Private Equity owned enterprise. I have helped many students in statistics, economics, managerial accounting, financial accounting and finance. I enjoy tutoring and it gives me the opportunity to teach location independent.
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 24
- Series 65
- CFA
- +27 subjects

Danny: Cleveland SIE test prep instructor
...sales leader in the financial services industry for over 25 years and I retired a senior NCO in the Army Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of my adult life and coaching and developing has been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also have my New...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +11 subjects

Jahlen: Cleveland SIE test prep instructor
...from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being able to help...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Insurance License
- Series 63
- Series 6
- +1 subjects

Joshuah: Cleveland SIE test prep instructor
...and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no stupid questions, only impatient teachers. Don't wait, get help,...
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 65
- Series 6
- Series 66
- +14 subjects

John: Cleveland SIE test prep instructor
...and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 3
- Series 57
- Series 9
- +38 subjects

Kim: Cleveland SIE test prep instructor
...(heavy in the finance arena, including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 79
- Series 63
- Insurance License
- +46 subjects