If you are looking for a Charlotte Series 7 exam course to help you prepare for an upcoming exam date, Varsity Tutors can assist you in this endeavor. Perhaps you are a student at a local college such as Queens University of Charlotte and have already completed coursework that covered the content you will face on this exam. An online prep course can help you review the material you learned in these classes and provide you with resources to assist you during your test prep process. The Series 7 Exam is a complex and thorough test, and for those who are taking it, enrolling in an exam prep course can help them feel better prepared and more confident about the material on test day.
What Are Some of the Topics a Charlotte Series 7 Exam Class Can Cover?
The Series 7 exam is taken by people who wish to be stockbrokers in the United States. You must already have completed the Security Industry Essentials exam before you take the Series 7. It is a necessary requirement to gain the appropriate licensure - without this, you are not legally allowed to participate in this kind of work. The exam is structured in a multiple-choice format and consists of 125 questions, which are to be completed within three hours and forty-five minutes. A test taker must receive a score of 72 percent or higher in order to pass the exam and be granted their certification.
This test is broken down into approximately four categories. The first section is "Seeks Business for the Broker-Dealer from Customers and Potential Customers," which accounts for 7 percent of the exam. The second section is "Opens Accounts After Obtaining and Evaluating Customers' Financial Profile and Investment Objectives," which accounts for 9 percent of the exam. The third section, "Provides Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records," is the largest section, and accounts for 73 percent of the test. The final section, "Obtains and Verifies Customers' Purchase and Sales Instructions and Agreements; Processes, Completes and Confirms Transactions," accounts for 11 percent of the exam.
The exam assesses how well you would be able to perform as a general securities representative. It focuses on areas as corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options, and government securities. Some of the topics that the Charlotte Series 7 exam class instructor will cover may include such items as various types of regulation, 529 plans, customer disclosures, investment recommendations, and trade executions.
What Are the Benefits of Taking a Charlotte Series 7 Exam Course?
As previously stated, there is a significant amount of material which you will be expected to know when you take the Series 7 exam, which is why enrolling in an online course provided by Varsity Tutors is a wise decision.
Many students find the process of trying to learn all that information on their own to be very overwhelming. Enrolling in a Charlotte Series 7 Exam course may help you to feel more like you are part of a team of people who are all trying to achieve a common goal. If you find that you are struggling with a specific concept, it is very easy to ask your instructor for assistance through our Live Learning Platform. You can also request one-on-one time with your course instructor if you're looking for even more reinforcement on a particular topic.
Another benefit of enrolling in a course is that you are able to integrate it into your schedule fairly easily, based on your own availability throughout the day. These courses are offered during the morning, afternoon, and at night, so whether you are a busy working professional or a student who only has an hour or two to spare each day, you should still be able to enroll in the course. New courses begin enrollment each month, which makes it easy for you to start at a time that works for you.
An additional benefit is that you can take these classes from anywhere, including the comfort of your own home or a local café, if you so choose. The only requirements for attending a course are access to a reliable internet connection.
How Can I Sign Up For a Charlotte Series 7 Exam Prep Course?
Signing up for one of these classes is as easy as reaching out to one of the educational consultants at Varsity Tutors, who will be able to answer any questions you may have and get you signed up for the Charlotte Series 7 exam course of your choosing.
Matthew: Charlotte Series 7 course instructor
...the many reasons why I love it! After getting my degree in Finance from East Carolina University, I spent a couple years working in Finance and later moved on to start my own real estate company. Business is more than just a subject matter to me, it became a part of my lifestyle! Everywhere I go I look at different businesses and try to understand what they do, how did they get there, why are...
Education & Certification
- East Carolina University - Bachelor of Science, Finance
Subject Expertise
- Series 7
- Finance
- High School Economics
- Series 66
- +14 subjects
Chris: Charlotte Series 7 course instructor
...in finance since 1984 with leading investment firms including Morgan Stanley, Credit Suisse and Fidelity Investments. I have also taught finance at the college level and I have taught economics and history at the high school level since 1990. Many of my former students went on to study economics at schools like Stanford, Princeton, USC, Wharton and my alma mater, the University of Michigan. I will make the study of finance and economics not only...
Education & Certification
- University of Michigan-Ann Arbor - Bachelor in Arts, Economics
- Wesleyan University - Master of Arts, History
Subject Expertise
- Series 7
- A Level Business
- High School Business
- Test Prep
- +9 subjects
Richa: Charlotte Series 7 course instructor
Hi everyone! My name is Richa and I'm a sophomore at UNC Chapel Hill! I have lots of experience with tutoring kids of various ages. I have worked at Mathnasium and was the president of the math honors society in high school. Whether it be school work or ACT prep, I'm happy to help!
Education & Certification
- University of North Carolina at Chapel Hill - Bachelor in Business Administration, Accounting and Finance
Subject Expertise
- Series 7
- Elementary School Math
- ACT
- Middle School Reading Comprehension
- +15 subjects
John: Charlotte Series 7 course instructor
I'm John. I have a proven track record of raising students' SAT scores quickly and counseling towards their best fit school. I hope you'll consider me!
Education & Certification
- Harvard College - Current Undergrad Student, Philosophy
Subject Expertise
- Series 7
- Calculus 2
- ACT Reading
- Technology and Coding
- +66 subjects
Andrew: Charlotte Series 7 course instructor
...a Math minor. I also have a MBA from UNC's Kenan-Flagler Business School with a Finance Concentration. I recently completed my MS in Finance from Georgetown. I have worked for the Federal Reserve Board of Governors, investment banks, and a private equity firm; so, I have experience in the applied application of academic theory. I am adept at teaching economics and finance, as well as topics in math, statistics, business administration, and standardized testing including...
Education & Certification
- UNC Chapel Hill - Bachelors, Economics & Psychology
- Georgetown University - Masters, Finance
Subject Expertise
- Series 7
- Elementary School Math
- SAT
- GMAT Quantitative
- +70 subjects
Victoria: Charlotte Series 7 course instructor
...industry licenses; series 7, 66, 51, 24, and 2-15. I am passionate about personal financial literacy and have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process....
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- Environmental Science
- College Economics
- Microeconomics
- +35 subjects
Vincent : Charlotte Series 7 course instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- Statistics
- Economics
- Finance
- +14 subjects
Hal: Charlotte Series 7 course instructor
...week-long Brokers Option Course at the Chicago Board of Options and followed that as the designated options trader for a firm. I have over twenty years of teaching experience at the college and university level in addition to having served as a national educator in investments for a Fortune 20 firm. My background includes having been licensed as a Certified Public Accountant, Certified Financial Planner, Certified Trust and Investment Advisor, Regulation 144 Specialist, Retirement Planning...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 7
- Personal Finance
- Finite Mathematics
- Series 26
- +166 subjects
Brian: Charlotte Series 7 course instructor
I have a BS in finance and economics, I worked as a financial analyst and investment specialist for a brokerage firm. I abruptly changed direction and joined the military where I spent close to a decade serving in the United States Army Special Forces. I approach tutoring with a "no quit" attitude as I have done with many things in my life. Together we will make it happen!
Education & Certification
- Johnson Wales University-Providence - Bachelor in Arts, Finance
Subject Expertise
- Series 7
- Technology and Coding
- Series 63
- ASVAB
- +18 subjects
Richard: Charlotte Series 7 course instructor
I am an Investment Banker specializing in Healthcare and Manufacturing both for Capital Raises and Buy and Sell side.
Education & Certification
- Purdue University - Bachelor in Arts, Education
- Indiana University - Master of Science, Public Finance
Subject Expertise
- Series 7
- Management
- Series 79
- Financial Accounting
- +20 subjects
Zachary: Charlotte Series 7 course instructor
Recent graduate from the Masters program in Finance from the University of Miami. Looking to help students expand their understanding of Math, Finance, and Economics.
Education & Certification
- Florida State University - Bachelor of Science, Finance
- University of Miami - Master of Science, Finance
Subject Expertise
- Series 7
- Economics
- Geography
- High School Geography
- +30 subjects
Sean: Charlotte Series 7 course instructor
...do the work. After being in the business world for over 20+ years I find myself ready to give back. As a life long learner I can promise we will not only learn the subject you need but also learn how you best learn. My Style is to teach you where you are, really get to know you and how you process information into knowledge. I will pass on what I have learned, the steps...
Education & Certification
- Western Governors University - Bachelor in Business Administration, Information Resources Management
Subject Expertise
- Series 7
- College Economics
- Economics
- Business Ethics
- +17 subjects
Tim: Charlotte Series 7 course instructor
I am a tutor with experience in Finance, Accounting and Economics. I am happy to help students learn and advance their professional and academic careers. Personally, I am married with three kids. I teach online in the subjects mentioned above. While working professionally in finance is my occupation, teaching is what I truly love.
Education & Certification
- Missouri State University-Springfield - Bachelor of Science, Finance
- Maryville University of Saint Louis - Masters in Business Administration, Business and Managerial Economics
Subject Expertise
- Series 7
- Financial Accounting
- Microsoft Office
- Management
- +32 subjects
Joseph: Charlotte Series 7 course instructor
...patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help you succeed in all FINRA and State Insurance Exams tutoring. Your passing grade is both of our goals! I welcome all students to study together to obtain that license and realize their...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- Econometrics
- College Economics
- Spelling, Grammar, and Writing Skills Class
- +48 subjects
Ben: Charlotte Series 7 course instructor
Experienced portfolio manager, strategist and published author with a demonstrated history of working in the financial services industry. Skilled in Asset Management, Equities, Bonds, Investment Strategies, and Capital Markets. Strong finance professional with a MBA focused in Finance, General from University of Southern California - Marshall School of Business. Series 65, 7, 63, 24, CFA, FRM
Education & Certification
- University of Amsterdam - Bachelor of Economics, Economics
- University of Southern California - Masters in Business Administration, Economics
Subject Expertise
- Series 7
- CLEP
- AP Macroeconomics
- CFA - Chartered Financial Analyst - Level 1
- +33 subjects
Gregory: Charlotte Series 7 course instructor
Education & Certification
- Pepperdine University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- 8th Grade AP Microeconomics
- College Economics
- AP Microeconomics
- +65 subjects
Ross: Charlotte Series 7 course instructor
...focus on history. Since graduation, worked in government in economic development which caused a love for finance. I have studied for the SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent of education, believing it to be absolutely necessary for an improved quality of...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- High School Government
- Government
- A Level History
- +22 subjects
Nancy: Charlotte Series 7 course instructor
...a variety of subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- Series 7
- Finance
- Economics
- AP Comparative Government and Politics
- +81 subjects
William: Charlotte Series 7 course instructor
I have been teaching the Series 6 & 7 for the past 24 years and recently the SIE as well. I am very passionate about helping students pass these tests and have a unique ability making this information understandable. I specialize in "Options and Margin"
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- Series 7
- Series 63
- Series 53
- Series 27
- +25 subjects
Angela: Charlotte Series 7 course instructor
...obtaining their goals and objectives. Throughout my career I have maintained the role of an educator. Taking the time to understand an individual's needs, objectives, and the way they learn best is paramount in achieving success. My relevant qualifications include an MBA, CDFA, Series 7 & 66 Licenses, and educating and presenting to audiences and teams for over a decade. My business experience includes launching three businesses, implementation of different business models, niche branding, marketing,...
Education & Certification
- Walsh College of Accountancy and Business Administration - Bachelor in Business Administration, Business, General
- Walsh College of Accountancy and Business Administration - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- High School Business
- Finance
- Managerial Accounting
- +26 subjects