Varsity Tutors can help you find the right Memphis SIE prep solution for your learning needs. The Securities Industry Essentials (SIE or Essentials) Exam is required for those interested in pursuing a career in the securities industry. You don't have to be associated with a firm to take the SIE, which means you can prepare to take it before you begin working in the field. It may even help you stand out in the application process.
The SIE was designed by the Financial Industry Regulatory Authority (FINRA) to test a candidate's general knowledge about the industry and remove barriers to entering the industry. Once a firm has hired or sponsored you, you will also need to pass the appropriate qualification exam based on your area of specialization. Only after passing the SIE and your qualification exam will you be licensed to sell securities.
What can Memphis SIE prep cover?
SIE prep can cover any component of the SIE examination. Before taking the test, you will need to be familiar with several concepts, including capital markets, various financial products and their associated risks, trading, customer accounts, prohibited activities, and regulatory framework.
There are two SIE prep options which can help you review and prepare for these portions of the SIE: classes and private instruction. Each has unique advantages you'll want to consider before deciding which option is right for your learning needs.
How can a Memphis SIE prep class help me prepare?
A prep class is an excellent option for students who thrive in group settings and want a comprehensive overview of the exam. Your class will offer you clear study guidelines that take the guesswork out of preparing for the SIE.
Each session will be led by an experienced teacher in a convenient digital learning environment. Attending class online saves students time and allows more people to attend, which reduces the cost of professional preparation assistance.
Your teacher will offer direct instruction to the class, which you will be able to see and hear just as if you were sitting in a classroom. Resources can be viewed on your screen via the digital whiteboard, which gives you a front row seat to the instructional material. Your teacher may break the class up into groups or partners so you can work together towards understanding the material. There are opportunities during the sessions to ask questions, and if you need additional clarification or help with a tricky topic, you can request time with the instructor outside of class.
During the course, you may review types of markets, business economic factors, offerings, debt instruments, municipal fund securities, REITs, exchange-traded products, orders and strategies, corporate actions, anti-money laundering, prohibited activities, employee conduct, or any other topic that is covered on the SIE.
How is working with a Memphis SIE tutor different from taking a course?
A Memphis SIE prep course is a group learning experience. When working with a private instructor, the focus is on individualized education. Your sessions will be designed specifically with your learning needs in mind. While you can request a comprehensive overview, most students want to target specific areas during private sessions.
Your instructor can take the time to discover your learning style, academic needs, and areas where you may need to improve. That information can then be used in the creation of your individual lessons. Working with a private instructor allows a greater degree of scheduling flexibility and may be more advantageous for students with hectic personal schedules.
As part of your private study sessions, you can review the differences between monetary and fiscal policy, international economic factors, equity securities, packaged products, direct participation programs, hedge funds, risk types, investment returns, customer account registrations, privacy requirements, registration, reportable events, and any other concept or skill evaluated as part of the SIE.
How can I get started with Memphis SIE prep?
Varsity Tutors makes it easy to get started with the right Memphis SIE prep to help you maximize your study efforts. Whether you are interested in enrolling in a course or you want to be connected to a skilled personal instructor, the experienced staff at Varsity Tutors is standing by to help.
Professional Memphis SIE preparation is a great way to gain an advantage over the competition and to set yourself apart from other applicants to prestigious firms. If you're serious about pursuing a career in the securities field, it's essential to take the initiative and give yourself the support you need to prepare for the SIE. If you're ready to prioritize your study efforts, contact Varsity Tutors now to get started today.

DeSean: Memphis SIE test prep instructor
...help students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the...
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Personal Finance
- College Algebra
- Series 6
- +13 subjects

Jahlen: Memphis SIE test prep instructor
...to the best of his abilities. Currently, specializes in tutoring the SIE exam, Series 6, Series 63. Tutors in a style that establishes a bridge between the material and common terms that are very understandable. I've received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Insurance License
- Professional Certifications
- Series 6
- +1 subjects

Kristin: Memphis SIE test prep instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 66
- Professional Certifications
- Series 7
- +1 subjects

John: Memphis SIE test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Professional Certifications
- Series 65
- Series 63
- +10 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- World History
- Series 7
- Series 63
- +16 subjects

Vincent : Memphis SIE test prep instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- College Economics
- Finance
- +14 subjects

Ben: Memphis SIE test prep instructor
...of Science in Healthcare Administration with a minor in biblical studies. During my time there, I traveled extensively and was involved in several social service clubs, campus choir, and I also volunteered my time at the local Boys and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- College Level American History
- English
- Middle School Reading Comprehension
- +45 subjects

James: Memphis SIE test prep instructor
...JPMorgan Chase. I was a college baseball player at the University of Mount Union where I majored in Sport Business and Business management. Since then I have completed my MBA with Walden University in 2018 and will be completing my Masters of Science in Leadership and Management with Purdue Global in 2022. I have a passion for coaching and sharing my experiences in hopes of allowing other to realize their own goals.
Education & Certification
- University of Mount Union - Bachelor in Arts, Business Administration and Management
- Walden University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Essay Editing
- Professional Certifications
- High School Writing
- +25 subjects

Ryan : Memphis SIE test prep instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- Writing
- Introduction to Fiction
- Middle School Writing
- +12 subjects

Donald: Memphis SIE test prep instructor
...are required to take dozens of credits of technical STEM courses to include thermodynamics, electrical engineering, cyber security, physics, chemistry, calculus, and computer systems engineering. Not only was I pushed academically but I was pushed as a leader. You are expected to develop your own leadership style and practice it every day. I held numerous instructor and leadership positions while at the Naval Academy and found my love for teaching. Upon graduation, I was commissioned...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- High School Business
- Finance
- ChFC - Chartered Financial Consultant
- +35 subjects

Victoria: Memphis SIE test prep instructor
...a Certified Financial Planner. I also have several industry licenses; series 7, 66, 51, 24, and 2-15. I am passionate about personal financial literacy and have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- English
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +35 subjects

Kyle: Memphis SIE test prep instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Series 63
- Insurance License
- Algebra
- +9 subjects

Isaiah: Memphis SIE test prep instructor
...passed the Series 65. All together it took me about 6 months to study and pass all exams. Now, I actively tutor in all exams. I provide reading material, notes, and test questions for each student during each session. My mission is to help students achieve a level of confidence based on knowledge, test taking skills, and deductive reasoning. As of now on average I have at least 5 students per month who prepare with...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Finite Mathematics
- Geometry
- Series 65
- +29 subjects

Brian: Memphis SIE test prep instructor
...US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US, Europe, Central and South America, and some of the Middle East (while in the military). Either professionally or as a personal interest I have tutored, mentored, and coached young and experienced adults in select academic topics, select professional exam pre test materials, soft skills, technical skill building, performance improvement, decision making, financial literacy, and leadership....
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 10
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +22 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects

Kevin: Memphis SIE test prep instructor
...to provide you real life examples to help understand the value of learning the topics I tutor you with. I specialize in tutoring a broad range of subjects with a focus on math, science, history, government, geography, accounting, finance and related business topics. One of my goals for each tutoring session is to keep the student engaged and challenged yet not overwhelmed. I use a number of teaching methods, including practice questions and topical computer...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Management
- Executive Functioning
- Cost Accounting
- +41 subjects

Kim: Memphis SIE test prep instructor
...test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life. As a certified NLP coach as well as someone who studies neurofeedback, I have seen borderline miracles in learning take place. Bring your desire to learn along with a great attitude & leave the rest up to me.
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Macroeconomics
- Series 79
- Finite Mathematics
- +43 subjects

Christian: Memphis SIE test prep instructor
...Chapel Hill, where I received a Bachelor of Arts with a double in Economics with Highest Honors and Russian. During my senior year, I wrote a Thesis surrounding how EU and US sanctions affected wages within the Russian labor market and am currently aiming to publish my research. Since graduation, I have received my Series 7, Series 63, and SIE certificates in order to work as a Financial Professional. Furthermore, I am currently aiming to...
Education & Certification
- University of North Carolina at Chapel Hill - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Economics
- Personal Finance
- CLEP Introduction to Business Law
- +33 subjects

Krista: Memphis SIE test prep instructor
...(Penn State University) & MBA (Capella University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Insurance License
- Microeconomics
- Managerial Accounting
- +18 subjects

Warren: Memphis SIE test prep instructor
I have enjoyed and prospered for 40 years in the security industry. If I can help another person have the same success then I have truly accomplished something. I attended the University of Illinois but my life education is from experience running brokerage and registered investment advisory firms. My approach to training starts with an understanding of the individual's needs from there we can structure an approach around the unique needs of each individual.
Education & Certification
- College of Financial Planning - Associate in Arts, Financial Planning
Subject Expertise
- SIE
- Series 52
- Series 63
- Series 3
- +21 subjects