Varsity Tutors can connect you with Series 9 prep training options that can help you remain focused and motivated as you work to reach for your goals. You can choose to enroll in private Series 9 prep tutoring, a course, or a combination of the two. When you let us connect you with a personal mentor, you can explore the content and expectations of the exam as thoroughly as you need. Alternatively, you can enroll in a comprehensive online course alongside a group of your peers while a qualified teacher offers advice and suggestions.
The Series 9 is one of two General Securities Sales Supervisor Qualification Exams, the other being Series 10. The Series 9 is designed to analyze your grasp of the key concepts and skills that you will need in order to perform in the role of a general securities sales supervisor. There are four major focuses on the Series 9: Supervise the Opening and Maintenance of Customer Options Accounts, Supervise Sales Practices and General Options Trading Activities, Supervise Options Communications, and Supervise Associated Persons and Personnel Management Activities. Before you can take this exam, you will need to be sponsored by a FINRA member firm, as well as have passed the SIE and Series 7 exams.
What kind of benefits can I receive from the Series 9 prep training options available to me?
If you opt for an online Series 9 prep course, you can work alongside your classmates as your expert instructor explores everything related to the exam. Unlike other products on the market, our classes offer live, real-time instruction rather than pre-recorded lessons. Your teacher doesn't have to follow a strict curriculum. Instead, they can make adjustments to their overall lesson plan based on what your entire class is comfortable with. For example, if you and your peers are comfortable with the FINRA rules that you need to know the test, your instructor can pivot to the impact of options assignments. They can even provide in-class assignments to facilitate collaboration with your peers. Your instructor can even set aside time to work with you independently after lessons.
A Series 9 prep tutor can offer a completely custom test review experience that revolves around you. They can assess your skills, strengths, and weaknesses to put together a study plan that can cater to your goals. We can find you a mentor who can go over concepts at a pace that is conducive to your learning tendencies, whether you prefer information when it's presented visually, aurally, or through activity.
Whether you choose classes or private tutoring, you can receive high-quality instruction that can take your studies to a new level. When you work with a teacher, you can practice taking exams. This can help you feel more comfortable with the format, rules, types of questions, and other factors of the exam.
How can I find the time to fit online Series 9 prep into my life?
At Varsity Tutors, we understand how busy your life can be. We do everything we can to make it easy for you to get the preparation you need to put your best foot forward on the exam. When you choose to enroll in a Series 9 prep class, your classes take place online using a virtual classroom environment. You don't have to stress about getting caught in traffic as you fight to get to a specific location when you can just log onto your computer to participate in real-time instruction from an expert Series 9 prep teacher.
On the other hand, when you let us find you a capable Series 9 prep tutor for you, you can receive just as much convenience. We work hard to ensure that you are connected with someone who has the availability and skills you need to make progress towards your educational and professional goals. We can even enable your choice of in-person and online instruction. Online Series 9 prep tutoring is done over our Live Learning Platform. This proprietary platform contains a variety of handy features that can improve the efficacy of your lessons. For instance, you can video chat with your instructor as they lead you through lessons on due diligence requirements and the Anti-Money Laundering Compliance Program. Every study session is automatically recorded and stored on the platform, where you can always access their advice.
Can I sign up for online Series 9 prep today?
If you'd like to enlist the support of an expert who can guide you through the material covered on the Series 9, reach out to Varsity Tutors right away. Our educational consultants are standing by to answer any questions you have about how you can benefit from learning from a skilled Series 9 prep tutor. You can rely on us to enroll you in private education or test prep courses that can fit into your life.
Edward: Henderson Series 9 test prep instructor
...the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both at the youth and high school levels. I love music and am an active member of 2 bands.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- Series 9
- Series 63
- Series 26
- Series 79
- +26 subjects
Brian: Henderson Series 9 test prep instructor
...am a firm proponent of higher education as well as career connected training, believing each one respectively is necessary for an improved quality of life depending on the personality of the student. I try to impart this perspective with students or working professionals as it tends to really boost confidence, progress, and choice for the individual. In my spare time, I enjoy reading, studying Scripture, being active with my kids, exercising, and traveling.
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- Series 9
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +22 subjects
Heath: Henderson Series 9 test prep instructor
...I have also completed the Certified Financial Planner coursework. I tutor the FINRA Series exams mentioned above, personal finance and writing. My teaching philosophy is that anyone can achieve great things through hard work and dedication. The best students ask for help when they don't understand something. I like to relate the content to real life situations for students to really drive concepts home. Throughout my time tutoring I have helped many people pass exams...
Education & Certification
- Texas A & M University-College Station - Bachelor of Science, Economics
Subject Expertise
- Series 9
- CFP
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +22 subjects
Michael: Henderson Series 9 test prep instructor
...pass it on to others. That is what brought me to earn my PhD and my flight instructor certificate, allowing me to teach various areas in finance, such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my career to move out of in-house financial services firms and focus completely on teaching. The way I prefer to teach and tutor is to work with the student, not...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- Series 9
- FINRA - Financial Industry Regulatory Authority
- Series 7
- SIE
- +16 subjects
Andrea: Henderson Series 9 test prep instructor
...teaching and fostering academic growth, I am dedicated to helping students achieve their educational and professional goals. My approach is patient, adaptive, and goal-oriented, ensuring that each student receives personalized support that aligns with their learning style and needs. Outside of my day job and my commitment to helping others learn, I enjoy spending my time with my family and two dogs. We love all things outdoors whether it's hiking, walking, stargazing, grilling, or spending the...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- Series 9
- Series 66
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- +57 subjects
Daniel: Henderson Series 9 test prep instructor
I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 9
- Series 63
- Series 24
- Series 4
- +4 subjects
Hal: Henderson Series 9 test prep instructor
...Public Accountant, Certified Financial Planner, Certified Trust and Investment Advisor, Regulation 144 Specialist, Retirement Planning Specialist, Certified Senior Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed my securities licensing exams, I took the Securities Industry Essentials Exam (SIE), and retook the Uniform Investment Adviser Law Exam (Series 65), and the National Commodities Futures Exam (Series 3), passing each on...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 9
- Series 27
- Real Estate License - New York
- Series 7 - General Securities Representative Exam (Stockbroker)
- +171 subjects
Nhan: Henderson Series 9 test prep instructor
...in Finance and Economics from Ohio University. Currently I am in another Master program, this one is for Accountancy, specialized in Auditing. I am expected to finish my second Master in Fall of 2019, and I will start my Doctorate program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 9
- CPA
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +78 subjects
Monica: Henderson Series 9 test prep instructor
...years of experience in tutoring subjects related to securities licenses, including the SIE, Series 7, and Series 66. My approach centers on translating complex concepts into relatable, real-world scenarios, ensuring students grasp not just the material but also the strategies behind successful test-taking. I believe in fostering a supportive learning environment where students feel empowered to ask questions and explore the intricacies of wealth management. My extensive background in the financial services industry (over 20...
Education & Certification
- Strayer College - Master's/Graduate, Business
Subject Expertise
- Series 9
- Series 6
- Series 63
- Series 99
- +14 subjects
Aimee: Henderson Series 9 test prep instructor
...rural Alaska - a.k.a. the "Bush" and used to live in the community where the TV show "The Alaskan Bush People" was filmed! I love helping all students learn, no matter their level, and helping them set their own goals to grow long after they work with me. I am a positive teacher and believe that everyone can make progress with support and a desire to learn. I have worked with every age group from...
Education & Certification
- George Fox University - Bachelor in Arts, Music Theory and Composition
- Willamette University - Master of Arts Teaching, Special Education
Subject Expertise
- Series 9
- PRAXIS
- CSET - California Subject Examinations for Teachers
- CPA
- +146 subjects
Michael: Henderson Series 9 test prep instructor
...provide insights and tips that go beyond standard study materials. Proven Strategies: Learn the most effective test-taking strategies and techniques to tackle challenging questions and manage exam stress. Interactive Sessions: Engage in dynamic, interactive sessions that make complex concepts easier to grasp and retain. Support and Accountability: Benefit from continuous support and motivation, with regular check-ins to track your progress and address any concerns. Invest in your future with expert tutoring that helps you achieve...
Education & Certification
- University of Central Florida - Bachelor in Arts, Communication, General
Subject Expertise
- Series 9
- Series 24
- CFP
- Series 7
- +12 subjects
David: Henderson Series 9 test prep instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 9
- Series 6
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- +16 subjects
Danny: Henderson Series 9 test prep instructor
...also have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will set you up to the best of my abilities for test day and make sure you have given 100% to get there. I love to play golf and I love all sports. I'm a family man, and they always come first. I'm not going to pull any punches, and I'm going to...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- Series 9
- Series 63
- Series 7
- Series 86
- +11 subjects
Frank: Henderson Series 9 test prep instructor
I love to teach finance/business/math. I'm happy to share how key concepts and tools are applied in practice, and how they are connected with each other.
Education & Certification
- Shandong Finance Institute - Bachelor in Arts, Marketing
- The Texas AM University System Office - Master of Science, Finance
Subject Expertise
- Series 9
- CFA
- Series 10
- Series 63
- +22 subjects