If you're studying to become a securities professional and want help with getting ready for the Securities Industry Essentials (SIE) exam, reaching out to Varsity Tutors for Cleveland SIE preparation can make a big difference. Students in finance programs at Cleveland State University or Case Western University can get academic support to prepare before they schedule and take the SIE. A requirement to work in the securities industry, the exam covers a variety of topics that you've probably covered in your finance classes, but if you're looking for extra support, you can reach out to Varsity Tutors for academic coaching in one of two ways: a Cleveland SIE tutor or an online class that focuses on the exam.
What can I expect to see in Cleveland SIE prep?
When you take the Securities Industry Essentials (also called SIE or Essentials) Exam, you'll have less than two hours (1 hour, 45 minutes) to complete 75 multiple choice questions. Topics on the SIE may include prohibited practices, business economic factors, direct participation programs, and others not listed here. You must pass the exam with a minimum score of 70 percent, and this is just the first step. You'll also have to be connected with a member firm to take a qualifying exam that is associated with the type of work you will be doing. The qualifying exams include the Series 4: Registered Options Principal Exam; Series 9 and 10: General Securities Sales Supervisor Exam; and Series 22: Direct Participation Programs Representative Exam. The results of the SIE are valid for four years, but you do not have to have a relationship with a member firm to complete the Securities Industry Essentials Exam.
During sessions with a Cleveland SIE tutor, you can cover topics like the types of markets, corporate actions, hedge funds, or debt instruments. These are just a few of the topics you may find when you take your exam.
How does Cleveland SIE prep work?
There are two models of instruction that our educational consultants can help you get started with: online Cleveland SIE classes, with other students and an instructor who is knowledgeable in the topics in the securities field, or one-on-one private tutoring. The choice is up to you, and some students actually combine the two methods to create a more comprehensive study experience. Both of these options provide incredible flexibility that you might not see in a traditional classroom setting. You'll always be working under the guidance of an individual who knows the material and can help as you reach towards your goals.
If you learn best by collaborating with others, then the Cleveland SIE prep class might be the way to go. This class happens online, using the Live Learning Platform created by Varsity Tutors. The virtual whiteboard and video chat help you to connect with your peers and to work through the material, with your instructor, no matter where you are. Classes are scheduled at a variety of times, so there shouldn't be problems adding a class to your schedule.
If you learn more easily in a one-on-one setting, private instruction with a Cleveland SIE tutor is an option. You can conduct sessions in two ways. First, you could choose to meet online through the Live Learning Platform, using the virtual whiteboard and video chat to connect. You could also opt to meet in person in an agreed upon location. That location can be in your home, a local café, or another space where you are comfortable. It's not difficult to find a Cleveland SIE prep session wherever you are because of the online option. From the very beginning, your academic coach will learn about you and can use that knowledge of your current level of understanding, your ideal studying style, and your preferences to create a customized plan of study that is meant to help you move towards your professional goals. If you struggle with test-related anxiety, your SIE instructor can offer time management tips, and help you get an idea of the format of this exam so that you're calmer when you sit down to take the exam.
How can I find Cleveland SIE prep?
No matter which method of Cleveland SIE prep you're looking for, the first step should be reaching out to Varsity Tutors. Our educational consultants can help you find a Cleveland SIE prep course that meets your scheduling needs, or help you to get started with a tutor in as little as 24 hours. If you're not sure which method you prefer, our educational consultants can help you to figure that out. To get more information on the different options, contact us today!
James: Cleveland SIE test prep instructor
As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.
Education & Certification
- Wittenberg University - Bachelor in Arts, Biology, General
- Baldwin-Wallace College - Masters in Business Administration, Business, General
Subject Expertise
- SIE
- Series 3
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- +25 subjects
Daniel: Cleveland SIE test prep instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- Series 4
- FINRA - Financial Industry Regulatory Authority
- CMA - Certified Management Accountant
- +25 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- CFP
- CPA
- +24 subjects
Kyle: Cleveland SIE test prep instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7
- Insurance License
- +11 subjects
Kevin: Cleveland SIE test prep instructor
...challenged yet not overwhelmed. I use a number of teaching methods, including practice questions and topical computer related tools. I often ask for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space, I work with the student to help select mutually convenient locations. In my spare time, I enjoy biking, hiking, swimming, tennis, reading, movies, traveling, spending time with my...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 6
- Series 3
- Series 65
- +41 subjects
Hal: Cleveland SIE test prep instructor
...Certified Financial Planner, Certified Trust and Investment Advisor, Regulation 144 Specialist, Retirement Planning Specialist, Certified Senior Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed my securities licensing exams, I took the Securities Industry Essentials Exam (SIE), and retook the Uniform Investment Adviser Law Exam (Series 65), and the National Commodities Futures Exam (Series 3), passing each on a single...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 52
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- +171 subjects
Ben: Cleveland SIE test prep instructor
...(and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention can bring a profound sense of achievement and meaning to our lives. While I tutor a wide variety of subjects, I am most passionate about Mathematics, Business, Writing, and History. In my spare time, I enjoy rock climbing, watching CrashCourse...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- English
- +45 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 6
- CPA
- CAIA
- +14 subjects
Daniel: Cleveland SIE test prep instructor
...companies. I have extensive experience in preparing reports, presentations, and briefing documents to effectively communicate the impact of trade and investment policies. I am adept at coordinating and attending high-level meetings and trade negotiations with foreign governments. I have also trained and mentored junior officers and staff members, and actively engaged in public speaking engagements to deliver key government messages. My qualifications include FINRA Series licenses (Series 63, Series 82, Securities Industry Essentials), a Certified...
Education & Certification
- Nottingham Trent University - Bachelor of Science, International Relations
Subject Expertise
- SIE
- Series 82
- Series 63
- FINRA - Financial Industry Regulatory Authority
- +1 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- CFA
- Series 63
- Series 86
- +10 subjects
Ross: Cleveland SIE test prep instructor
...Science with a focus on history. Since graduation, worked in government in economic development which caused a love for finance. I have studied for the SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent of education, believing it to be absolutely necessary for an...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 79
- FINRA - Financial Industry Regulatory Authority
- Series 7
- +22 subjects
Jorge: Cleveland SIE test prep instructor
...enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 7
- Series 66
- CFP
- +38 subjects
Harrison: Cleveland SIE test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 57
- Series 63
- +20 subjects
James: Cleveland SIE test prep instructor
My name is James Weber. I am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- High School English
- +34 subjects
Evan: Cleveland SIE test prep instructor
...high school work, undergraduate/graduate level Finance, Economics, Math, or Accounting work, or CFA exam prep I graduated Summa Cum Laude (top 5% of my class) from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working in Private Equity. Most recently, I served as a Director of Finance for...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 66
- FINRA - Financial Industry Regulatory Authority
- Series 65
- +27 subjects
Danny: Cleveland SIE test prep instructor
...Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will set you up to the best of my abilities for test day and make sure you have given 100% to get there. I love to play golf and I love all sports. I'm a family man, and they...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 66
- Series 10
- Series 65
- +11 subjects
Jahlen: Cleveland SIE test prep instructor
...this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being able to help my students pass their exams, and becoming a small part of what leads to their future success.
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Insurance License
- Series 6
- +1 subjects
Joshuah: Cleveland SIE test prep instructor
...65, and 7 on the first attempts, and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no stupid questions,...
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 7
- Series 66
- CFA
- +14 subjects
John: Cleveland SIE test prep instructor
I have a BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 3
- Series 7
- Series 57
- +38 subjects
Kim: Cleveland SIE test prep instructor
...who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life. As a certified NLP coach as well as someone who studies neurofeedback,...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 6
- Series 79
- Series 7
- +46 subjects