Varsity Tutors can help aspiring stockbrokers in the U.S. get set up with a New York City Series 7 exam prep course or a private mentor. The General Securities Representative Qualification Exam, otherwise known as the Series 7 exam, is administered by the FINRA. In order to take this test, you will need to have already passed the SIE, or the Securities Industry Essentials exam. In addition, you will need to be sponsored by a FINRA member firm. This exam shows your abilities as a general securities representative and allows you to move into a more functional role in your firm. Read on to learn more about the test review opportunities that can help you get the most out of the time you have before your exam.
What kind of topics are covered in New York City Series 7 exam prep?
The Series 7 test consists of 125 multiple-choice questions, which you have just under four hours to respond to. There are four sections, each focusing on a different job function: Seeks Business for the Broker-Dealer from Customers and Potential Customers; Obtains and Verifies Customers' Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions; Provides Customers with Information about Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records; and Opens Accounts after Obtaining and Evaluating Customers' Financial Profile and Investment Objectives.
This exam serves as a thorough assessment of the skills you will need in order to be successful in an entry-level general securities broker position. With the support of New York City Series 7 exam prep, you can work to build your readiness for this comprehensive test. You can sign up for an online course for comprehensive review or study with a personal instructor to focus on whichever of these job functions you need the most assistance in understanding.
What are the advantages of the different types of New York City Series 7 exam prep?
Varsity Tutors can help you with two types of Series 7 exam review: one-on-one private instruction and a New York City Series 7 exam prep class. There are advantages with each service, and you can opt to combine the two if you'd rather. Regardless of your choice, you will learn from a reputable instructor who understands the obstacles you face on this test. Let's explore the advantages of each type of test prep.
If you are interested in a collaborative learning environment, you can sign up for new class sections every month. Classes are held entirely online, where you can see, hear, and speak to your classmates and instructor using the video chat feature of our Live Learning Platform. You can participate in engaging group discussions that revolve around different aspects of the test. The virtual whiteboard allows you and your classmates to engage in collaborative study, which can help you to build a stronger grasp of trade executions, stockholder rights, and margin issues, among other concepts.
If you prefer studying in a one-on-one setting, we can connect you with an excellent New York City Series 7 exam tutor who can work alongside you as you review the topics you find the most challenging. A private instructor can take the time to get to know your strengths, areas of opportunity, testing and professional goals, interests, and other factors that affect what and how you study. Your mentor can tailor your study plan to focus solely on the aspects of the exam in which you have the most room to improve. They can incorporate personalized materials and custom activities that appeal to your interests as well as to your learning personality. Your mentor can introduce you to test-taking strategies that can help you manage your time during the exam. Private instruction is a convenient and flexible option, allowing you to study alongside your mentor online through our Live Learning Platform or in person at a place of your choosing.
How can I get set up with top-notch New York Series 7 exam preparation?
We make it simple to start expert-led New York Series 7 exam prep that can take your study efforts to a new level. You'll want to put your best foot forward on the day of this exam, so it is crucial to take the time to review for it. Our educational consultants can give you a hand in determining which option is ideal for your unique learning needs. Whether you'd like to enroll in an online class or study with a personal mentor, the educational consultants at Varsity Tutors can help you get started. Contact us today.

Porscha: New York Series 7 test prep instructor
...as a resource specialist as well as in Montessori settings as well. I have worked with many students who are classified ELL/ESL. I also have about 15 years experience with all forms of learning disabilities, especially students with ADD/ADHD and Autism. I can work however with anyone who feels like they need something alternative to a traditional learning setting. Learning with me will be fun and productive. I am a phenomenal guide for boosting your...
Education & Certification
- Georgia State University - Bachelor of Science, Psychology
- Loyola Marymount University - Master of Arts, Special Education
Subject Expertise
- Series 7
- ACT Science
- Graduate Level Biology
- CLEP College Composition
- +491 subjects

Michael: New York Series 7 test prep instructor
...usage, pricing and use in a strategy either for profit or hedging. Also, technical and quantitative analysis such as understanding graphing and more advanced tools such as moving averages, stochastic and market profile. Also, I can impart a trader's mentality outlook, having been a trader in several asset classes. My areas of expertise are the energy complex, crude and heating oil, RBOB gasoline, natural gas in both physical and futures and options. My energy knowledge...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- Series 7
- Series 55
- Painting
- Finance
- +14 subjects

Hiba: New York Series 7 test prep instructor
I am a creative and analytical professional working as a product manager. I graduated from Princeton University's School of Architecture, where I also served as a four year consultant ant tutor at the McGraw Center for Learning and Teaching where I helped students across a plethora of subject matter and organization management. I've been tutoring middle school and high school students since 2012, with specialities in the college process, ACT prep, and intermediate subjects.
Education & Certification
- Princeton University - Bachelor in Arts, Architecture
Subject Expertise
- Series 7
- High School Level American History
- High School Political Science
- SAT Subject Test in Mathematics Level 2
- +50 subjects

Mary: New York Series 7 test prep instructor
...largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced,...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 7
- Statistics
- Professional Certifications
- Series 11
- +95 subjects

Shahe: New York Series 7 test prep instructor
I am a licensed Financial Professional with a Bachelor of Arts Degree in Economics. Using the knowledge I have obtained in academia as a scholar in addition to my real-world experiences over the last 25 years as a professional, I give students the extra boost they need in order to achieve their academic goals. I am also a pianist. The areas I can help are in reading, writing, essays, presentation skills, elementary math and music/piano.
Education & Certification
- University of Rhode Island - Bachelor of Economics, Economics
Subject Expertise
- Series 7
- College Economics
- COMPASS Reading
- Middle School Reading Comprehension
- +39 subjects

Natalie: New York Series 7 test prep instructor
...gratifying and fulfilling as a banking professional, however I'd like to have my own practice and brokerage firm one day. After having graduated Seton Hall, my varied experience has offered insight across the spectrum of financial advising, mortgage lending and real estate matters. On my free time I like to go cycling, volunteer locally and enjoy keeping up with the latest fashion trends and home decor. I also am part of a roller hockey league...
Education & Certification
- Seton Hall University - Bachelor in Arts, Political Science and Government
Subject Expertise
- Series 7
- Earth Science
- SAT Reading
- Psychology
- +151 subjects

Harrison: New York Series 7 test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Economics
- Macroeconomics
- +20 subjects

Aida: New York Series 7 test prep instructor
...Life/Health Insurance. I know how to learn effectively and efficiently. I built a financial company which provides one-stop wealth management advisory services. Many years of advisory sales and management services have made me an effective communicator. Tutoring fulfills my passion of sharing my years of experiences and offering guidance to students. I am a visual learning and tutoring using illustrations and examples to improve the recall of information and concepts. I have hosted and participated...
Education & Certification
- Wuhan University - Bachelor of Science, Computer and Information Sciences, General
- Wuhan University - Doctor of Philosophy, Management Information Systems
Subject Expertise
- Series 7
- Series 66
- Series 63
- Insurance License
- +6 subjects

Peter: New York Series 7 test prep instructor
...taught undergraduate accounting and finance courses. I like helping students as the memory of struggling through a class is still fresh with me. Tutoring gives me the opportunity to reduce or eliminate that same feeling a student may have. As a college professor my approach has been to "be the professor I wish I had." More specifically, a professor who not only knows the material but is able to present it in a memorable way....
Education & Certification
- Hofstra University - Bachelor in Business Administration, Finance
- Long Island University-C W Post Campus - Masters in Business Administration, Finance
Subject Expertise
- Series 7
- Series 9
- Series 82
- ChFC - Chartered Financial Consultant
- +17 subjects

David: New York Series 7 test prep instructor
I am an innovative and analytical professional with an extensive product management and business strategy consultation background focused on driving client services and business development. My experience is diverse and encompassed training and facilitation, strategy, financial management, financial planning, product management, project and program leadership. I have served not only as a trainer in the corporate structure but also as a financial educator and a tutor for peers as well as young children. My background...
Education & Certification
- Clark Atlanta University - Bachelor in Arts, Business Administration and Management
- CUNY Bernard M Baruch College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- High School Business
- College Accounting
- High School Economics
- +14 subjects
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 7
- Series 10
- Other
- Series 4
- +4 subjects

John: New York Series 7 test prep instructor
...have a BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- Series 7
- Series 10
- High School Economics
- Series 72
- +36 subjects

Gregory: New York Series 7 test prep instructor
I studied economics at Wesleyan University and Financial Mathematics at The University of Chicago (Masters Degree.) I have 20 years experience using complex concepts in finance (stats, linear algebra, calculus) at JPMorgan and UBS. I teach stats, finance and programing in a user friendly way. I don't repeat the dry methods of text books. MATLAB is my main scripting language; I also use R and SPSS. I enjoy math and science, and I tutor my...
Education & Certification
- Wesleyan University - Bachelor in Arts, Economics
- University of Chicago - Master of Science, Financial Mathematics
Subject Expertise
- Series 7
- Elementary School Math
- AP Calculus BC
- Other
- +48 subjects

Christopher : New York Series 7 test prep instructor
My name is Chris. I'm 25 years old and work in investment banking. I enjoy learning about and teaching all things related to business and history. Other than banking and tutoring, I'm also working on three startups as either a co-founder or leading business development. I also have my Series 7, 63 and 79 I like to take complex ideas and break them down with more simple terminology and application to real world scenarios.
Education & Certification
- The University of Alabama - Bachelor in Business Administration, Finance
Subject Expertise
- Series 7
- Algebra
- American Literature
- Marketing
- +68 subjects

Amanda: New York Series 7 test prep instructor
...the US, but my family moved to Beijing, China when I was 7. We moved back to the US when I was 14 to attend high school. For college, I graduated with Honours from the University of Edinburgh in Scotland with a Masters in Economics. I then worked in Hong Kong for 1 year at an Economic policy think tank, before moving back to England to work as an auditor. In my spare time, I...
Education & Certification
- University of Edinburgh - Bachelor in Arts, Economics
- Univeristy of Edinburgh - Master of Arts, Economics
Subject Expertise
- Series 7
- Algebra
- Middle School Reading
- Mandarin Chinese 2
- +42 subjects

Nikhil: New York Series 7 test prep instructor
...Along with economics, these are my favorite subjects to tutor because they involve concrete answers deeply rooted in logic. As a tutor, I strive to help students better understand complex problems and develop problem-solving skills. This mindset is obviously crucial for tests, but it also helps students develop analytical techniques that can benefit them in innumerable ways. Outside academics, I enjoy reading about current affairs, weight lifting, and of course, watching Netflix.
Education & Certification
- New York University - Current Undergrad, Mathematics
Subject Expertise
- Series 7
- Calculus
- German 1
- SAT Reading
- +88 subjects

Nelly Fleur: New York Series 7 test prep instructor
...the roots of each problem in students so that I can add more values and take off hindrances to their development. From the fact that each person is unique, I individually customize my teaching methods as I get to know the student and create an atmosphere of collaboration to instigate their commitment. I am very tolerant and will take the time that is necessary to completely understand the material. I am also very friendly and...
Education & Certification
- Bloomfield College - Bachelors, Finance/Mathematics
Subject Expertise
- Series 7
- Pre-Calculus
- Calculus 2
- SAT Math
- +62 subjects

Seidah: New York Series 7 test prep instructor
I love numbers and the story they tell. I have a bachelor's degree in accounting and have been running my own bookkeeping business for 13 months now. My first tutoring experience was last year when a friend of mine needed help. I realized as I was tutoring her that I enjoyed helping her understand a subject I enjoy and wanted to help others.
Education & Certification
- Monroe College-Main Campus - Bachelor in Business Administration, Accounting
- University of Phoenix-Austin Campus - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 7
- Marketing
- College Economics
- Productivity
- +71 subjects

Sebastian: New York Series 7 test prep instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- Series 7
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Stock Trading 101: Investing Basics
- +14 subjects

Vivian: New York Series 7 test prep instructor
...clients. I conduct both one-on-one and group tutoring lessons focusing on reading, writing, and speaking, with a particular focus on business vocabulary for my corporate clients. I also impart knowledge on Chinese and Japanese cultural norms and practices as an integral part of my lessons. I am fascinated by everything I have learned of Chinese and Japanese language and culture and I would love the opportunity to share my knowledge and enthusiasm with the students....
Education & Certification
- CUNY Hunter College - Bachelor in Arts, Chinese Studies
Subject Expertise
- Series 7
- Chemical Engineering
- Middle School
- ACT
- +66 subjects