If you'd like help preparing to take the Series 24 exam, Varsity Tutors has you covered with Series 24 prep from experts on the exam's subject matter. Your Series 24 test prep will be a unique learning opportunity that conforms to meet your academic needs. You can learn more about the benefits of taking a Series 24 class by continuing to read. Or, get in touch with us if you're ready to get started with an in-depth Series 24 course now.
Series 24 tutoring is effective because it gives you the opportunity to work directly with your educator through a series of one-on-one learning sessions. Thanks to this setting, your Series 24 preparation sessions can focus exclusively on the material that you still need help with. In other words, you won't have to waste any time going back over the material you already know when you sign up for Series 24 test preparation assistance. Series 24 classes also have flexible scheduling options. This means even the busiest working professionals can still sign up for Series 24 courses without having to worry about how it will impact their existing obligations. Series 24 tutors are ready to start working with you quickly if you think you would benefit from this style of test preparation assistance.
Below, you'll find some information on the exam's format:
| Question Format | # Questions | Time Allowed | Passing Score | Corequisites |
| Multiple-Choice | 150 | 3 Hours and 45 Minutes | 70% | SIE exam + Series 7, 57, 79, 82, or 86 -OR- Series 16 |
Series 24 test prep may be right for you if you're a broker or financial advisor who is interested in becoming a general securities principal. The test was designed to assess how prepared individuals are to perform the essential requirements of this role. If you pass the test, then you'll have signified to employers and clients alike that you are qualified to advise their investment decisions. Series 24 prep can help you get ready to reach for your full potential on this important test.
Here are some of the topics that you'll be required to answer questions about on the Series 24 exam:
Series 24 Topics (non-comprehensive)
- Differences between SEC, SRO, and state requirements, including information about registration requirements and exemptions
- Prehire requirements based on background, disciplinary, complaint or financial history and the registration/affiliation
- Business and regulatory requirements for firm's systems and technologies
- Regulatory requirements related to personal trading, private securities transactions and outside business and other activities
- Supervising compensation practices of member, associated persons and other parties
- Supervising the development, evaluation, and delivery of products and services offered by the broker-dealer
- FINRA and SEC disciplinary processes
- Reporting requirements for customer complaints and other events
- Developing and maintaining policies, procedures, and controls relating to the creation and retention of books and records
- Reporting requirements of firm capital condition
- SEC requirements for extensions of credit and related disclosure
- Supervising new account opening and ongoing maintenance of existing accounts
- Differences among research, retail, and institutional communications and correspondence
- Reviewing securities transactions, recommendations, and account activity, and verifying that required disclosures are made
- Supervising order entry, routing, and execution
- Confirming proper booking and settlement of trades
- Reviewing executions for compliance with trade reporting requirements
- Developing and maintaining policies, procedures, and controls; and supervising related investment banking activities
- Reviewing and approving investor disclosure materials, pitch books, and marketing materials
- Supervising activities relating to research
Your Series 24 test prep can also help you develop a stronger set of general test-taking skills. For instance, if you've previously dealt with test anxiety, then your Series 24 prep instructor can show you tips for reducing that anxiety on the day of your exam. This can help you remain calm and may make it easier to remember what you studied in the lead up to your test. Similarly, your Series 24 test prep instructor can also help you with things like managing your time better while taking exams. When you sign up for Series 24 prep, you can easily get the learning experience that you need to feel confident sitting down to take your upcoming test.
If you'd like to pursue a career as a general securities principal, then passing the Series 24 exam is a great way to get started. However, you may find the test difficult to study for without any guidance. Varsity Tutors can help you enhance the quality of your test preparation process with a Series 24 course. To get started, simply reach out to us today. We hope to hear from you soon.
Caroline: Cincinnati Series 24 test prep instructor
...tutor, my goal is to inspire confidence, ignite curiosity, and help students unlock their full potential. With a passion for personalized learning, I adapt my teaching approach to suit each student's unique needs, making even the most challenging subjects approachable and engaging. I pride myself on creating a supportive, interactive environment where students feel empowered to ask questions, embrace challenges, and celebrate their progress. Beyond academic success, I focus on fostering critical thinking and lifelong...
Education & Certification
- The University of Texas at Dallas - Bachelor of Science, Mechanical Engineering
- State Certified Teacher
Subject Expertise
- Series 24
- IBEW - International Brotherhood of Electrical Workers
- ANCC - American Nurses Credentialing Center
- Series 12 - NYSE Branch Manager
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Daniel: Cincinnati Series 24 test prep instructor
I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 24
- Series 63
- Series 9
- Series 4
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Michael: Cincinnati Series 24 test prep instructor
...and memorable. That's why I bring a creative approach to my tutoring, using fun and innovative methods to simplify complex concepts and make exam content stick. By turning challenging material into engaging lessons, I strive to build not just understanding but also confidence in my students. Seeing my students achieve their goals and succeed in their exams is incredibly rewarding. I am dedicated to providing the support, guidance, and strategies needed to help each student...
Education & Certification
- University of Central Florida - Bachelor in Arts, Communication, General
Subject Expertise
- Series 24
- SIE
- Series 66
- Series 6
- +12 subjects
Joseph: Cincinnati Series 24 test prep instructor
...my Bachelor of Science, Business Administration in Organizational Leadership, as an adult student while actively working and advancing my career in Financial and Investment Services. Having held several senior management, training, and business coaching positions has allowed me to develop a unique perspective and flexible tutoring style. While I tutor a range of subjects on business and financial topics, I am most passionate about FINRA and Insurance regulatory examinations. I am a firm proponent of...
Education & Certification
- University of Phoenix - Associate in Science, Business, General
Subject Expertise
- Series 24
- Series 6
- Series 65
- Series 7
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Eduardo: Cincinnati Series 24 test prep instructor
...an experienced professional in finance and public policy, holding a degree that has equipped me with a strong analytical foundation. With over 6 years of tutoring experience, both in-person and online, I specialize in Professional Certifications in Finance, sociology, political science, and Spanish, leveraging my fluency in both English and Spanish to connect with students from diverse backgrounds. My teaching philosophy centers on fostering a supportive and engaging learning environment, where I encourage critical thinking...
Education & Certification
- University of Central Florida - Bachelor in Arts, Political Science and Government
Subject Expertise
- Series 24
- Series 14A - NYSE DMM Compliance Official Examination
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- +94 subjects
Andrea: Cincinnati Series 24 test prep instructor
...of experience working in corporate finance. In addition to my professional experience, I have a proven track record of tutoring peers, colleagues, and students in finance-related subjects over the course of 4 years and served as lead business tutor of my undergraduate university. My tutoring approach is focused on simplifying complex financial concepts and making them accessible to learners at all levels of knowledge. I use a combination of real-world examples, interactive problem-solving techniques, and...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- Series 24
- SIE
- Series 10
- Series 9
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Jacquelyn: Cincinnati Series 24 test prep instructor
...a goal-oriented individual who enjoys helping others learn personally and professionally. As a Mom and a Business Leader in the community, mentoring, and coaching, I have assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- Series 24
- International Sports Sciences Association
- ARM-P - Associate in Risk Management for Public Entities
- ARM-E - Associate in Management-Enterprise Risk Management
- +18 subjects
David: Cincinnati Series 24 test prep instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 24
- Series 6
- SIE
- Series 65
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Dennis: Cincinnati Series 24 test prep instructor
...and analyst turned teacher of basic and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- Series 24
- SIE
- Series 63
- Series 55
- +49 subjects
Edward: Cincinnati Series 24 test prep instructor
...plus year veteran of the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both at the youth and high school levels. I love music and am an active member of 2...
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- Series 24
- Series 7
- Series 9
- SIE
- +26 subjects
edward: Cincinnati Series 24 test prep instructor
I am a person with an easy-going personality style with complete empathy for your situation. I am 100% committed I graduated from the University of South Florida in 1986 and got my Real Estate License from the State of Florida that same year. In addition, I achieved the status as a Licensed Real Estate Broker in 1992 and have owned and managed various brokerages throughout my career as the Broker of Record.
Education & Certification
- University of South Florida-Main Campus - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 26
- Series 63
- +7 subjects
Danny: Cincinnati Series 24 test prep instructor
...and I retired a senior NCO in the Army Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of my adult life and coaching and developing has been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also have my New Jersey Life and Health Insurance licenses. I am here to help...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- Series 24
- Series 9
- Series 63
- SIE
- +11 subjects
Ben: Cincinnati Series 24 test prep instructor
...edge in any of the areas of my expertise, invest in your future and let me help you get there faster and stronger. ------------------- My life mission has been analyzing the past in order to change the future. My core attributes are analysis, organization, and business communication. I have started and/or managed 6 companies, including marketing research, investment banking, software development, a pension fund, personal care, and a business consulting firm. I have an inquisitive...
Education & Certification
- The University of Alabama - Bachelor of Science, Finance
- University of North Carolina at Wilmington - Master in Management, Business Administration and Management
Subject Expertise
- Series 24
- Series 63
- Series 7
- English
- +43 subjects
Benjamin: Cincinnati Series 24 test prep instructor
Glad to help students prepare for the CFP, Series 7, and Series 66 industry exams!
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Series 52
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- +24 subjects
Kevin: Cincinnati Series 24 test prep instructor
...University. Both students and parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand the value of learning the topics I tutor you with. I specialize in tutoring a broad range of subjects with a focus on math, science,...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- Series 24
- Series 30
- Series 7
- Series 65
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Michael: Cincinnati Series 24 test prep instructor
...teaching in general, and enjoy when I can learn something and then pass it on to others. That is what brought me to earn my PhD and my flight instructor certificate, allowing me to teach various areas in finance, such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my career to move out of in-house financial services firms and focus completely on teaching. The way I...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- Series 24
- Series 3
- SIE
- FINRA - Financial Industry Regulatory Authority
- +16 subjects
Barrett: Cincinnati Series 24 test prep instructor
...is largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- Series 24
- Series 51
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- +20 subjects
Ernesto: Cincinnati Series 24 test prep instructor
I have decades of experience both in academe as well as in the financial services field, and have helped thousands of adults reach their academic and professional licensing goals.
Education & Certification
- University of Miami - Master of Science, General Literature
- University of Florida - Master of Science, Business Administration and Management
- Argosy University-Chicago - Doctor of Science, Organizational Leadership
Subject Expertise
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- FINRA - Financial Industry Regulatory Authority
- Series 79
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Aaron: Cincinnati Series 24 test prep instructor
...is a right way to do business and I strive to help others in their efforts to do business the right way. My expertise started long ago when I received my Bachelor's in Finance from the University of Nebraska-Omaha. During that time, I obtained my Series 7 and 66 licenses. Shortly after obtaining those licenses, I then obtained the Series 4, 24 and 53 licenses. To continue my pursuit of growth, I went on to...
Education & Certification
- University of Nebraska at Omaha - Bachelor of Science, Finance
- Kansas State University - Master of Science, Financial Planning
Subject Expertise
- Series 24
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- CFP
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James: Cincinnati Series 24 test prep instructor
...the University of Illinois where I earned a Bachelor's degree (in only 5 semesters) in Business Administration and graduated Summa Cum Laude (1978). During that time period I helped establish my first financial conglomerate, including a mutual fund, an NASD sales and investment advisory firm, and a transfer agent. In 1983, I earned a Master's in Business Administration from Illinois State University with a specialty in the field of Finance. I also taught there for...
Education & Certification
- University of Illinois at Urbana-Champaign - Bachelor in Arts, Business, General
Subject Expertise
- Series 24
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 53
- +24 subjects