If you are looking for a Charlotte Series 7 exam course to help you prepare for an upcoming exam date, Varsity Tutors can assist you in this endeavor. Perhaps you are a student at a local college such as Queens University of Charlotte and have already completed coursework that covered the content you will face on this exam. An online prep course can help you review the material you learned in these classes and provide you with resources to assist you during your test prep process. The Series 7 Exam is a complex and thorough test, and for those who are taking it, enrolling in an exam prep course can help them feel better prepared and more confident about the material on test day.
What Are Some of the Topics a Charlotte Series 7 Exam Class Can Cover?
The Series 7 exam is taken by people who wish to be stockbrokers in the United States. You must already have completed the Security Industry Essentials exam before you take the Series 7. It is a necessary requirement to gain the appropriate licensure - without this, you are not legally allowed to participate in this kind of work. The exam is structured in a multiple-choice format and consists of 125 questions, which are to be completed within three hours and forty-five minutes. A test taker must receive a score of 72 percent or higher in order to pass the exam and be granted their certification.
This test is broken down into approximately four categories. The first section is "Seeks Business for the Broker-Dealer from Customers and Potential Customers," which accounts for 7 percent of the exam. The second section is "Opens Accounts After Obtaining and Evaluating Customers' Financial Profile and Investment Objectives," which accounts for 9 percent of the exam. The third section, "Provides Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records," is the largest section, and accounts for 73 percent of the test. The final section, "Obtains and Verifies Customers' Purchase and Sales Instructions and Agreements; Processes, Completes and Confirms Transactions," accounts for 11 percent of the exam.
The exam assesses how well you would be able to perform as a general securities representative. It focuses on areas as corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options, and government securities. Some of the topics that the Charlotte Series 7 exam class instructor will cover may include such items as various types of regulation, 529 plans, customer disclosures, investment recommendations, and trade executions.
What Are the Benefits of Taking a Charlotte Series 7 Exam Course?
As previously stated, there is a significant amount of material which you will be expected to know when you take the Series 7 exam, which is why enrolling in an online course provided by Varsity Tutors is a wise decision.
Many students find the process of trying to learn all that information on their own to be very overwhelming. Enrolling in a Charlotte Series 7 Exam course may help you to feel more like you are part of a team of people who are all trying to achieve a common goal. If you find that you are struggling with a specific concept, it is very easy to ask your instructor for assistance through our Live Learning Platform. You can also request one-on-one time with your course instructor if you're looking for even more reinforcement on a particular topic.
Another benefit of enrolling in a course is that you are able to integrate it into your schedule fairly easily, based on your own availability throughout the day. These courses are offered during the morning, afternoon, and at night, so whether you are a busy working professional or a student who only has an hour or two to spare each day, you should still be able to enroll in the course. New courses begin enrollment each month, which makes it easy for you to start at a time that works for you.
An additional benefit is that you can take these classes from anywhere, including the comfort of your own home or a local café, if you so choose. The only requirements for attending a course are access to a reliable internet connection.
How Can I Sign Up For a Charlotte Series 7 Exam Prep Course?
Signing up for one of these classes is as easy as reaching out to one of the educational consultants at Varsity Tutors, who will be able to answer any questions you may have and get you signed up for the Charlotte Series 7 exam course of your choosing.
Roman: Charlotte Series 7 course instructor
...I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others understand the concepts needed to pass these exams. Finance is a great field to work in, so I truly enjoy whenever I'm able to help someone pass their exams! My goal as your tutor is simple: To help you pass the exam on the first attempt. I take care to assess your starting position and help you map out...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- Series 7
- SIE
- Series 66
- Series 65
- +60 subjects
Chris: Charlotte Series 7 course instructor
...in finance since 1984 with leading investment firms including Morgan Stanley, Credit Suisse and Fidelity Investments. I have also taught finance at the college level and I have taught economics and history at the high school level since 1990. Many of my former students went on to study economics at schools like Stanford, Princeton, USC, Wharton and my alma mater, the University of Michigan. I will make the study of finance and economics not only...
Education & Certification
- University of Michigan-Ann Arbor - Bachelor in Arts, Economics
- Wesleyan University - Master of Arts, History
Subject Expertise
- Series 7
- Series 65
- College Business
- UK A Level
- +9 subjects
Matthew: Charlotte Series 7 course instructor
...a part of my lifestyle! Everywhere I go I look at different businesses and try to understand what they do, how did they get there, why are they there and what would I do if I need to improve their business? One of the many reasons why I love teaching people about business is because it gives me an excuse to talk about it. More importantly, it also allows me to help people learn this...
Education & Certification
- East Carolina University - Bachelor of Science, Finance
Subject Expertise
- Series 7
- Series 63
- Real Estate License
- Series 3
- +14 subjects
Candice: Charlotte Series 7 course instructor
...aspiration in terms of prospective careers has been shared by both education and social work. The allure of being an educator to me is the prospect of very adventurous days helping teach children from all around how to strengthen themselves academically and with my background being in social work, being able to connect with students from a different and meaningful perspective. I have taught grades 3- 11th professionally on and off for about 5 years,...
Education & Certification
- North Carolina A & T State University - Bachelor of Science, Social Work
- Winthrop University - Master of Social Work, Social Work
Subject Expertise
- Series 7
- Series 63
- Social Work
- Elementary School Math
- +17 subjects
Richa: Charlotte Series 7 course instructor
Hi everyone! My name is Richa and I'm a sophomore at UNC Chapel Hill! I have lots of experience with tutoring kids of various ages. I have worked at Mathnasium and was the president of the math honors society in high school. Whether it be school work or ACT prep, I'm happy to help!
Education & Certification
- University of North Carolina at Chapel Hill - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- Series 7
- English
- Managerial Accounting
- Middle School Math
- +15 subjects
Andrew: Charlotte Series 7 course instructor
...application of academic theory. I am adept at teaching economics and finance, as well as topics in math, statistics, business administration, and standardized testing including several of the Series Exams. My teaching philosophy begins with understanding a student's goals and helping them achieve success both inside and outside of the classroom. I can use elements of a student's background to relate complex subjects in a way that is more familiar with the student. Outside of...
Education & Certification
- UNC Chapel Hill - Bachelors, Economics & Psychology
- Georgetown University - Masters, Finance
Subject Expertise
- Series 7
- Series 55
- Series 63
- Series 3
- +70 subjects
Sean: Charlotte Series 7 course instructor
...honest will tell you life ain't always fair, but life is GOOD as long as you do the work. After being in the business world for over 20+ years I find myself ready to give back. As a life long learner I can promise we will not only learn the subject you need but also learn how you best learn. My Style is to teach you where you are, really get to know you and...
Education & Certification
- Western Governors University - Bachelor in Business Administration, Information Resources Management
Subject Expertise
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 66
- Social Studies
- +17 subjects
Myles: Charlotte Series 7 course instructor
...honors from Lamar University, I started my career in banking to pursue my love for finance. My professional journey in banking, investments, and business ownership, has led me to acquire the Series 7, 65, 63, SIE, and Life Insurance licenses. In addition, I am a Chartered Retirement Planning Counselor and Certified Financial Planner. Because of the study habits I was taught, I was able to pass all exams on my first attempt and in a...
Education & Certification
- Lamar University - Bachelor in Arts, Communication, General
Subject Expertise
- Series 7
- SIE
- Series 63
- Series 6
- +4 subjects
Karen: Charlotte Series 7 course instructor
...when solving the problems at hand. What motivates me to tutor in subjects ranging from elementary math up to Pre-Calculus to different business courses, is the challenge to tailor my teaching techniques to fit with my student. I enjoy badminton, basketball, stretching my mind, and hanging with friends on my spare time. I love to be a person in a student's learning process as not only are they growing their mind, it challenges me to...
Education & Certification
- Indiana University-Bloomington - Bachelor of Science, Accounting and Finance
- Indiana University-Bloomington - Masters in Business Administration, Accounting and Finance
Subject Expertise
- Series 7
- Exam FM - Financial Mathematics
- College Business
- English
- +61 subjects
Daniel: Charlotte Series 7 course instructor
I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 7
- Series 63
- Series 9
- Series 10
- +4 subjects
David: Charlotte Series 7 course instructor
Independent Financial Advisor and Political Junkie. If you need to pass your series exams or need to learn about our political system here in The United States I'm your guy!
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- Series 7
- Series 63
- SIE
- Series 65
- +9 subjects
Ben: Charlotte Series 7 course instructor
Experienced portfolio manager, strategist and published author with a demonstrated history of working in the financial services industry. Skilled in Asset Management, Equities, Bonds, Investment Strategies, and Capital Markets. Strong finance professional with a MBA focused in Finance, General from University of Southern California - Marshall School of Business. Series 65, 7, 63, 24, CFA, FRM
Education & Certification
- University of Amsterdam - Bachelor of Economics, Economics
- University of Southern California - Masters in Business Administration, Economics
Subject Expertise
- Series 7
- Series 86
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- +39 subjects
Raman: Charlotte Series 7 course instructor
I am Certified Financial Planner with over a decade of experience in the financial planning industry. I have completed my Bachelors in Finance and have successfully passed the FINRA Series 7, Series 66, State Life & Health Insurance License, and the CFP Exam. Being a Financial Planner is no different than being an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- RICP - Retirement Income Certified Professional
- Series 6
- +25 subjects
James: Charlotte Series 7 course instructor
...financial planner and provide comprehensive financial planning services to families and small business owners. I have taught personal finance at a university and enjoy guiding people through financial planning discussions -- including investment planning, insurance planning, retirement planning, estate planning and tax planning. In addition, I spent 25 years as an EMT and paramedic and have taught many medical classes at high schools and community colleges. I have been a CPR and advanced first aid...
Education & Certification
- Asbury University - Bachelor in Arts, Ancient Near Eastern and Biblical Languages
- Liberty University - Master of Arts, Theology
- The American College - Master of Science, Financial Planning
- Auburn University - Doctor of Philosophy, Vocational-Technical Education
Subject Expertise
- Series 7
- Insurance License
- FINRA - Financial Industry Regulatory Authority
- CFP
- +27 subjects
Richard: Charlotte Series 7 course instructor
I am an Investment Banker specializing in Healthcare and Manufacturing both for Capital Raises and Buy and Sell side.
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- Series 7
- Series 65
- Series 66
- Series 24
- +20 subjects
Evan: Charlotte Series 7 course instructor
...I look forward to assisting you with your coursework - whether that be high school work, undergraduate/graduate level Finance, Economics, Math, or Accounting work, or CFA exam prep I graduated Summa Cum Laude (top 5% of my class) from Northwestern University with a degree in economics. I subsequently passed all 3 levels of the CFA examination process. I have worked in Investment Banking (Barclays Investment Bank) where I performed complex financial analyses before subsequently working...
Education & Certification
- Northwestern University - Bachelor in Arts, Economics
Subject Expertise
- Series 7
- Series 24
- Series 65
- FINRA - Financial Industry Regulatory Authority
- +27 subjects
Christopher : Charlotte Series 7 course instructor
My name is Chris. I'm 25 years old and work in investment banking. I enjoy learning about and teaching all things related to business and history. Other than banking and tutoring, I'm also working on three startups as either a co-founder or leading business development. I also have my Series 7, 63 and 79 I like to take complex ideas and break them down with more simple terminology and application to real world scenarios.
Education & Certification
- The University of Alabama - Bachelor in Business Administration, Finance
Subject Expertise
- Series 7
- Business Enterprise
- World Religions
- AP Macroeconomics
- +68 subjects
Audrey: Charlotte Series 7 course instructor
...graduate students in Financial Accounting and Cost/Managerial Accounting and business courses, including case analysis. I emphasize the fundamentals before moving on to more advanced topics. I have strong research skills that I deploy where necessary to ensure that my students have up to date knowledge. I will also use real life examples from business, industry and SEC reports to reinforce knowledge of various topics. QuickBooks: I have experience with QuickBooks. I set up an online...
Education & Certification
- University of Ghana - Bachelor of Science, Accounting
- University of Southern California - Masters in Business Administration, Accounting and Finance
Subject Expertise
- Series 7
- Series 65
- CPA
- CFA
- +26 subjects
David: Charlotte Series 7 course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 7
- Series 10
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +16 subjects
Jacquelyn: Charlotte Series 7 course instructor
...goal-oriented individual who enjoys helping others learn personally and professionally. As a Mom and a Business Leader in the community, mentoring, and coaching, I have assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- Series 7
- RICP - Retirement Income Certified Professional
- Series 66
- SIE
- +18 subjects