Varsity Tutors can help you find the right Memphis SIE prep solution for your learning needs. The Securities Industry Essentials (SIE or Essentials) Exam is required for those interested in pursuing a career in the securities industry. You don't have to be associated with a firm to take the SIE, which means you can prepare to take it before you begin working in the field. It may even help you stand out in the application process.
The SIE was designed by the Financial Industry Regulatory Authority (FINRA) to test a candidate's general knowledge about the industry and remove barriers to entering the industry. Once a firm has hired or sponsored you, you will also need to pass the appropriate qualification exam based on your area of specialization. Only after passing the SIE and your qualification exam will you be licensed to sell securities.
What can Memphis SIE prep cover?
SIE prep can cover any component of the SIE examination. Before taking the test, you will need to be familiar with several concepts, including capital markets, various financial products and their associated risks, trading, customer accounts, prohibited activities, and regulatory framework.
There are two SIE prep options which can help you review and prepare for these portions of the SIE: classes and private instruction. Each has unique advantages you'll want to consider before deciding which option is right for your learning needs.
How can a Memphis SIE prep class help me prepare?
A prep class is an excellent option for students who thrive in group settings and want a comprehensive overview of the exam. Your class will offer you clear study guidelines that take the guesswork out of preparing for the SIE.
Each session will be led by an experienced teacher in a convenient digital learning environment. Attending class online saves students time and allows more people to attend, which reduces the cost of professional preparation assistance.
Your teacher will offer direct instruction to the class, which you will be able to see and hear just as if you were sitting in a classroom. Resources can be viewed on your screen via the digital whiteboard, which gives you a front row seat to the instructional material. Your teacher may break the class up into groups or partners so you can work together towards understanding the material. There are opportunities during the sessions to ask questions, and if you need additional clarification or help with a tricky topic, you can request time with the instructor outside of class.
During the course, you may review types of markets, business economic factors, offerings, debt instruments, municipal fund securities, REITs, exchange-traded products, orders and strategies, corporate actions, anti-money laundering, prohibited activities, employee conduct, or any other topic that is covered on the SIE.
How is working with a Memphis SIE tutor different from taking a course?
A Memphis SIE prep course is a group learning experience. When working with a private instructor, the focus is on individualized education. Your sessions will be designed specifically with your learning needs in mind. While you can request a comprehensive overview, most students want to target specific areas during private sessions.
Your instructor can take the time to discover your learning style, academic needs, and areas where you may need to improve. That information can then be used in the creation of your individual lessons. Working with a private instructor allows a greater degree of scheduling flexibility and may be more advantageous for students with hectic personal schedules.
As part of your private study sessions, you can review the differences between monetary and fiscal policy, international economic factors, equity securities, packaged products, direct participation programs, hedge funds, risk types, investment returns, customer account registrations, privacy requirements, registration, reportable events, and any other concept or skill evaluated as part of the SIE.
How can I get started with Memphis SIE prep?
Varsity Tutors makes it easy to get started with the right Memphis SIE prep to help you maximize your study efforts. Whether you are interested in enrolling in a course or you want to be connected to a skilled personal instructor, the experienced staff at Varsity Tutors is standing by to help.
Professional Memphis SIE preparation is a great way to gain an advantage over the competition and to set yourself apart from other applicants to prestigious firms. If you're serious about pursuing a career in the securities field, it's essential to take the initiative and give yourself the support you need to prepare for the SIE. If you're ready to prioritize your study efforts, contact Varsity Tutors now to get started today.
Greg: Memphis SIE test prep instructor
Financial professional with a background in brokerage, trading and mutual funds. I have actually passed the Series 7 and 63 twice. So I can help with subject matter knowledge, exam preparation and understanding test questions.
Education & Certification
- University of Kentucky - Bachelor in Business Administration, Finance
- Test Prep
- Series 7
- Series 63
- +2 subjects