Varsity Tutors can help you find the right Memphis SIE prep solution for your learning needs. The Securities Industry Essentials (SIE or Essentials) Exam is required for those interested in pursuing a career in the securities industry. You don't have to be associated with a firm to take the SIE, which means you can prepare to take it before you begin working in the field. It may even help you stand out in the application process.
The SIE was designed by the Financial Industry Regulatory Authority (FINRA) to test a candidate's general knowledge about the industry and remove barriers to entering the industry. Once a firm has hired or sponsored you, you will also need to pass the appropriate qualification exam based on your area of specialization. Only after passing the SIE and your qualification exam will you be licensed to sell securities.
What can Memphis SIE prep cover?
SIE prep can cover any component of the SIE examination. Before taking the test, you will need to be familiar with several concepts, including capital markets, various financial products and their associated risks, trading, customer accounts, prohibited activities, and regulatory framework.
There are two SIE prep options which can help you review and prepare for these portions of the SIE: classes and private instruction. Each has unique advantages you'll want to consider before deciding which option is right for your learning needs.
How can a Memphis SIE prep class help me prepare?
A prep class is an excellent option for students who thrive in group settings and want a comprehensive overview of the exam. Your class will offer you clear study guidelines that take the guesswork out of preparing for the SIE.
Each session will be led by an experienced teacher in a convenient digital learning environment. Attending class online saves students time and allows more people to attend, which reduces the cost of professional preparation assistance.
Your teacher will offer direct instruction to the class, which you will be able to see and hear just as if you were sitting in a classroom. Resources can be viewed on your screen via the digital whiteboard, which gives you a front row seat to the instructional material. Your teacher may break the class up into groups or partners so you can work together towards understanding the material. There are opportunities during the sessions to ask questions, and if you need additional clarification or help with a tricky topic, you can request time with the instructor outside of class.
During the course, you may review types of markets, business economic factors, offerings, debt instruments, municipal fund securities, REITs, exchange-traded products, orders and strategies, corporate actions, anti-money laundering, prohibited activities, employee conduct, or any other topic that is covered on the SIE.
How is working with a Memphis SIE tutor different from taking a course?
A Memphis SIE prep course is a group learning experience. When working with a private instructor, the focus is on individualized education. Your sessions will be designed specifically with your learning needs in mind. While you can request a comprehensive overview, most students want to target specific areas during private sessions.
Your instructor can take the time to discover your learning style, academic needs, and areas where you may need to improve. That information can then be used in the creation of your individual lessons. Working with a private instructor allows a greater degree of scheduling flexibility and may be more advantageous for students with hectic personal schedules.
As part of your private study sessions, you can review the differences between monetary and fiscal policy, international economic factors, equity securities, packaged products, direct participation programs, hedge funds, risk types, investment returns, customer account registrations, privacy requirements, registration, reportable events, and any other concept or skill evaluated as part of the SIE.
How can I get started with Memphis SIE prep?
Varsity Tutors makes it easy to get started with the right Memphis SIE prep to help you maximize your study efforts. Whether you are interested in enrolling in a course or you want to be connected to a skilled personal instructor, the experienced staff at Varsity Tutors is standing by to help.
Professional Memphis SIE preparation is a great way to gain an advantage over the competition and to set yourself apart from other applicants to prestigious firms. If you're serious about pursuing a career in the securities field, it's essential to take the initiative and give yourself the support you need to prepare for the SIE. If you're ready to prioritize your study efforts, contact Varsity Tutors now to get started today.
Vincent : Memphis SIE test prep instructor
...a current Financial Advisor, MBA Candidate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get...
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Econometrics
- Series 7 - General Securities Representative Exam (Stockbroker)
- College Economics
- +14 subjects
Sebastian: Memphis SIE test prep instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CAIA
- Series 65
- CFA
- +5 subjects
Derek: Memphis SIE test prep instructor
...to learning is to prepare the students while keeping it fun. I have 18 years Financial Services experience as both a retail financial advisor as well as a wholesaler, Sales Manager and Insurance broker. One of the things I try to teach all my students is how to approach the exam. I've been fortunate to pass every professional exam I've taken the first time and I teach my students the same process I used over...
Education & Certification
- Ohio University-Main Campus - Bachelor of Science, Communication, General
Subject Expertise
- SIE
- Series 6
- Series 24
- Professional Certifications
- +7 subjects
Dennis: Memphis SIE test prep instructor
...NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education is really for yourself and those you will affect from now on.
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Competition Math
- Languages
- SAT Subject Tests
- +48 subjects
John: Memphis SIE test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- CFP
- Finance
- +10 subjects
Kristin: Memphis SIE test prep instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 63
- Series 66
- Series 7
- +1 subjects
Kevin: Memphis SIE test prep instructor
...graduate of Washington University in St. Louis (Olin School of Business: Finance emphasis) and also received my Bachelor of Science in Accounting from Truman State University. Both students and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- IB History HL
- Algebra
- Series 24
- +40 subjects
Teneshia: Memphis SIE test prep instructor
I have studied for and past 4 different FINRA exams through Kaplan. Kaplan has given me the knowledge of understanding how the test questions are formatted, tips and tricks to remembering certain topics as well as handy cheat sheets for formulas. I also know what content yu should focus heavily on and which content may not be tested.
Education & Certification
- North Carolina A T State University - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Exam IFM - Investment and Financial Markets
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +3 subjects
Braden: Memphis SIE test prep instructor
...in economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and I can't wait for the opportunity to help you!
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- AP Chemistry
- Professional Certifications
- Series 66
- +64 subjects
David: Memphis SIE test prep instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 6
- Other
- Social Studies
- +16 subjects
Isaiah: Memphis SIE test prep instructor
...(Montgomery, AL). The subjects ranged from pre-algebra to calculus. I taught grades 6th, 9th, 10th, 11th, & 12th. During my last year of teaching high school, I began studying for FINRA Series 6 exam. I passed the series 6 exam in May of 2018. Two weeks later I passed the Series 63. A month later I passed the Series 26. In February of 2019 I passed the Series 65. All together it took me about...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Social Studies
- College Math
- Series 63
- +28 subjects
Mary: Memphis SIE test prep instructor
...global securities businesses (particularly US Equities and Swiss Treasury) that I diligently represented resulting in increasing customer business and attractive risk adjusted return on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets into global markets - Asia, Latin America, Europe as well as into other asset classes FX, Commodities, Fixed Income dictated by customer investment policies, the liberalization of markets, and the respective risk books. I accepted new business roles...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 51
- Series 23
- Business Ethics
- +91 subjects
Richard: Memphis SIE test prep instructor
...1/2 years, and I have been a FINRA license exam instructor and tutor for about 7 years with RegEd and A.D. Banker, and recently with Exam FX. We can work over the phone, but I prefer Skype or Google Hangouts which lets me share a PowerPoint presentation. Besides explaining test topics to you, I'll ask you to explain them to me, because I know when you can clearly explain something to someone else, you will...
Education & Certification
- Arizona State University - Bachelors, English
Subject Expertise
- SIE
- Series 7
- Test Prep
- Series 6
- +1 subjects
Greg: Memphis SIE test prep instructor
Financial professional with a background in brokerage, trading and mutual funds. I have actually passed the Series 7 and 63 twice. So I can help with subject matter knowledge, exam preparation and understanding test questions.
Education & Certification
- University of Kentucky - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 63
- Other
- Test Prep
- +2 subjects
Alexia: Memphis SIE test prep instructor
I believe in practicing until you get it right and that anyone can be successful if they have the right plan. You have to believe it to achieve it!
Education & Certification
- Howard University - Bachelor in Arts, English
- New York University - Master of Arts, African Studies
Subject Expertise
- SIE
- Other
- Test Prep
- SAT Reading
- +2 subjects
Jim: Memphis SIE test prep instructor
...years and have a good understanding of many different areas. I will do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment Advisor Representative) and PA Life and Health Insurance...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 24
- Business
- Series 7 - General Securities Representative Exam (Stockbroker)
- +16 subjects
Drake: Memphis SIE test prep instructor
I have a passion for understanding the vast world of knowledge in subject areas such as accounting, finance, and real estate. I enjoying sharing that understanding with anyone I can in my pursuit to becoming a professional. I have my studies set on passing the CPA and CFP exams in the near future, and I'd love to share all of my study techniques and strategies that I have learned over the years.
Education & Certification
- Central Michigan University - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- SIE
- Personal Finance
- Accounting
- Mac Basic Computer Skills
- +17 subjects
Honey: Memphis SIE test prep instructor
...brokerage. I have taught Ethics and Standards of Practice at a career college for several years...but my favorite teaching experience is the one-on-one tutoring - I like the reward of a true connection that helps! My favorite subjects to teach are the strategy and content to pass regulatory exams in Investments (FINRA), Real Estate and the MBLex. People think of me as "go-to" on many subjects and I believe in building confidence and in-depth understanding...
Education & Certification
- Stetson University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Middle School Reading
- Series 65
- Essay Editing
- +71 subjects