If you're looking to kickstart your career as a securities industry professional, Varsity Tutors can set you up with an Austin SIE prep program designed to prepare you for the Securities Industries Essentials Exam. Also known as the Essentials Exam or the SIE, this is a comprehensive assessment that covers a number of financial topics. Anyone planning to work in securities is required to pass the SIE and qualification exams before they can participate in the industry. It's common for students studying finance at top schools like the University of Texas and Baylor University to get an early start for their SIE studies so that they're able to establish their careers as soon as possible. Regardless of whether you're a student in these schools or if you're a student at all, you can get the same top-level assistance by registering for an Austin SIE prep class or working privately with a personal instructor.
What concepts will be covered during Austin SIE prep?
There are two types of programs that you have to choose from: an Austin SIE prep course or private tutoring. Both are designed to help prepare you for the actual exam, so the topics covered in the programs are relatively similar in spite of the different study methods. Let's look a little deeper at what you can expect from an SIE prep program.
The SIE is a multiple-choice assessment that covers basic and complex financial topics. It consists of 75 questions, which you're given 1 hour and 45 minutes to complete. You need to score 70 percent or higher to pass the exam, which can be difficult for students who struggle with standardized tests. One of the concepts that prep programs can cover is test-taking skills. Instructors can help you learn how to mentally and academically prepare for test day, reducing your chances of performing poorly because of stress or confusion.
Along with helping you become ready for the test itself, the prep courses also cover the content you'll encounter on the exam. Everything that's fundamental to working in the securities industry, including the functions of regulatory agencies, prohibited practices, and the structure of the security industry markets will be broken down in the prep programs.
What are the benefits of the different types of Austin SIE prep?
First and foremost, the benefit of registering for Austin SIE prep is being able to prepare for a major professional exam in an engaging and interactive study environment. With that said, both methods of instruction have their own benefits which you should consider before choosing the right program for you.
If you enjoy classroom collaboration, you should check out the Austin SIE prep class. These classes are held online via our Live Learning Platform, under the guidance of a professional instructor. Here, you'll use video chat and virtual whiteboards to study important concepts related to the SIE, like hedge funds, REITs, and direct participation programs. Because you're learning in an online classroom, you'll be participating with other pupils also preparing for the assessment. This gives you the chance to work with your peers, sharing information and partnering up to solve problems and dig deeper into the coursework. Many students who've studied in this environment have found teamwork to be one of the most effective ways to prepare for an exam.
If you're looking for something a bit more personal, you can also work privately with an Austin SIE tutor. Private lessons are a great way to pursue specific goals. Because your private instructor is able to create a curriculum specifically for you, they're better equipped to assist you with key areas. For example, if you're struggling to memorize concepts from your anti-money laundering (AML) chapter, they can spend extra time going over this topic, providing you with in-depth explanations and meaningful examples.
How can I get set up with Austin SIE preparation?
If you're ready for a new way to study that prioritizes engagement and meaningful interactions, we're ready to help. All you have to do is contact Varsity Tutors and speak with one of our academic consultants about the available Austin SIE prep programs. They're happy to answer any questions you have and can even assist you with choosing the right program for your personality, goals, and preferred learning styles.
Don't put your future on hold another day longer. Give us a call today and we'll enroll you in the next SIE prep course or assist you with finding a qualified tutor who's able to accommodate your busy schedule.

Sarah: Austin SIE test prep instructor
...and re-testers alike; whatever your situation, we can find a strategy that is unique to you and your needs. We'll start with a study calendar that charts out your time to the exam, and how best to utilize your time based on your circumstances, learning style, and needs. Whether you need a sounding board to confirm your understanding, visual aids, practice quizzes, or mini lessons, we'll find the strategies that get you to your "ah-ha"...
Education & Certification
- Texas Tech University - Bachelor of Science, Financial Planning
Subject Expertise
- SIE
- Series 86
- Series 63
- Series 7
- +9 subjects

John: Austin SIE test prep instructor
I want to serve the academic needs of students in the areas of history, math, and finance. I have taught middle school math and US History for almost 20 years and am passionate about helping students in those areas. I also would work with people looking for help with exams to gain financial licenses such as the series 6 or 63.
Education & Certification
- Lycoming College - Bachelor in Arts, Economics
- Alvernia University - Masters in Education, Urban Education and Leadership
Subject Expertise
- SIE
- Series 6
- Series 63
- FINRA - Financial Industry Regulatory Authority
- +57 subjects

Brian: Austin SIE test prep instructor
...Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US, Europe, Central and South America, and some of the Middle East (while in the military). Either professionally or as a personal interest I have tutored, mentored, and coached young and experienced adults in select academic topics, select professional exam pre test materials, soft skills, technical skill building, performance improvement, decision making, financial literacy, and leadership. While...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +22 subjects

Gary: Austin SIE test prep instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 52
- NASAA - North American Securities Administration Association
- +72 subjects

Michael: Austin SIE test prep instructor
...trading strategies, portfolio strategies, quantitative portfolio theory and strategies, hedging strategies in equities, options, compliance questions, proper order handling, Multi asset class trading strategies, futures and OTC swaps types and usage. It is most important to understand what your goal is and what best strategy can be used to accomplish it, knowing the risks associated with each strategy and best option to hedge it, understanding a traders mentality which is partially based on behavioral science,...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 44 - NYSE Arca Options Market Maker Exam
- Exam IFM - Investment and Financial Markets
- Series 63
- +14 subjects

Victoria: Austin SIE test prep instructor
I have a Masters Degree in Business Administration and I am a Certified Financial Planner. I also have several industry licenses; series 7, 66, 51, 24, and 2-15. I am passionate about personal financial literacy and have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 66
- Exam IFM - Investment and Financial Markets
- +35 subjects

Dennis: Austin SIE test prep instructor
...fund trader and analyst turned teacher of basic and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 24
- Series 63
- Series 55
- +49 subjects

Kim: Austin SIE test prep instructor
...I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life. As a certified NLP coach as well as someone who studies neurofeedback, I have seen borderline miracles in learning take place. Bring your desire to learn along with a great attitude & leave the rest up to me.
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- Series 6
- +46 subjects

Michael: Austin SIE test prep instructor
...finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my career to move out of in-house financial services firms and focus completely on teaching. The way I prefer to teach and tutor is to work with the student, not lecture them. I try to find their strengths and weaknesses, the focus on increasing their strengths and improving on their weaknesses. I also find various ways to reach the student...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 24
- +16 subjects
Education & Certification
- Carnegie Mellon University - Masters in Business Administration, Business Statistics
Subject Expertise
- SIE
- Series 63
- Series 7
- FINRA - Financial Industry Regulatory Authority
- +25 subjects
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- +20 subjects

Peter: Austin SIE test prep instructor
...my career path including all the licenses I obtained, view me at Broker Check: https://brokercheck.finra.org/individual/summary/1313689 and see that I had all the licenses. I also was the prime lead instructor for a Series 7 school years ago before publishing training manuals that became the big business we see today. My peers, other broker-dealers, had enough confidence in me to elect me to two different FINRA offices. One was regional office and the other a national...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 66
- Series 23
- Series 65
- +42 subjects

Hal: Austin SIE test prep instructor
...wealth advisor. I worked the broker-dealer channel, the bank channel, and the independent channel. I developed and took an introducing brokerage firm through the entire FINRA (then NASD) creation and registration process. I attended what was then a week-long Brokers Option Course at the Chicago Board of Options and followed that as the designated options trader for a firm. I have over twenty years of teaching experience at the college and university level in addition...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- Series 86
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 6
- +171 subjects

Daniel: Austin SIE test prep instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- ChFC - Chartered Financial Consultant
- CPA
- Series 7
- +25 subjects

James: Austin SIE test prep instructor
My name is James Weber. I am a licensed banker with JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes...
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Series 63
- College Application Essays
- +34 subjects

Nancy: Austin SIE test prep instructor
...with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American or World History.
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 63
- +85 subjects

Aaron: Austin SIE test prep instructor
I am a 2020 graduate of Bucknell University, where I earned a B.S.B.A. degree Summa Cum Laude in finance and minored in economics. I hold over 2 years of experience working in investment banking and private equity. During college, I was a teaching assistant for courses covering investment banking, political economy and macro- and microeconomics, the last of which I also led study groups for. I was further nominated by my professors to lead study...
Education & Certification
- Bucknell University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Series 79
- Series 63
- Microsoft Office
- +31 subjects

Krista: Austin SIE test prep instructor
...State University) & MBA (Capella University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- CFP
- Series 63
- Series 65
- +18 subjects

John: Austin SIE test prep instructor
...in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 7
- Series 72
- +38 subjects

Joyce: Austin SIE test prep instructor
Hello, I'm Joyce, and I'm here to help you excel in your academics. I hold a degree in Economics from Rutgers University, where I also pursued minors in International Relations and Korean. What sets me apart is my unique relationship with educationI graduated a semester early thanks to careful planning and a passion for learning. I understand the challenges students can face, as I've personally encountered and overcome them. My journey has equipped me with...
Education & Certification
- Rutgers University-Newark - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 52
- Series 86
- FINRA - Financial Industry Regulatory Authority
- +31 subjects