Varsity Tutors can set you up for Series 99 test preparation classes that give you a personalized one on one experience. Unlike the classroom, custom Series 99 classes are all about you and your individual needs. You don't have to spend time in your individual Series 99 prep course on areas that you already know well, and you can learn about the topics you need to know better in more efficient ways. Contact our Educational Directors to find out more about how Series 99 test prep can give you the exact instruction you need or keep on reading below.
When you sit for the Operations Professional Exam, you'll have to recall and apply a lot of information. One on one Series 99 prep focuses on helping you do just that. Whether you need to get a better understanding of client management, reporting transactions, staying compliant with regulations, or other aspects of working in operations for your sponsoring firm, Series 99 courses can accommodate you. If you don't have a good idea of where you should spend your time studying, your Series 99 test prep instructor is ready to perform an assessment of your strengths and knowledge gaps. Using this information, your Series 99 course can be customized to ensure you're always making progress towards your goal of certification.
There are two major job functions covered on the Operations Professional Exam. The following table gives you an idea of what you can work on during Series 99 prep sessions:
Series 99 Exam Breakdown
|Major Job Functions||Percentage of Exam||Number of Questions|
|Knowledge Associated with the Securities Industry and Broker-Dealer Operations||70%||352|
|Professional Conduct and Ethical Considerations||30%||15|
There's a lot of information you'll need to know and apply to be successful on the test, and Series 99 tutors know how to help you keep these topics at the front of your mind on exam day. Your Series 99 preparation instructor can teach concepts to you using an approach that meshes with your primary learning style, whether that means discussing the intricacies of securities transfers, diagramming them for you, or providing explanations as you work through practice problems.
Series 99 tutoring isn't only about the concepts about the exam, though. You'll also learn test-taking strategies during Series 99 prep that you can use to reach for your goal score. You have 90 minutes to work through all 50 problems, so time management skills are necessary to ensure you complete the exam. Since the test is multiple-choice, your Series 99 test prep instructor can share techniques for limiting the possibilities of which answer is correct on tough problems. If you experience test anxiety, your Series 99 prep instructor can help you build strategies to stay calm and focused.
At Varsity Tutors, we want your Series 99 class to be easy to attend. We work to find you a Series 99 test prep instructor who can meet at a time that fits into your schedule. We also provide online tools so you can meet with your private Series 99 prep instructor for face to face sessions in a virtual classroom.
If you're ready to get started with personalized Series 99 test prep, contact Varsity Tutors today.
Warren: Series 99 test prep instructor
I have enjoyed and prospered for 40 years in the security industry. If I can help another person have the same success then I have truly accomplished something. I attended the University of Illinois but my life education is from experience running brokerage and registered in vestment advisory firms. My approach to training starts with an understanding of the individuals needs from there we can structure an approach around the unique needs of each individual.
Education & Certification
- college off financial planning - Associate in Arts, Financial Planning
- Series 99
- Series 63
- Series 79
- Series 86
- +17 subjects
Hal: Series 99 test prep instructor
...of teaching experience at the college and university level in addition to having served as a national educator in investments for a Fortune 20 firm. My background includes having been licensed as a Certified Public Accountant, Certified Financial Planner, Certified Trust and Investment Advisor, Regulation 144 Specialist, Retirement Planning Specialist, Certified Senior Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally...
Mary: Series 99 test prep instructor
...training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the...