If you'd like help preparing to take the Series 24 exam, Varsity Tutors has you covered with Series 24 prep from experts on the exam's subject matter. Your Series 24 test prep will be a unique learning opportunity that conforms to meet your academic needs. You can learn more about the benefits of taking a Series 24 class by continuing to read. Or, get in touch with us if you're ready to get started with an in-depth Series 24 course now.
Series 24 tutoring is effective because it gives you the opportunity to work directly with your educator through a series of one-on-one learning sessions. Thanks to this setting, your Series 24 preparation sessions can focus exclusively on the material that you still need help with. In other words, you won't have to waste any time going back over the material you already know when you sign up for Series 24 test preparation assistance. Series 24 classes also have flexible scheduling options. This means even the busiest working professionals can still sign up for Series 24 courses without having to worry about how it will impact their existing obligations. Series 24 tutors are ready to start working with you quickly if you think you would benefit from this style of test preparation assistance.
Below, you'll find some information on the exam's format:
| Question Format | # Questions | Time Allowed | Passing Score | Corequisites |
| Multiple-Choice | 150 | 3 Hours and 45 Minutes | 70% | SIE exam + Series 7, 57, 79, 82, or 86 -OR- Series 16 |
Series 24 test prep may be right for you if you're a broker or financial advisor who is interested in becoming a general securities principal. The test was designed to assess how prepared individuals are to perform the essential requirements of this role. If you pass the test, then you'll have signified to employers and clients alike that you are qualified to advise their investment decisions. Series 24 prep can help you get ready to reach for your full potential on this important test.
Here are some of the topics that you'll be required to answer questions about on the Series 24 exam:
Series 24 Topics (non-comprehensive)
- Differences between SEC, SRO, and state requirements, including information about registration requirements and exemptions
- Prehire requirements based on background, disciplinary, complaint or financial history and the registration/affiliation
- Business and regulatory requirements for firm's systems and technologies
- Regulatory requirements related to personal trading, private securities transactions and outside business and other activities
- Supervising compensation practices of member, associated persons and other parties
- Supervising the development, evaluation, and delivery of products and services offered by the broker-dealer
- FINRA and SEC disciplinary processes
- Reporting requirements for customer complaints and other events
- Developing and maintaining policies, procedures, and controls relating to the creation and retention of books and records
- Reporting requirements of firm capital condition
- SEC requirements for extensions of credit and related disclosure
- Supervising new account opening and ongoing maintenance of existing accounts
- Differences among research, retail, and institutional communications and correspondence
- Reviewing securities transactions, recommendations, and account activity, and verifying that required disclosures are made
- Supervising order entry, routing, and execution
- Confirming proper booking and settlement of trades
- Reviewing executions for compliance with trade reporting requirements
- Developing and maintaining policies, procedures, and controls; and supervising related investment banking activities
- Reviewing and approving investor disclosure materials, pitch books, and marketing materials
- Supervising activities relating to research
Your Series 24 test prep can also help you develop a stronger set of general test-taking skills. For instance, if you've previously dealt with test anxiety, then your Series 24 prep instructor can show you tips for reducing that anxiety on the day of your exam. This can help you remain calm and may make it easier to remember what you studied in the lead up to your test. Similarly, your Series 24 test prep instructor can also help you with things like managing your time better while taking exams. When you sign up for Series 24 prep, you can easily get the learning experience that you need to feel confident sitting down to take your upcoming test.
If you'd like to pursue a career as a general securities principal, then passing the Series 24 exam is a great way to get started. However, you may find the test difficult to study for without any guidance. Varsity Tutors can help you enhance the quality of your test preparation process with a Series 24 course. To get started, simply reach out to us today. We hope to hear from you soon.
Daniel: Series 24 test prep instructor
I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 24
- Series 9
- Series 7
- Series 63
- +4 subjects
Nhan: Series 24 test prep instructor
...Doctorate program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a thorough and rational approach to learning, where individual problem can be tackle using all available resources. By identify what works for each student, I will provide a unique learning framework for each session, so he or she could attack...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 24
- Business Writing
- Accounting
- Econometrics
- +78 subjects
Derek: Series 24 test prep instructor
...to prepare the students while keeping it fun. I have 18 years Financial Services experience as both a retail financial advisor as well as a wholesaler, Sales Manager and Insurance broker. One of the things I try to teach all my students is how to approach the exam. I've been fortunate to pass every professional exam I've taken the first time and I teach my students the same process I used over the past 18...
Education & Certification
- Ohio University-Main Campus - Bachelor of Science, Communication, General
Subject Expertise
- Series 24
- Insurance License
- SIE
- Series 6
- +7 subjects
Mary: Series 24 test prep instructor
...orders, a specialist, keeping an orderly book of all public orders, and floor manager, overseeing the daily operations. The environment was dynamic, highly demanding, requiring laser focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving on committees, worked on new business initiatives, recruiting and training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 24
- Elementary School Math
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 30
- +91 subjects
Kevin: Series 24 test prep instructor
...value of learning the topics I tutor you with. I specialize in tutoring a broad range of subjects with a focus on math, science, history, government, geography, accounting, finance and related business topics. One of my goals for each tutoring session is to keep the student engaged and challenged yet not overwhelmed. I use a number of teaching methods, including practice questions and topical computer related tools. I often ask for feedback and appreciate candid...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- Series 24
- History
- Financial Accounting
- Personal Finance
- +40 subjects
Hal: Series 24 test prep instructor
...world, said Nelson Mandela. I believe that curiosity and education are key to individual growth and personal freedom in all aspects of life; that teachers can have a lasting impact on students and that each generation can build upon the knowledge and experience of the preceding one so that individuals can help society evolve into a more just and equitable place. I believe that the individual is the foundation of society and that personal growth...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 24
- Mac Basic Computer Skills
- College Accounting
- CFP
- +85 subjects
Ben: Series 24 test prep instructor
Experienced portfolio manager, strategist and published author with a demonstrated history of working in the financial services industry. Skilled in Asset Management, Equities, Bonds, Investment Strategies, and Capital Markets. Strong finance professional with a MBA focused in Finance, General from University of Southern California - Marshall School of Business. Series 65, 7, 63, 24, CFA, FRM
Education & Certification
- University of Amsterdam - Bachelor of Economics, Economics
- University of Southern California - Masters in Business Administration, Economics
Subject Expertise
- Series 24
- FRM
- College Economics
- Exam IFM - Investment and Financial Markets
- +29 subjects
David: Series 24 test prep instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 24
- Series 7
- History
- High School Level American History
- +16 subjects
Dennis: Series 24 test prep instructor
...accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- Series 24
- Series 7
- Algebra 2
- Finance
- +48 subjects
Warren: Series 24 test prep instructor
I have enjoyed and prospered for 40 years in the security industry. If I can help another person have the same success then I have truly accomplished something. I attended the University of Illinois but my life education is from experience running brokerage and registered in vestment advisory firms. My approach to training starts with an understanding of the individuals needs from there we can structure an approach around the unique needs of each individual.
Education & Certification
- college off financial planning - Associate in Arts, Financial Planning
Subject Expertise
- Series 24
- Series 44 - NYSE Arca Options Market Maker Exam
- Test Prep
- Series 79
- +14 subjects
Jim: Series 24 test prep instructor
...I will do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment Advisor Representative) and PA Life and Health Insurance agent exam. My goal is to have the student pass...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Finance
Subject Expertise
- Series 24
- Test Prep
- Series 6
- Business
- +16 subjects
Carlyle: Series 24 test prep instructor
...services professional and have working in investment banking (including research) for many years. In addition, I have been tutoring test prep for specific standardized assessments for professional certifications (FINRA exams), admissions to undergraduate, graduate, and professional schools for 15 years or so, and my students have found my method quite effective. I also tutor some subjects: math, English (including grammar), and writing. I am eager to work with students who are falling behind as well...
Education & Certification
- Northwestern University - Bachelor in Arts, Psychology
Subject Expertise
- Series 24
- Graduate Test Prep
- College Level American Literature
- LSAT Reading Comprehension
- +59 subjects
Cassandra: Series 24 test prep instructor
...as a chore. When I tutor people, I try to show them how learning can be interesting, and even kind of fun. I know what it's like to struggle. I also know how to overcome obstacles. I went from being a drop out, to getting my GED. Then I went on to get a BA in History at the University of Minnesota, a MA in Early Modern History at the University of East Anglia in...
Education & Certification
- University of Minnesota-Twin Cities - Bachelor in Arts, History
- University of East Anglia - Master of Arts, European History
Subject Expertise
- Series 24
- Spelling Bee
- European History
- High School Business
- +74 subjects
Honey: Series 24 test prep instructor
...habits or testing strategy I am here to work with you! After attending Stetson U and receiving a Bachelors of Science I was in management in investment banking and real estate brokerage. I like the reward of a true connection that helps! My favorite subjects to teach are the strategy and content to pass regulatory exams in Investments (FINRA), Real Estate and the MBLex. People think of me as "go-to" on many subjects and I...
Education & Certification
- Stetson University - Bachelor of Science, Biology, General
Subject Expertise
- Series 24
- ACT Writing
- Spelling Bee
- History
- +71 subjects