If you'd like help preparing to take the Series 24 exam, Varsity Tutors has you covered with Series 24 prep from experts on the exam's subject matter. Your Series 24 test prep will be a unique learning opportunity that conforms to meet your academic needs. You can learn more about the benefits of taking a Series 24 class by continuing to read. Or, get in touch with us if you're ready to get started with an in-depth Series 24 course now.
Series 24 tutoring is effective because it gives you the opportunity to work directly with your educator through a series of one-on-one learning sessions. Thanks to this setting, your Series 24 preparation sessions can focus exclusively on the material that you still need help with. In other words, you won't have to waste any time going back over the material you already know when you sign up for Series 24 test preparation assistance. Series 24 classes also have flexible scheduling options. This means even the busiest working professionals can still sign up for Series 24 courses without having to worry about how it will impact their existing obligations. Series 24 tutors are ready to start working with you quickly if you think you would benefit from this style of test preparation assistance.
Below, you'll find some information on the exam's format:
| Question Format | # Questions | Time Allowed | Passing Score | Corequisites |
| Multiple-Choice | 150 | 3 Hours and 45 Minutes | 70% | SIE exam + Series 7, 57, 79, 82, or 86 -OR- Series 16 |
Series 24 test prep may be right for you if you're a broker or financial advisor who is interested in becoming a general securities principal. The test was designed to assess how prepared individuals are to perform the essential requirements of this role. If you pass the test, then you'll have signified to employers and clients alike that you are qualified to advise their investment decisions. Series 24 prep can help you get ready to reach for your full potential on this important test.
Here are some of the topics that you'll be required to answer questions about on the Series 24 exam:
Series 24 Topics (non-comprehensive)
- Differences between SEC, SRO, and state requirements, including information about registration requirements and exemptions
- Prehire requirements based on background, disciplinary, complaint or financial history and the registration/affiliation
- Business and regulatory requirements for firm's systems and technologies
- Regulatory requirements related to personal trading, private securities transactions and outside business and other activities
- Supervising compensation practices of member, associated persons and other parties
- Supervising the development, evaluation, and delivery of products and services offered by the broker-dealer
- FINRA and SEC disciplinary processes
- Reporting requirements for customer complaints and other events
- Developing and maintaining policies, procedures, and controls relating to the creation and retention of books and records
- Reporting requirements of firm capital condition
- SEC requirements for extensions of credit and related disclosure
- Supervising new account opening and ongoing maintenance of existing accounts
- Differences among research, retail, and institutional communications and correspondence
- Reviewing securities transactions, recommendations, and account activity, and verifying that required disclosures are made
- Supervising order entry, routing, and execution
- Confirming proper booking and settlement of trades
- Reviewing executions for compliance with trade reporting requirements
- Developing and maintaining policies, procedures, and controls; and supervising related investment banking activities
- Reviewing and approving investor disclosure materials, pitch books, and marketing materials
- Supervising activities relating to research
Your Series 24 test prep can also help you develop a stronger set of general test-taking skills. For instance, if you've previously dealt with test anxiety, then your Series 24 prep instructor can show you tips for reducing that anxiety on the day of your exam. This can help you remain calm and may make it easier to remember what you studied in the lead up to your test. Similarly, your Series 24 test prep instructor can also help you with things like managing your time better while taking exams. When you sign up for Series 24 prep, you can easily get the learning experience that you need to feel confident sitting down to take your upcoming test.
If you'd like to pursue a career as a general securities principal, then passing the Series 24 exam is a great way to get started. However, you may find the test difficult to study for without any guidance. Varsity Tutors can help you enhance the quality of your test preparation process with a Series 24 course. To get started, simply reach out to us today. We hope to hear from you soon.
Daniel: Series 24 test prep instructor
I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 24
- Series 10
- Series 63
- Series 9
- +4 subjects
Aaron: Series 24 test prep instructor
...to do business and I strive to help others in their efforts to do business the right way. My expertise started long ago when I received my Bachelor's in Finance from the University of Nebraska-Omaha. During that time, I obtained my Series 7 and 66 licenses. Shortly after obtaining those licenses, I then obtained the Series 4, 24 and 53 licenses. To continue my pursuit of growth, I went on to earn my Certified Financial...
Education & Certification
- University of Nebraska at Omaha - Bachelor of Science, Finance
- Kansas State University - Master of Science, Financial Planning
Subject Expertise
- Series 24
- Series 66
- Professional Certifications
- Series 4
- +7 subjects
Barrett: Series 24 test prep instructor
...largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- Econometrics
- Legal Research
- +20 subjects
Nhan: Series 24 test prep instructor
...from The Ohio State University and a Masters in Finance and Economics from Ohio University. Currently I am in another Master program, this one is for Accountancy, specialized in Auditing. I am expected to finish my second Master in Fall of 2019, and I will start my Doctorate program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics,...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 24
- Economics
- Philosophy
- Series 66
- +78 subjects
Victoria: Series 24 test prep instructor
...helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try to impart this appreciation to...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- AP Macroeconomics
- Series 66
- Series 7
- +35 subjects
Christina: Series 24 test prep instructor
...for over 15 years. Over the years I've helped my direct reports study and prepare for FINRA exams. I have worked in customer service, equity trading and options trading, as well as risk management and compliance related roles. I enjoy tutoring and especially helping people understand how options work. Having a solid knowledge of options works to your benefit when taking the SIE, series 7 and 24 as there are a fair number of options...
Education & Certification
- University of Western Ontario - Bachelor in Arts, Arts, General
Subject Expertise
- Series 24
- Professional Certifications
- Series 4
- SIE
- +6 subjects
Hal: Series 24 test prep instructor
...to focus on the individual, adapt my methods to their needs, and inspire them to succeed. I enjoyed a nearly thirty-year career in financial services where I worked as a financial planner, wire-house broker (stockbroker), trust advisor, and wealth advisor. I worked the broker-dealer channel, the bank channel, and the independent channel. I developed and took an introducing brokerage firm through the entire FINRA (then NASD) creation and registration process. I attended what was then...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 24
- Cost Accounting
- Financial Accounting
- Computer Science
- +114 subjects
Ben: Series 24 test prep instructor
...the areas of my expertise, invest in your future and let me help you get there faster and stronger. ------------------- My life mission has been analyzing the past in order to change the future. My core attributes are analysis, organization, and business communication. I have started and/or managed 6 companies, including marketing research, investment banking, software development, a pension fund, personal care, and a business consulting firm. I have an inquisitive nature, with deep knowledge...
Education & Certification
- The University of Alabama - Bachelor of Science, Finance
- University of North Carolina at Wilmington - Master in Management, Business Administration and Management
Subject Expertise
- Series 24
- Financial Accounting
- College Business
- Technology and Coding
- +36 subjects
Garth: Series 24 test prep instructor
...working in the financial services industry. Currently I manage a sales team at T. Rowe Price. I am FINRA Series 7, Series 6, Series 63, Series 24, and Series 66 registered in all 53 jurisdictions. In previous roles, I was responsible for mentoring and supporting associates tasked with passing various FINRA licenses, as well as the following exams: CRPC, CFP, ChFC. Additionally, I am a Chartered Retirement Planning Counselor (CRPC). I have experience working with...
Education & Certification
- Lebanon Valley College - Bachelor of Science, Business Administration and Management
- Loyola University Maryland - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 24
- Other
- Series 65
- Series 6
- +26 subjects
Brian: Series 24 test prep instructor
I have a BS in finance and economics, I worked as a financial analyst and investment specialist for a brokerage firm. I abruptly changed direction and joined the military where I spent close to a decade serving in the United States Army Special Forces. I approach tutoring with a "no quit" attitude as I have done with many things in my life. Together we will make it happen!
Education & Certification
- Johnson Wales University-Providence - Bachelor in Arts, Finance
Subject Expertise
- Series 24
- Statistics
- Finance
- Technology and Coding
- +16 subjects
David: Series 24 test prep instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 24
- Series 9
- High School World History
- Series 63
- +16 subjects
Kevin: Series 24 test prep instructor
...parents say that I help students succeed and realize their own potential with improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand the value of learning the topics I tutor you with. I specialize in tutoring a broad range of subjects with a focus on math, science, history, government, geography, accounting,...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- Series 24
- CPA
- Geography
- AP U.S. Government & Politics
- +41 subjects
Mary: Series 24 test prep instructor
...intensive in house options course in Chicago with a peer group. We were close-knit, collaborative and hand-picked for what would be a rigorous and unique learning experience to set a foundation for our respective quantitative trading roles. I became a market maker, providing liquidity to the public orders, a specialist, keeping an orderly book of all public orders, and floor manager, overseeing the daily operations. The environment was dynamic, highly demanding, requiring laser focus, preparation...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 24
- Writing
- Series 52
- Microeconomics
- +94 subjects
Dennis: Series 24 test prep instructor
...of basic and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- Series 24
- High School Accounting
- Financial Accounting
- AP French Language and Culture
- +48 subjects
Warren: Series 24 test prep instructor
I have enjoyed and prospered for 40 years in the security industry. If I can help another person have the same success then I have truly accomplished something. I attended the University of Illinois but my life education is from experience running brokerage and registered in vestment advisory firms. My approach to training starts with an understanding of the individuals needs from there we can structure an approach around the unique needs of each individual.
Education & Certification
- college off financial planning - Associate in Arts, Financial Planning
Subject Expertise
- Series 24
- Series 3
- Series 7
- Series 86
- +17 subjects
Jim: Series 24 test prep instructor
...industry for over 20 years and have a good understanding of many different areas. I will do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment Advisor Representative) and PA...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Finance
Subject Expertise
- Series 24
- Finance
- Music
- Series 66
- +16 subjects
Carlyle: Series 24 test prep instructor
...professional and have working in investment banking (including research) for many years. In addition, I have been tutoring test prep for specific standardized assessments for professional certifications (FINRA exams), admissions to undergraduate, graduate, and professional schools for 15 years or so, and my students have found my method quite effective. I also tutor some subjects: math, English (including grammar), and writing. I am eager to work with students who are falling behind as well as...
Education & Certification
- Northwestern University - Bachelor in Arts, Psychology
Subject Expertise
- Series 24
- LSAT Analytical Reasoning
- English Grammar and Syntax
- PSAT Mathematics
- +60 subjects
Cassandra: Series 24 test prep instructor
...University of Minnesota, a MA in Early Modern History at the University of East Anglia in the United Kingdom, and a Masters if Library and Information Science at St. Catherine University in Minnesota. I have over a decade of experience working in the Financial Services industry. At one time, I held Series 6, Series 7, Series 24 and Series 63 licenses. I get along well with people of all ages and backgrounds. I'm good at...
Education & Certification
- University of Minnesota-Twin Cities - Bachelor in Arts, History
- University of East Anglia - Master of Arts, European History
Subject Expertise
- Series 24
- SSAT- Upper Level
- ACCUPLACER Sentence Skills
- Geography
- +74 subjects
Honey: Series 24 test prep instructor
...your goals! whether it's memorization, habits or testing strategy I am here to work with you! After attending Stetson U and receiving a Bachelors of Science I was in management in investment banking and real estate brokerage. I like the reward of a true connection that helps! My favorite subjects to teach are the strategy and content to pass regulatory exams in Investments (FINRA), Real Estate and the MBLex. People think of me as "go-to"...
Education & Certification
- Stetson University - Bachelor of Science, Biology, General
Subject Expertise
- Series 24
- Spelling Bee
- Series 66
- Test Prep
- +72 subjects