Varsity Tutors can help you find the right Memphis SIE prep solution for your learning needs. The Securities Industry Essentials (SIE or Essentials) Exam is required for those interested in pursuing a career in the securities industry. You don't have to be associated with a firm to take the SIE, which means you can prepare to take it before you begin working in the field. It may even help you stand out in the application process.
The SIE was designed by the Financial Industry Regulatory Authority (FINRA) to test a candidate's general knowledge about the industry and remove barriers to entering the industry. Once a firm has hired or sponsored you, you will also need to pass the appropriate qualification exam based on your area of specialization. Only after passing the SIE and your qualification exam will you be licensed to sell securities.
What can Memphis SIE prep cover?
SIE prep can cover any component of the SIE examination. Before taking the test, you will need to be familiar with several concepts, including capital markets, various financial products and their associated risks, trading, customer accounts, prohibited activities, and regulatory framework.
There are two SIE prep options which can help you review and prepare for these portions of the SIE: classes and private instruction. Each has unique advantages you'll want to consider before deciding which option is right for your learning needs.
How can a Memphis SIE prep class help me prepare?
A prep class is an excellent option for students who thrive in group settings and want a comprehensive overview of the exam. Your class will offer you clear study guidelines that take the guesswork out of preparing for the SIE.
Each session will be led by an experienced teacher in a convenient digital learning environment. Attending class online saves students time and allows more people to attend, which reduces the cost of professional preparation assistance.
Your teacher will offer direct instruction to the class, which you will be able to see and hear just as if you were sitting in a classroom. Resources can be viewed on your screen via the digital whiteboard, which gives you a front row seat to the instructional material. Your teacher may break the class up into groups or partners so you can work together towards understanding the material. There are opportunities during the sessions to ask questions, and if you need additional clarification or help with a tricky topic, you can request time with the instructor outside of class.
During the course, you may review types of markets, business economic factors, offerings, debt instruments, municipal fund securities, REITs, exchange-traded products, orders and strategies, corporate actions, anti-money laundering, prohibited activities, employee conduct, or any other topic that is covered on the SIE.
How is working with a Memphis SIE tutor different from taking a course?
A Memphis SIE prep course is a group learning experience. When working with a private instructor, the focus is on individualized education. Your sessions will be designed specifically with your learning needs in mind. While you can request a comprehensive overview, most students want to target specific areas during private sessions.
Your instructor can take the time to discover your learning style, academic needs, and areas where you may need to improve. That information can then be used in the creation of your individual lessons. Working with a private instructor allows a greater degree of scheduling flexibility and may be more advantageous for students with hectic personal schedules.
As part of your private study sessions, you can review the differences between monetary and fiscal policy, international economic factors, equity securities, packaged products, direct participation programs, hedge funds, risk types, investment returns, customer account registrations, privacy requirements, registration, reportable events, and any other concept or skill evaluated as part of the SIE.
How can I get started with Memphis SIE prep?
Varsity Tutors makes it easy to get started with the right Memphis SIE prep to help you maximize your study efforts. Whether you are interested in enrolling in a course or you want to be connected to a skilled personal instructor, the experienced staff at Varsity Tutors is standing by to help.
Professional Memphis SIE preparation is a great way to gain an advantage over the competition and to set yourself apart from other applicants to prestigious firms. If you're serious about pursuing a career in the securities field, it's essential to take the initiative and give yourself the support you need to prepare for the SIE. If you're ready to prioritize your study efforts, contact Varsity Tutors now to get started today.
Christian: Memphis SIE test prep instructor
...a Bachelor of Arts with a double in Economics with Highest Honors and Russian. During my senior year, I wrote a Thesis surrounding how EU and US sanctions affected wages within the Russian labor market and am currently aiming to publish my research. Since graduation, I have received my Series 7, Series 63, and SIE certificates in order to work as a Financial Professional. Furthermore, I am currently aiming to take the CFA Level I...
Education & Certification
- University of North Carolina at Chapel Hill - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Professional Certifications
- Business Analytics
- Series 3
- +25 subjects
Ben: Memphis SIE test prep instructor
...the local Boys and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention can bring a profound sense of...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- High School Biology
- Middle School Writing
- Accounting
- +45 subjects
Mary: Memphis SIE test prep instructor
...US Equities and Swiss Treasury) that I diligently represented resulting in increasing customer business and attractive risk adjusted return on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets into global markets - Asia, Latin America, Europe as well as into other asset classes FX, Commodities, Fixed Income dictated by customer investment policies, the liberalization of markets, and the respective risk books. I accepted new business roles and appointments and was...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 56 - Proprietary Trader Qualification Exam
- Exam FM - Financial Mathematics
- Finance
- +94 subjects
Zechariah: Memphis SIE test prep instructor
...my experience. I know how hard it can be to be a student as well, and the value of having some help from time to time. I have a Bachelor's degree in economics, am currently pursuing a Master's degree in the same subject, hold the Series 7 and Series 66 licenses, and have earned the Certified Investment Management Analyst (CIMA) designation. I am trying to be a life-long learner. We need more people committed to...
Education & Certification
- Oregon State University - Bachelor of Science, Economics
- University of Missouri-Columbia - Master of Arts, Economics
Subject Expertise
- SIE
- Series 7
- CIMA
- Professional Certifications
- +10 subjects
David: Memphis SIE test prep instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- Social Studies
- +16 subjects
Warren: Memphis SIE test prep instructor
I have enjoyed and prospered for 40 years in the security industry. If I can help another person have the same success then I have truly accomplished something. I attended the University of Illinois but my life education is from experience running brokerage and registered in vestment advisory firms. My approach to training starts with an understanding of the individuals needs from there we can structure an approach around the unique needs of each individual.
Education & Certification
- college off financial planning - Associate in Arts, Financial Planning
Subject Expertise
- SIE
- Series 24
- Series 22
- Series 7
- +17 subjects
Dennis: Memphis SIE test prep instructor
...and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Finance
- Algebra
- High School Accounting
- +48 subjects
Braden: Memphis SIE test prep instructor
...graduate with a minor in economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and I can't wait for the opportunity...
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- Pre-Algebra
- C++
- Algebra
- +64 subjects
Jahlen: Memphis SIE test prep instructor
...I've received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is too study through practice questions and analyzing them in an effort to best answer questions. I...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 6
- Insurance License
- Professional Certifications
- +1 subjects
Isaiah: Memphis SIE test prep instructor
...ranged from pre-algebra to calculus. I taught grades 6th, 9th, 10th, 11th, & 12th. During my last year of teaching high school, I began studying for FINRA Series 6 exam. I passed the series 6 exam in May of 2018. Two weeks later I passed the Series 63. A month later I passed the Series 26. In February of 2019 I passed the Series 65. All together it took me about 6 months to study...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Series 6
- GED Math
- Calculus 2
- +29 subjects
Krista: Memphis SIE test prep instructor
...& MBA (Capella University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Professional Certifications
- Insurance License
- CFP
- +9 subjects
Hal: Memphis SIE test prep instructor
...possible learning situation that can be provided and consequently contribute to the whole of society. No one method applies to all. It is my goal to focus on the individual, adapt my methods to their needs, and inspire them to succeed. I enjoyed a nearly thirty-year career in financial services where I worked as a financial planner, wire-house broker (stockbroker), trust advisor, and wealth advisor. I worked the broker-dealer channel, the bank channel, and the...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- SIE
- ISEE
- Human Resources
- Basic Computer Literacy
- +109 subjects
Vincent : Memphis SIE test prep instructor
I am a Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's...
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Finance
- Series 7
- Other
- +14 subjects
Kristin: Memphis SIE test prep instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 7
- +1 subjects
Donald: Memphis SIE test prep instructor
...all about perspective! I attended the United States Naval Academy and was a linebacker for the football team from 2011-2015. I earned my Bachelors of Science in History. The Naval Academy challenged me in ways I did not know where possible. I was tested every single day mentally, morally, and physically. The Naval Academy is an Engineering school and all students are required to take dozens of credits of technical STEM courses to include thermodynamics,...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- ChFC - Chartered Financial Consultant
- Insurance License
- Series 7
- +35 subjects
Jose: Memphis SIE test prep instructor
I am finishing up my degree at UTA in International Business. I have studied Spanish, French, German, and Mandarin. I have worked on translations and cultural adaptation. I also have experience working in the finance sector as an intern. I am currently studying for the LSAT and will be applying to law schools within the next couple of months. In my free time, I enjoy spending time with friends, learning languages, painting, and reading.
Education & Certification
- The University of Texas at Arlington - Bachelor in Business Administration, International Business
Subject Expertise
- SIE
- Finance
- AP Macroeconomics
- Business Statistics
- +99 subjects
Brandy: Memphis SIE test prep instructor
...I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree in Psychology.
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +1 subjects
James: Memphis SIE test prep instructor
I have an MBA with an emphasis in finance from USC; I've had careers in finance and education; my objective as an economics and finance tutor is to explain concepts in straightforward terms with everyday examples. I aim to give life to the dynamics and calculations, and enable students to apply the tools to real-life situations that finance professionals face on a daily basis.
Education & Certification
- Whitman College - Bachelor in Arts, Biology, General
- University of Southern California Marshall School of Business - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Economics
- CPA
- College Economics
- +8 subjects
Christina: Memphis SIE test prep instructor
...for over 15 years. Over the years I've helped my direct reports study and prepare for FINRA exams. I have worked in customer service, equity trading and options trading, as well as risk management and compliance related roles. I enjoy tutoring and especially helping people understand how options work. Having a solid knowledge of options works to your benefit when taking the SIE, series 7 and 24 as there are a fair number of options...
Education & Certification
- University of Western Ontario - Bachelor in Arts, Arts, General
Subject Expertise
- SIE
- Series 52
- Series 53
- Series 63
- +6 subjects
Eunpa: Memphis SIE test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- College Chemistry
- Trigonometry
- ACT Reading
- +43 subjects