If you're looking for Series 10 prep training, don't hesitate to reach out to Varsity Tutors to find options that can support you as you work to prepare for your exam. One option is to let us match you with a certified Series 10 prep tutor who can accommodate your unique learning and scheduling requirements. Alternatively, we can enroll you in quality online Series 10 prep courses led by skilled teachers who can support you as you work to build your skills. For extra preparation, you can combine the two options as well.
Series 10 is one of the two exams that make up the General Securities Sales Supervisor Qualification Exams. Along with Series 9, this exam measures your knowledge of the primary job functions of a general securities sales supervisor. You will also need to pass the Securities Industry Essentials (SIE) Exam and Series 7.
Series 10 is split into four primary functions: Supervise Communications with the Public, Supervise Sales Practices and General Trading Activities, Supervise the Opening and Maintenance of Customer Accounts, and Supervise Associated Persons and Personnel Management Activities. There are 145 multiple-choice questions in total. Please continue reading to learn more about how we can help you find the kind of online Series 10 prep that can make a difference.
What are the advantages of the different types of online Series 10 prep I can choose from?
If you pick a Series 10 prep class, you'll meet with an expert teacher either alongside your peers or in a one-on-one setting where you can explore the exam thoroughly. If you're comfortable with the Securities Exchange Act of 1943, your instructor can change focus to another concept to ensure that your sessions remain engaging. If you opt to take classes alongside others who share your goals, your mentor can create in-class activities and assignments that encourage collaborative learning. This can be invaluable, particularly as your peers may be able to offer a fresh look that can make it easier to understand private security transactions and non-cash compensation.
Alternatively, you can choose to work with a skilled Series 10 prep tutor in a personalized environment. We can connect you with an expert who can create a custom-tailored lesson plan that is built around your strengths, weaknesses, and goals. They can lead you through this lesson plan at a pace that works for you, whether you need a detailed review of appropriate documentation or a brief recap of the FINRA By-Laws that you need to be aware of. When you let us set you up with a Series 10 prep tutor, you can receive a unique approach that can appeal to your learning tendencies. For instance, a visual learner can use color-coded flashcards to memorize FINRA procedures and MSRB rules while an auditory student would benefit more from a comprehensive discussion on the topic.
Regardless of your preference, you can receive the same high-quality instruction with either option. Your instructor can even administer practice tests to help you become more familiar with the concepts, format, and expectations of the exam. This can also allow your mentor to identify areas that you could use some extra guidance in.
How can I find the time to study with a Series 10 prep teacher?
It may seem challenging to find an instructor who can work with you around your busy schedule. All of the courses we enroll you in are conducted via a virtual classroom that you can access from any location with a stable internet connection. Whether you're interested in one-on-one classes or group lessons, we can help you sign up for exam prep classes that can fit into your life with ease.
If you would prefer to work in a private setting, we can find Series 10 prep tutoring that can accommodate your schedule. We make it easy to meet with your instructor, whether you'd like to study online or in person. Online instruction is done over our Live Learning Platform, which is a virtual environment with a range of quality features.
Using video chat, you can communicate with your mentor face-to-face as they lead you through lectures on the bank/broker-dealer regulatory requirements. There is a digital whiteboard, where they can display crucial information about opening customer accounts. In fact, our Live Learning Platform automatically records your lessons and stores them in a virtual library. Over time, you can build a collection of handy videos that you can access whenever you need to review your mentor's advice.
Can I sign up for Series 10 prep training right now?
If you'd like to work with a professional, don't hesitate to reach out to Varsity Tutors online or by phone. Our educational consultants can answer any questions you have about how you can benefit from Series 10 prep tutoring or online courses. This kind of investment in your academic and professional future can have a solid impact on your progress.
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 10
- Series 9
- Series 24
- Series 7
- +4 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 10
- Series 6
- SIE
- Series 66
- +16 subjects

Angelo: Sunrise Manor Series 10 test prep instructor
I love helping students in topics related to math, to finance (public and private equity) and to engineering. I believe that if I can't explain concept, then I don't understand it. By that same token, if a student can't explain a concept back to me, then they don't understand it even if they say they do. I believe in getting to know all students, as their background is intricately connected with how they learn.
Education & Certification
- University of Florida - Master of Science, Electrical Engineering
- University of Pennsylvania - Masters in Business Administration, Business Administration and Management
- university of chicago - Master's/Graduate, ma
Subject Expertise
- Series 10
- TExES - Texas Examinations of Educator Standards
- AU-M - Associate in Commercial Underwriting-Management
- NCLEX
- +325 subjects

Brian: Sunrise Manor Series 10 test prep instructor
...two top 5 US Banks and one top 5 US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US, Europe, Central and South America, and some of the Middle East (while in the military). Either professionally or as a personal interest I have tutored, mentored, and coached young and experienced adults in select academic topics, select professional exam pre test materials, soft skills, technical skill...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- Series 10
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +22 subjects

Michael: Sunrise Manor Series 10 test prep instructor
...I strive to build not just understanding but also confidence in my students. Seeing my students achieve their goals and succeed in their exams is incredibly rewarding. I am dedicated to providing the support, guidance, and strategies needed to help each student reach their full potential. Together, we can make your path to certification a successful and enjoyable experience. Why Choose My Tutoring Services? Customized Help: I assess your strengths and weaknesses to create a...
Education & Certification
- University of Central Florida - Bachelor in Arts, Communication, General
Subject Expertise
- Series 10
- SIE
- Series 7
- Series 65
- +12 subjects

Brian: Sunrise Manor Series 10 test prep instructor
I have a BS in finance and economics, I worked as a financial analyst and investment specialist for a brokerage firm. I abruptly changed direction and joined the military where I spent close to a decade serving in the United States Army Special Forces. I approach tutoring with a "no quit" attitude as I have done with many things in my life. Together we will make it happen!
Education & Certification
- Johnson Wales University-Providence - Bachelor in Arts, Finance
Subject Expertise
- Series 10
- Series 7
- Series 66
- PMP
- +18 subjects

Michael: Sunrise Manor Series 10 test prep instructor
...in finance, such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my career to move out of in-house financial services firms and focus completely on teaching. The way I prefer to teach and tutor is to work with the student, not lecture them. I try to find their strengths and weaknesses, the focus on increasing their strengths and improving on their weaknesses. I also find various...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- Series 10
- Exam IFM - Investment and Financial Markets
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +16 subjects

Nhan: Sunrise Manor Series 10 test prep instructor
...to finish my second Master in Fall of 2019, and I will start my Doctorate program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a thorough and rational approach to learning, where individual problem can be tackle using all available resources. By identify what works for each student, I will...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 10
- Series 66
- Insurance License
- Series 7
- +78 subjects

Andrea: Sunrise Manor Series 10 test prep instructor
...each student receives personalized support that aligns with their learning style and needs. Outside of my day job and my commitment to helping others learn, I enjoy spending my time with my family and two dogs. We love all things outdoors whether it's hiking, walking, stargazing, grilling, or spending the day at the park. I also enjoy listening to and singing along to music, although not everyone around me finds that part as enjoyable. My...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- Series 10
- Series 24
- SIE
- Series 66
- +56 subjects
Education & Certification
- Shandong Finance Institute - Bachelor in Arts, Marketing
- The Texas AM University System Office - Master of Science, Finance
Subject Expertise
- Series 10
- Series 63
- Series 7
- Series 9
- +22 subjects