If you're studying to become a securities professional and want help with getting ready for the Securities Industry Essentials (SIE) exam, reaching out to Varsity Tutors for Cleveland SIE preparation can make a big difference. Students in finance programs at Cleveland State University or Case Western University can get academic support to prepare before they schedule and take the SIE. A requirement to work in the securities industry, the exam covers a variety of topics that you've probably covered in your finance classes, but if you're looking for extra support, you can reach out to Varsity Tutors for academic coaching in one of two ways: a Cleveland SIE tutor or an online class that focuses on the exam.
What can I expect to see in Cleveland SIE prep?
When you take the Securities Industry Essentials (also called SIE or Essentials) Exam, you'll have less than two hours (1 hour, 45 minutes) to complete 75 multiple choice questions. Topics on the SIE may include prohibited practices, business economic factors, direct participation programs, and others not listed here. You must pass the exam with a minimum score of 70 percent, and this is just the first step. You'll also have to be connected with a member firm to take a qualifying exam that is associated with the type of work you will be doing. The qualifying exams include the Series 4: Registered Options Principal Exam; Series 9 and 10: General Securities Sales Supervisor Exam; and Series 22: Direct Participation Programs Representative Exam. The results of the SIE are valid for four years, but you do not have to have a relationship with a member firm to complete the Securities Industry Essentials Exam.
During sessions with a Cleveland SIE tutor, you can cover topics like the types of markets, corporate actions, hedge funds, or debt instruments. These are just a few of the topics you may find when you take your exam.
How does Cleveland SIE prep work?
There are two models of instruction that our educational consultants can help you get started with: online Cleveland SIE classes, with other students and an instructor who is knowledgeable in the topics in the securities field, or one-on-one private tutoring. The choice is up to you, and some students actually combine the two methods to create a more comprehensive study experience. Both of these options provide incredible flexibility that you might not see in a traditional classroom setting. You'll always be working under the guidance of an individual who knows the material and can help as you reach towards your goals.
If you learn best by collaborating with others, then the Cleveland SIE prep class might be the way to go. This class happens online, using the Live Learning Platform created by Varsity Tutors. The virtual whiteboard and video chat help you to connect with your peers and to work through the material, with your instructor, no matter where you are. Classes are scheduled at a variety of times, so there shouldn't be problems adding a class to your schedule.
If you learn more easily in a one-on-one setting, private instruction with a Cleveland SIE tutor is an option. You can conduct sessions in two ways. First, you could choose to meet online through the Live Learning Platform, using the virtual whiteboard and video chat to connect. You could also opt to meet in person in an agreed upon location. That location can be in your home, a local café, or another space where you are comfortable. It's not difficult to find a Cleveland SIE prep session wherever you are because of the online option. From the very beginning, your academic coach will learn about you and can use that knowledge of your current level of understanding, your ideal studying style, and your preferences to create a customized plan of study that is meant to help you move towards your professional goals. If you struggle with test-related anxiety, your SIE instructor can offer time management tips, and help you get an idea of the format of this exam so that you're calmer when you sit down to take the exam.
How can I find Cleveland SIE prep?
No matter which method of Cleveland SIE prep you're looking for, the first step should be reaching out to Varsity Tutors. Our educational consultants can help you find a Cleveland SIE prep course that meets your scheduling needs, or help you to get started with a tutor in as little as 24 hours. If you're not sure which method you prefer, our educational consultants can help you to figure that out. To get more information on the different options, contact us today!

Scot: Cleveland SIE test prep instructor
...became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 65
- Series 4
- Series 7
- +12 subjects

Zachary: Cleveland SIE test prep instructor
...work for a large firm in the industry and give investment advice to our high networth clients between 250k-5MM in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Finance
- Economics
- AP Macroeconomics
- +11 subjects

William: Cleveland SIE test prep instructor
I have been teaching the Series 6 & 7 for the past 24 years and recently the SIE as well. I am very passionate about helping students pass these tests and have a unique ability making this information understandable. I specialize in "Options and Margin"
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +25 subjects

Ryan : Cleveland SIE test prep instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- English
- Journalism
- Elementary School Writing
- +12 subjects

Krista: Cleveland SIE test prep instructor
...University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Economics
- Series 7
- Business
- +18 subjects

Dennis: Cleveland SIE test prep instructor
...Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- SAT Subject Test in French with Listening
- Intermediate Accounting
- French 4
- +49 subjects

Vincent : Cleveland SIE test prep instructor
...am a Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get...
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- High School Business
- Series 65
- Professional Certifications
- +14 subjects

Ross: Cleveland SIE test prep instructor
...with a focus on history. Since graduation, worked in government in economic development which caused a love for finance. I have studied for the SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent of education, believing it to be absolutely necessary for an improved...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- High School World History
- Series 79
- FINRA - Financial Industry Regulatory Authority
- +22 subjects

Sarah: Cleveland SIE test prep instructor
...a 95% pass rate. I have a proven method - and the most up to date material. As important as having the correct content, test taking skills, and study schedule - I understand how important it is, we know how you learn. Materials I have will support whatever learning style is best for you We all learn in different ways and I am here to facilitate. I have a lot of experience and success working...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- College Computer Science
- Accounting
- Finance
- +36 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Business
- CFP
- Human Resources
- +24 subjects

Kyle: Cleveland SIE test prep instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 6
- Business
- Professional Certifications
- +10 subjects

Eunpa: Cleveland SIE test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- High School Chemistry
- ACT English
- SAT Mathematics
- +43 subjects

Aaron: Cleveland SIE test prep instructor
...nominated by my professors to lead study groups in statistics and intermediate mathematical microeconomics. I have worked, both formally and informally, providing career advice to students, particualrly those interested in pursuing a career in finance. I have helped numerous students successfully gain internships and full-time jobs in finance and look forward to continuing to help aspiring professionals achieve their goals. In my free time, I enjoy watching sports, skiing, working out and listening to podcasts.
Education & Certification
- Bucknell University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- English
- College Economics
- Statistics
- +31 subjects

Donald: Cleveland SIE test prep instructor
...I did not know were possible. I was tested every single day mentally, morally, and physically. The Naval Academy is an Engineering school and all students are required to take dozens of credits of technical STEM courses to include thermodynamics, electrical engineering, cyber security, physics, chemistry, calculus, and computer systems engineering. Not only was I pushed academically but I was pushed as a leader. You are expected to develop your own leadership style and practice...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Business
- Math
- Social Studies
- +35 subjects

John: Cleveland SIE test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 9
- Series 10
- Series 66
- +10 subjects

DeSean: Cleveland SIE test prep instructor
...passionate to help students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and...
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Pre-Algebra
- Business
- Languages
- +13 subjects

Brian: Cleveland SIE test prep instructor
...out of college. I became a US Marine. Over the next 15 years combined, I worked for two top 5 US Banks and one top 5 US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US, Europe, Central and South America, and some of the Middle East (while in the military). Either professionally or as a personal interest I have tutored, mentored, and coached young...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Theology
- Finance
- Business Enterprise
- +22 subjects

Harrison: Cleveland SIE test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- A Beginner's Guide: Excel
- College Economics
- +20 subjects

Brandy: Cleveland SIE test prep instructor
...Series 63, Series 7 licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree...
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +1 subjects

James: Cleveland SIE test prep instructor
...name is James Weber. I am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Writing
- College Business
- Essay Editing
- +32 subjects