If you're studying to become a securities professional and want help with getting ready for the Securities Industry Essentials (SIE) exam, reaching out to Varsity Tutors for Cleveland SIE preparation can make a big difference. Students in finance programs at Cleveland State University or Case Western University can get academic support to prepare before they schedule and take the SIE. A requirement to work in the securities industry, the exam covers a variety of topics that you've probably covered in your finance classes, but if you're looking for extra support, you can reach out to Varsity Tutors for academic coaching in one of two ways: a Cleveland SIE tutor or an online class that focuses on the exam.
What can I expect to see in Cleveland SIE prep?
When you take the Securities Industry Essentials (also called SIE or Essentials) Exam, you'll have less than two hours (1 hour, 45 minutes) to complete 75 multiple choice questions. Topics on the SIE may include prohibited practices, business economic factors, direct participation programs, and others not listed here. You must pass the exam with a minimum score of 70 percent, and this is just the first step. You'll also have to be connected with a member firm to take a qualifying exam that is associated with the type of work you will be doing. The qualifying exams include the Series 4: Registered Options Principal Exam; Series 9 and 10: General Securities Sales Supervisor Exam; and Series 22: Direct Participation Programs Representative Exam. The results of the SIE are valid for four years, but you do not have to have a relationship with a member firm to complete the Securities Industry Essentials Exam.
During sessions with a Cleveland SIE tutor, you can cover topics like the types of markets, corporate actions, hedge funds, or debt instruments. These are just a few of the topics you may find when you take your exam.
How does Cleveland SIE prep work?
There are two models of instruction that our educational consultants can help you get started with: online Cleveland SIE classes, with other students and an instructor who is knowledgeable in the topics in the securities field, or one-on-one private tutoring. The choice is up to you, and some students actually combine the two methods to create a more comprehensive study experience. Both of these options provide incredible flexibility that you might not see in a traditional classroom setting. You'll always be working under the guidance of an individual who knows the material and can help as you reach towards your goals.
If you learn best by collaborating with others, then the Cleveland SIE prep class might be the way to go. This class happens online, using the Live Learning Platform created by Varsity Tutors. The virtual whiteboard and video chat help you to connect with your peers and to work through the material, with your instructor, no matter where you are. Classes are scheduled at a variety of times, so there shouldn't be problems adding a class to your schedule.
If you learn more easily in a one-on-one setting, private instruction with a Cleveland SIE tutor is an option. You can conduct sessions in two ways. First, you could choose to meet online through the Live Learning Platform, using the virtual whiteboard and video chat to connect. You could also opt to meet in person in an agreed upon location. That location can be in your home, a local café, or another space where you are comfortable. It's not difficult to find a Cleveland SIE prep session wherever you are because of the online option. From the very beginning, your academic coach will learn about you and can use that knowledge of your current level of understanding, your ideal studying style, and your preferences to create a customized plan of study that is meant to help you move towards your professional goals. If you struggle with test-related anxiety, your SIE instructor can offer time management tips, and help you get an idea of the format of this exam so that you're calmer when you sit down to take the exam.
How can I find Cleveland SIE prep?
No matter which method of Cleveland SIE prep you're looking for, the first step should be reaching out to Varsity Tutors. Our educational consultants can help you find a Cleveland SIE prep course that meets your scheduling needs, or help you to get started with a tutor in as little as 24 hours. If you're not sure which method you prefer, our educational consultants can help you to figure that out. To get more information on the different options, contact us today!

Mary: Cleveland SIE test prep instructor
...public orders, a specialist, keeping an orderly book of all public orders, and floor manager, overseeing the daily operations. The environment was dynamic, highly demanding, requiring laser focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving on committees, worked on new business initiatives, recruiting and training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S....
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Phonics
- Series 72
- English
- +94 subjects

Vincent : Cleveland SIE test prep instructor
...Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- High School Economics
- Economics
- Statistics
- +14 subjects

Kristin: Cleveland SIE test prep instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 66
- +1 subjects

Christian: Cleveland SIE test prep instructor
...Bachelor of Arts with a double in Economics with Highest Honors and Russian. During my senior year, I wrote a Thesis surrounding how EU and US sanctions affected wages within the Russian labor market and am currently aiming to publish my research. Since graduation, I have received my Series 7, Series 63, and SIE certificates in order to work as a Financial Professional. Furthermore, I am currently aiming to take the CFA Level I Exam...
Education & Certification
- University of North Carolina at Chapel Hill - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Business Analytics
- Test Prep
- English
- +20 subjects

Kevin: Cleveland SIE test prep instructor
...the value of learning the topics I tutor you with. I specialize in tutoring a broad range of subjects with a focus on math, science, history, government, geography, accounting, finance and related business topics. One of my goals for each tutoring session is to keep the student engaged and challenged yet not overwhelmed. I use a number of teaching methods, including practice questions and topical computer related tools. I often ask for feedback and appreciate...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- IB Business & Management SL
- Professional Certifications
- Business
- +41 subjects

Teneshia: Cleveland SIE test prep instructor
I have studied for and past 4 different FINRA exams through Kaplan. Kaplan has given me the knowledge of understanding how the test questions are formatted, tips and tricks to remembering certain topics as well as handy cheat sheets for formulas. I also know what content yu should focus heavily on and which content may not be tested.
Education & Certification
- North Carolina A T State University - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 53
- +5 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 66
- Basic Computer Literacy
- CFA
- +9 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 66
- ACT
- Social Studies
- +16 subjects

Joseph Fon: Cleveland SIE test prep instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- A Level French
- Professional Certifications
- A Level Business
- +5 subjects

John: Cleveland SIE test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Business
- Series 7 - General Securities Representative Exam (Stockbroker)
- +10 subjects

Dennis: Cleveland SIE test prep instructor
...bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education is really for yourself...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Algebra 2
- Series 7
- AP French Language and Culture
- +48 subjects

Hal: Cleveland SIE test prep instructor
...bank channel, and the independent channel. I developed and took an introducing brokerage firm through the entire FINRA (then NASD) creation and registration process. I attended what was then a week-long Brokers Option Course at the Chicago Board of Options and followed that as the designated options trader for a firm. I have over twenty years of teaching experience at the college and university level in addition to having served as a national educator in...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 66
- SSAT- Middle Level
- AP Psychology
- +98 subjects

Isaiah: Cleveland SIE test prep instructor
...of 2019 I passed the Series 65. All together it took me about 6 months to study and pass all exams. Now, I actively tutor in all exams. I provide reading material, notes, and test questions for each student during each session. My mission is to help students achieve a level of confidence based on knowledge, test taking skills, and deductive reasoning. As of now on average I have at least 5 students per month...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Calculus 2
- Series 6
- Middle School Math
- +29 subjects

Jose: Cleveland SIE test prep instructor
I am finishing up my degree at UTA in International Business. I have studied Spanish, French, German, and Mandarin. I have worked on translations and cultural adaptation. I also have experience working in the finance sector as an intern. I am currently studying for the LSAT and will be applying to law schools within the next couple of months. In my free time, I enjoy spending time with friends, learning languages, painting, and reading.
Education & Certification
- The University of Texas at Arlington - Bachelor in Business Administration, International Business
Subject Expertise
- SIE
- Study Skills and Organization
- Finance
- High School English
- +93 subjects

Braden: Cleveland SIE test prep instructor
...Chemical Engineering graduate with a minor in economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and I can't wait for...
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- Differential Equations
- Organic Chemistry
- Business
- +64 subjects

Donald: Cleveland SIE test prep instructor
...STEM courses to include thermodynamics, electrical engineering, cyber security, physics, chemistry, calculus, and computer systems engineering. Not only was I pushed academically but I was pushed as a leader. You are expected to develop your own leadership style and practice it every day. I held numerous instructor and leadership positions while at the Naval Academy and found my love for teaching. Upon graduation I commissioned into the United States Marine Corps my job as a...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- World History
- Series 65
- Elementary School Reading
- +35 subjects

Ben: Cleveland SIE test prep instructor
...local Boys and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention can bring a profound sense of achievement...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Middle School Science
- Elementary School Reading
- Pre-Algebra
- +45 subjects

Zechariah: Cleveland SIE test prep instructor
...experience. I know how hard it can be to be a student as well, and the value of having some help from time to time. I have a Bachelor's degree in economics, am currently pursuing a Master's degree in the same subject, hold the Series 7 and Series 66 licenses, and have earned the Certified Investment Management Analyst (CIMA) designation. I am trying to be a life-long learner. We need more people committed to personal...
Education & Certification
- Oregon State University - Bachelor of Science, Economics
- University of Missouri-Columbia - Master of Arts, Economics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 24
- ChFC - Chartered Financial Consultant
- +8 subjects

Jahlen: Cleveland SIE test prep instructor
...received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is too study through practice questions and analyzing them in an effort to best answer questions. I feel...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Professional Certifications
- Series 6
- Insurance License
- +1 subjects

Nancy: Cleveland SIE test prep instructor
...variety of subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature,...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Microeconomics
- Macroeconomics
- College Economics
- +80 subjects