Varsity Tutors can set you up with Series 23 prep that can help you prepare for the exam. In Series 23 prep, you will receive resources and instruction designed to help you study effectively. Series 23 test prep can be a tremendous resource for your Series 23 exam preparation.
The Series 23 exam, also known as the General Securities Principal Qualification Examination-Sales Supervisor Module, tests your ability to do the job of a general securities sales supervisor. Series 23 test prep can augment your study time by helping you understand the content and layout of the exam. Below is a table detailing the focus of each section on the exam:
|Series 23 Exam Section||Focus||# Questions|
|Function 1||Supervision of Investment Banking, Underwriting Activities, and Research||6|
|Function 2||Supervision of Trading and Market Making Activities||26|
|Function 3||Supervision of Brokerage Office Operations||12|
|Function 4||Sales Supervision and General Supervision of Employees||28|
|Function 5||Compliance with Financial Responsibility Rules||28|
Your Series 23 class will take place online. Through our Live Learning Platform, you can meet with your instructor to prepare for this exam. Because each Series 23 course takes place online, you do not have to worry about commuting to your sessions. This allows you to attend Series 23 preparation from anywhere with an internet connection, and it makes your study time more convenient.
Your Series 23 test preparation takes place in a one-on-one environment. Because you are the only student in your sessions, Series 23 classes are based around your particular needs. The instructor for your Series 23 prep can assess your abilities, consider your goals, and present materials according to your learning style. Series 23 courses are able to adapt to your particular learning style, which means that you learn information in ways that will help you to remember it as efficiently as possible. Additionally, Series 23 tutors are able to give you feedback throughout your time together, and that can help you build confidence and good habits. During your time in a Series 23 course, you can work through practice questions to familiarize yourself with the sorts of material on the exam. Below is an example of the type of sample question you could work through during your Series 23 test preparation:
Series 23 Sample Question
- In determining whether to approve a change from the exempt status of a member firm under SEC Rule 15c3-3, FINRA considers each of the following except:
- the type of business the firm conducts.
- the amount of the firm's errors and omissions insurance coverage.
- the firm's current financial condition.
- the firm's procedures for safeguarding customer assets.
Series 23 test prep is also an opportunity to develop an effective study plan. You can break your study goals into manageable units,which allows you to see your progress and study efficiently. An effective study plan is a way that your Series 23 prep can help you approach the exam with confidence.
Additionally, during your Series 23 test prep, you can devise test-taking strategies. You and the instructor for your Series 23 class can focus these strategies on the specific demands of the exam. Using these test-taking strategies can help you to use your time in the most effective manner possible during the exam. Also, approaching the test with strategies can increase your confidence as you get ready to take the exam.
Series 23 tutoring found for you by Varsity Tutors is an opportunity for you to make the most of your study time. As you work toward becoming a general securities sales supervisor, Series 23 test prep can offer you resources and instruction geared toward this exam. Educational Directors are available online and over the phone to answer questions and to help you register.
Victoria: Series 23 test prep instructor
...While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a...
Education & Certification
- Series 23
- Exam IFM - Investment and Financial Markets
- Series 7 - General Securities Representative Exam (Stockbroker)
- +35 subjects
Mary: Series 23 test prep instructor
...would be a rigorous and unique learning experience to set a foundation for our respective quantitative trading roles. I became a market maker, providing liquidity to the public orders, a specialist, keeping an orderly book of all public orders, and floor manager, overseeing the daily operations. The environment was dynamic, highly demanding, requiring laser focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving...
Ramona: Series 23 test prep instructor
...subject to teach is reading because it opens up a whole new world to the student. I also like to teach finance because we earn money and spend money, but we don't really know how to manage it and make it work for us. I enjoy reading, spending time at the beach or near water and traveling My goal is to visit all 50 states. Currently I have visited 32. My teaching philosophy is that...
Derrick: Series 23 test prep instructor
...received my Master's degree in Finance with a specialization in Accounting. I have worked extensively in the banking and finance industry. I currently work for a private equity real estate firm as a registered representative. I currently have my series 22 and series 63 registration. My teaching philosophy is centered around the student. I believe in a personalized approach to learning. I currently focus on tutoring finance, history, Series 22, and Series 63 exam preparation.
Education & Certification
- University of Arizona - Bachelor in Arts, Political Science and Government
- Colorado State University - Masters in Business Administration, Finance
- Series 23
- Series 63
- Professional Certifications
- +7 subjects