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If you'd like help preparing to take the Series 24 exam, Varsity Tutors has you covered with Series 24 prep from experts on the exam's subject matter. Your Series 24 test prep will be a unique learning opportunity that conforms to meet your academic needs. You can learn more about the benefits of taking a Series 24 class by continuing to read. Or, get in touch with us if you're ready to get started with an in-depth Series 24 course now.

Series 24 tutoring is effective because it gives you the opportunity to work directly with your educator through a series of one-on-one learning sessions. Thanks to this setting, your Series 24 preparation sessions can focus exclusively on the material that you still need help with. In other words, you won't have to waste any time going back over the material you already know when you sign up for Series 24 test preparation assistance. Series 24 classes also have flexible scheduling options. This means even the busiest working professionals can still sign up for Series 24 courses without having to worry about how it will impact their existing obligations. Series 24 tutors are ready to start working with you quickly if you think you would benefit from this style of test preparation assistance.

Below, you'll find some information on the exam's format:

Question Format # Questions Time Allowed Passing Score Corequisites
Multiple-Choice 150 3 Hours and 45 Minutes 70% SIE exam + Series 7, 57, 79, 82, or 86
Series 16

Series 24 test prep may be right for you if you're a broker or financial advisor who is interested in becoming a general securities principal. The test was designed to assess how prepared individuals are to perform the essential requirements of this role. If you pass the test, then you'll have signified to employers and clients alike that you are qualified to advise their investment decisions. Series 24 prep can help you get ready to reach for your full potential on this important test.

Here are some of the topics that you'll be required to answer questions about on the Series 24 exam:

Series 24 Topics (non-comprehensive)

  • Differences between SEC, SRO, and state requirements, including information about registration requirements and exemptions
  • Prehire requirements based on background, disciplinary, complaint or financial history and the registration/affiliation
  • Business and regulatory requirements for firm's systems and technologies
  • Regulatory requirements related to personal trading, private securities transactions and outside business and other activities
  • Supervising compensation practices of member, associated persons and other parties
  • Supervising the development, evaluation, and delivery of products and services offered by the broker-dealer
  • FINRA and SEC disciplinary processes
  • Reporting requirements for customer complaints and other events
  • Developing and maintaining policies, procedures, and controls relating to the creation and retention of books and records
  • Reporting requirements of firm capital condition
  • SEC requirements for extensions of credit and related disclosure
  • Supervising new account opening and ongoing maintenance of existing accounts
  • Differences among research, retail, and institutional communications and correspondence
  • Reviewing securities transactions, recommendations, and account activity, and verifying that required disclosures are made
  • Supervising order entry, routing, and execution
  • Confirming proper booking and settlement of trades
  • Reviewing executions for compliance with trade reporting requirements
  • Developing and maintaining policies, procedures, and controls; and supervising related investment banking activities
  • Reviewing and approving investor disclosure materials, pitch books, and marketing materials
  • Supervising activities relating to research

Your Series 24 test prep can also help you develop a stronger set of general test-taking skills. For instance, if you've previously dealt with test anxiety, then your Series 24 prep instructor can show you tips for reducing that anxiety on the day of your exam. This can help you remain calm and may make it easier to remember what you studied in the lead up to your test. Similarly, your Series 24 test prep instructor can also help you with things like managing your time better while taking exams. When you sign up for Series 24 prep, you can easily get the learning experience that you need to feel confident sitting down to take your upcoming test.

If you'd like to pursue a career as a general securities principal, then passing the Series 24 exam is a great way to get started. However, you may find the test difficult to study for without any guidance. Varsity Tutors can help you enhance the quality of your test preparation process with a Series 24 course. To get started, simply reach out to us today. We hope to hear from you soon.

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