Varsity Tutors can set you up with Series 23 prep that can help you prepare for the exam. In Series 23 prep, you will receive resources and instruction designed to help you study effectively. Series 23 test prep can be a tremendous resource for your Series 23 exam preparation.
The Series 23 exam, also known as the General Securities Principal Qualification Examination-Sales Supervisor Module, tests your ability to do the job of a general securities sales supervisor. Series 23 test prep can augment your study time by helping you understand the content and layout of the exam. Below is a table detailing the focus of each section on the exam:
| Series 23 Exam Section | Focus | # Questions |
| Function 1 | Supervision of Investment Banking, Underwriting Activities, and Research | 6 |
| Function 2 | Supervision of Trading and Market Making Activities | 26 |
| Function 3 | Supervision of Brokerage Office Operations | 12 |
| Function 4 | Sales Supervision and General Supervision of Employees | 28 |
| Function 5 | Compliance with Financial Responsibility Rules | 28 |
Your Series 23 class will take place online. Through our Live Learning Platform, you can meet with your instructor to prepare for this exam. Because each Series 23 course takes place online, you do not have to worry about commuting to your sessions. This allows you to attend Series 23 preparation from anywhere with an internet connection, and it makes your study time more convenient.
Your Series 23 test preparation takes place in a one-on-one environment. Because you are the only student in your sessions, Series 23 classes are based around your particular needs. The instructor for your Series 23 prep can assess your abilities, consider your goals, and present materials according to your learning style. Series 23 courses are able to adapt to your particular learning style, which means that you learn information in ways that will help you to remember it as efficiently as possible. Additionally, Series 23 tutors are able to give you feedback throughout your time together, and that can help you build confidence and good habits. During your time in a Series 23 course, you can work through practice questions to familiarize yourself with the sorts of material on the exam. Below is an example of the type of sample question you could work through during your Series 23 test preparation:
Series 23 Sample Question
- In determining whether to approve a change from the exempt status of a member firm under SEC Rule 15c3-3, FINRA considers each of the following except:
- the type of business the firm conducts.
- the amount of the firm's errors and omissions insurance coverage.
- the firm's current financial condition.
- the firm's procedures for safeguarding customer assets.
Series 23 test prep is also an opportunity to develop an effective study plan. You can break your study goals into manageable units,which allows you to see your progress and study efficiently. An effective study plan is a way that your Series 23 prep can help you approach the exam with confidence.
Additionally, during your Series 23 test prep, you can devise test-taking strategies. You and the instructor for your Series 23 class can focus these strategies on the specific demands of the exam. Using these test-taking strategies can help you to use your time in the most effective manner possible during the exam. Also, approaching the test with strategies can increase your confidence as you get ready to take the exam.
Series 23 tutoring found for you by Varsity Tutors is an opportunity for you to make the most of your study time. As you work toward becoming a general securities sales supervisor, Series 23 test prep can offer you resources and instruction geared toward this exam. Educational Directors are available online and over the phone to answer questions and to help you register.
Eduardo: Delaware County Series 23 test prep instructor
...a degree that has equipped me with a strong analytical foundation. With over 6 years of tutoring experience, both in-person and online, I specialize in Professional Certifications in Finance, sociology, political science, and Spanish, leveraging my fluency in both English and Spanish to connect with students from diverse backgrounds. My teaching philosophy centers on fostering a supportive and engaging learning environment, where I encourage critical thinking and curiosity. I am passionate about helping students achieve...
Education & Certification
- University of Central Florida - Bachelor in Arts, Political Science and Government
Subject Expertise
- Series 23
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 66
- +94 subjects
Ramona: Delaware County Series 23 test prep instructor
...the age of 4 to adults in both reading, math, and finance. My favorite subject to teach is reading because it opens up a whole new world to the student. I also like to teach finance because we earn money and spend money, but we don't really know how to manage it and make it work for us. I enjoy reading, spending time at the beach or near water and traveling My goal is to...
Education & Certification
- University of North Florida - Bachelor in Business Administration, Business Administration and Management
- Patten University - Masters in Business Administration, Finance
Subject Expertise
- Series 23
- Series 63
- Series 6
- PMP
- +16 subjects
Victoria: Delaware County Series 23 test prep instructor
...exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try to impart this appreciation to all of my students.
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 23
- Exam IFM - Investment and Financial Markets
- CFP
- Series 6
- +35 subjects
Derrick: Delaware County Series 23 test prep instructor
...Colorado State University. I received my Master's degree in Finance with a specialization in Accounting. I have worked extensively in the banking and finance industry. I currently work for a private equity real estate firm as a registered representative. I currently have my series 22 and series 63 registration. My teaching philosophy is centered around the student. I believe in a personalized approach to learning. I currently focus on tutoring finance, history, Series 22, and...
Education & Certification
- University of Arizona - Bachelor in Arts, Political Science and Government
- Colorado State University - Masters in Business Administration, Finance
Subject Expertise
- Series 23
- Series 22
- Series 63
- History
- +7 subjects
Sakshi: Delaware County Series 23 test prep instructor
...and engaging for my students. My teaching philosophy centers around fostering a collaborative and interactive learning environment, where I break down challenging topics using real-world examples and case-based learning. I believe in the power of personal finance education, helping students understand budgeting and investment to empower their decision-making. My passion for teaching is rooted in my love for learning and connecting with students, ensuring they not only grasp the material but also retain it for...
Education & Certification
- Queen's University - Masters in Business Administration, Business, General
Subject Expertise
- Series 23
- Series 32
- Series 52
- Series 14A - NYSE DMM Compliance Official Examination
- +498 subjects