Varsity Tutors can set you up with Series 23 prep that can help you prepare for the exam. In Series 23 prep, you will receive resources and instruction designed to help you study effectively. Series 23 test prep can be a tremendous resource for your Series 23 exam preparation.
The Series 23 exam, also known as the General Securities Principal Qualification Examination-Sales Supervisor Module, tests your ability to do the job of a general securities sales supervisor. Series 23 test prep can augment your study time by helping you understand the content and layout of the exam. Below is a table detailing the focus of each section on the exam:
|Series 23 Exam Section||Focus||# Questions|
|Function 1||Supervision of Investment Banking, Underwriting Activities, and Research||6|
|Function 2||Supervision of Trading and Market Making Activities||26|
|Function 3||Supervision of Brokerage Office Operations||12|
|Function 4||Sales Supervision and General Supervision of Employees||28|
|Function 5||Compliance with Financial Responsibility Rules||28|
Your Series 23 class will take place online. Through our Live Learning Platform, you can meet with your instructor to prepare for this exam. Because each Series 23 course takes place online, you do not have to worry about commuting to your sessions. This allows you to attend Series 23 preparation from anywhere with an internet connection, and it makes your study time more convenient.
Your Series 23 test preparation takes place in a one-on-one environment. Because you are the only student in your sessions, Series 23 classes are based around your particular needs. The instructor for your Series 23 prep can assess your abilities, consider your goals, and present materials according to your learning style. Series 23 courses are able to adapt to your particular learning style, which means that you learn information in ways that will help you to remember it as efficiently as possible. Additionally, Series 23 tutors are able to give you feedback throughout your time together, and that can help you build confidence and good habits. During your time in a Series 23 course, you can work through practice questions to familiarize yourself with the sorts of material on the exam. Below is an example of the type of sample question you could work through during your Series 23 test preparation:
Series 23 Sample Question
- In determining whether to approve a change from the exempt status of a member firm under SEC Rule 15c3-3, FINRA considers each of the following except:
- the type of business the firm conducts.
- the amount of the firm's errors and omissions insurance coverage.
- the firm's current financial condition.
- the firm's procedures for safeguarding customer assets.
Series 23 test prep is also an opportunity to develop an effective study plan. You can break your study goals into manageable units,which allows you to see your progress and study efficiently. An effective study plan is a way that your Series 23 prep can help you approach the exam with confidence.
Additionally, during your Series 23 test prep, you can devise test-taking strategies. You and the instructor for your Series 23 class can focus these strategies on the specific demands of the exam. Using these test-taking strategies can help you to use your time in the most effective manner possible during the exam. Also, approaching the test with strategies can increase your confidence as you get ready to take the exam.
Series 23 tutoring found for you by Varsity Tutors is an opportunity for you to make the most of your study time. As you work toward becoming a general securities sales supervisor, Series 23 test prep can offer you resources and instruction geared toward this exam. Educational Directors are available online and over the phone to answer questions and to help you register.
Ramona: Series 23 test prep instructor
...Associate degree in Computer Science from Florida State College at Jacksonville, a Bachelors degree in Business Administration from University of North Florida and a Masters in Finance from Patten University. I am a certified project manager and a certified scrum master. I am a financial representative licensed to sell life insurance, stocks, bonds, mutual funds, and variable annuities. I have tutor children from the age of 4 to adults in both reading, math, and finance....
Education & Certification
- Series 23
- Certified ScrumMaster
- Study Skills
- Middle School Reading Comprehension
- +14 subjects