If you're looking for Albany SIE prep, Varsity Tutors is here to set you up with excellent SIE preparation opportunities. The SIE exam, also known as the Securities Industry Essentials exam, is one of the first steps on your journey to work in the securities profession. The SIE is available for anyone to take; you do not need to be associated with a FINRA member firm to take it like when sitting for a qualification exam. If you are or were a student at a higher education institution such as the University at Albany or Albany State University studying finance, Albany SIE prep can help you work towards the next step in your career. For more information on the benefits to be gained from quality SIE prep, continue reading.
What are the skills and topics I can review during Albany SIE prep?
The SIE is a 75-question exam that takes one hour and 45 minutes to complete. To pass the Essentials exam, you must receive a 70% or higher. There is no penalty for guessing so you'll want to make sure to answer each question to the best of your ability.
There are four different sections on the SIE, each one assessing different topics and skills: Knowledge of Capital Markets, Understanding, Trading, Customer Accounts, and Prohibited Activities, Understanding Products and their Risks, and Overview of the Regulatory Framework. The material covered in these sections is extensive and preparing can be overwhelming if you're facing it alone. When you sign up for SIE prep, your instructor can make sure you cover all the content necessary to do well on each section. Content reviewed during prep sessions can include types of markets, monetary vs. fiscal policy, hedge funds, corporate actions, employee conduct, and reportable events. This list is not a comprehensive list of the topics found on the SIE, but merely a glimpse at the material you'll need to have mastered. If the idea of reviewing all these topics is daunting, you can find some comfort in knowing our instructors are experienced with the SIE and have the communication skills to convey the correct lessons.
What are the benefits of the different types of Albany SIE prep?
At Varsity Tutors we are proud to offer two options for your SIE preparation: online SIE classes and connections to exceptional SIE tutors. Both options are valuable tools for anyone getting ready for their exam, but each does come with a different set of benefits. Let's take a closer look at each opportunity.
Signing up for an Albany SIE prep course allows you the opportunity to take an interactive online course. Our live learning environment enables you to tune into your course sessions from anywhere a computer and an internet connection can be found. This platform allows you to see, hear, speak to, and observe your teacher the same way you'd be able to in a traditional classroom. You'll also be able to interact with your peers to work on group projects and engage in discussions about the material being reviewed in your course sessions. Working interactively with others has been shown to help students to learn the material more easily and thoroughly. This option is a great option for those who enjoy the structure and social environment found in creational educational settings.
Working with a private Albany SIE tutor is a different type of experience. With private instruction, you have more control over what material you cover. You also have the luxury of moving at the pace that is most comfortable for you. Your instructor can get to know your goals, strengths, weaknesses, and learning preferences. This information can use utilized when created your study schedule. Knowing your learning style can help your teacher to deliver lessons in a way that makes sense to you and keeps the material fresh and interesting. This is an excellent option for anyone who would enjoy a less structured atmosphere for learning.
It's also possible to benefit from both options, as it allows you to have the best of both worlds with collaborative activities while also getting to work on the topics you need the most help understanding.
What do I need to do to get started in an Albany SIE prep class or with a private SIE instructor?
When you're ready to either get signed up for an online class or be connected with a private SIE teacher, all you need to do is contact our educational directors. We'll help you choose between the two prep options or set you up with both. Call Varsity Tutors today to get started with quality Albany SIE prep as soon as you're ready.

Kevin: Albany SIE test prep instructor
...in St. Louis (Olin School of Business: Finance emphasis) and also received my Bachelor of Science in Accounting from Truman State University. Both students and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand the value of learning...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- College Accounting
- College Business
- Business
- +41 subjects

Krista: Albany SIE test prep instructor
...registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found helpful and previous students that I have tutored have as well.
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 66
- Economics
- Financial Accounting
- +18 subjects

Joseph Fon: Albany SIE test prep instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values even though there will be no assets to manage.
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- SIE
- Test Prep
- A Level
- Professional Certifications
- +5 subjects

Scot: Albany SIE test prep instructor
...co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I look forward to helping you in your pursuit of your next FINRA license or your CFP marks!
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 22
- Series 79
- CFP
- +12 subjects

John: Albany SIE test prep instructor
...and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 4
- Math
- Non-Euclidean Geometry
- +36 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Test Prep
- World History
- Series 63
- +16 subjects

Brandy: Albany SIE test prep instructor
...I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 7
- Professional Certifications
- Series 63
- +1 subjects

Zachary: Albany SIE test prep instructor
...I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test world" concepts and their real world applications. If you are looking for a tutor who can break down...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Microeconomics
- Series 24
- Business
- +11 subjects

Eunpa: Albany SIE test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- SAT
- SAT Mathematics
- AP Calculus AB
- +43 subjects

Dennis: Albany SIE test prep instructor
...FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Finance
- High School English
- Pre-Algebra
- +49 subjects

Kristin: Albany SIE test prep instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 63
- Professional Certifications
- Series 66
- +1 subjects

Donald: Albany SIE test prep instructor
...a Financial Manager. My passion for finance was sparked once I began my work as a financial manager. I applied for grad school and began my MBA with a concentration in finance shortly after from LSUS. It was at this point that I knew that I wanted to make finance a career. I currently hold the Certified Financial Planner, Chartered Financial Consultant and Retirement Income Certified Professional Designations. I also have great experience preparing others...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Middle School Writing
- World History
- English
- +35 subjects

Brian: Albany SIE test prep instructor
...I am most passionate about finance, FINRA exams, decision making, financial literacy, and leadership. I am a firm proponent of higher education as well as career connected training, believing each one respectively is necessary for an improved quality of life depending on the personality of the student. I try to impart this perspective with students or working professionals as it tends to really boost confidence, progress, and choice for the individual. In my spare time,...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Religion
- Business
- Managerial Accounting
- +22 subjects

Peter: Albany SIE test prep instructor
...as much money, if not more money than doctors and lawyers. You do not need a secondary degree, you just need to pass the tests. You would want me as at tutor mainly because of my experience. My expertise is in OPTIONS and MARGIN. I started a broker-dealer from scratch, was a manager of other reps, and was a producer. To see my career path including all the licenses I obtained, view me at Broker...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 53
- Series 22
- Series 6
- +20 subjects
Subject Expertise
- SIE
- Finance
- Series 66
- Firefighter Exam
- +6 subjects

William: Albany SIE test prep instructor
I have been teaching the Series 6 & 7 for the past 24 years and recently the SIE as well. I am very passionate about helping students pass these tests and have a unique ability making this information understandable. I specialize in "Options and Margin"
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 87
- Series 10
- Series 24
- +25 subjects

Braden: Albany SIE test prep instructor
...recent Chemical Engineering graduate with a minor in economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and I can't wait...
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- College Chemistry
- High School Economics
- Middle School Math
- +64 subjects

Vincent : Albany SIE test prep instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Finance
- College Business
- Series 7
- +14 subjects

John: Albany SIE test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Professional Certifications
- Insurance License
- CFP
- +10 subjects

James: Albany SIE test prep instructor
...James Weber. I am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Study Skills
- Series 6
- Writing
- +32 subjects