It's possible to have an easier way to prep for the SIE when you enroll in a Chicago SIE course provided by Varsity Tutors. Prospective candidates need to pass the SIE or the Securities Industry Essentials test if they want to land entry-level positions with companies in the securities industry. Whether you're a student from the University of Chicago or Loyola University Chicago, this exam is a requirement you have to pass if you want to become a securities industry professional. With that in mind, it's important to choose a test prep course that can make your review experience more convenient so you can sustain your energy and motivation in studying for the exam. The SIE course provided by Varsity Tutors can be taken entirely online and can be the solution to your SIE test prep needs.
What are some of the topics a Chicago SIE prep course can cover?
Just like with any standardized test, it's a big plus if you have a clear idea of what types of questions are included in the test and how they are presented. In the SIE course, your instructor can give you a comprehensive review of the different parts of the SIE known as "Functions." There are four Functions that make up the exam and each has a corresponding weight on your total score. You need to answer a total of 75 multiple-choice questions and the passing score is 70 percent.
Function 1, Knowledge of Capital Markets, has 12 questions and makes up 16% of the exam. The questions cover topics like regulatory entities, offerings, and market structure and participants. Function 2, Understanding Products and Their Risk,s has 33 questions, which is equal to 44% of the test. The questions cover topics like municipal fund securities, exchange-traded funds, and MSRB rules. Function 3, Understanding Trading, Customer Accounts, and Prohibited Activities, has 23 questions and makes up 31% of the exam. The topics for the questions include NASD rules, market manipulation, compliance considerations, and anti-money laundering. Function 4, Overview of the Regulatory Framework, has 7 questions and makes up 9% of the test. Questions cover topics such as employee conduct, reportable events, and SEC rules.
Throughout the Chicago SIE class, you can also learn from your experienced SIE instructors some techniques on how to best answer the different sections of the SIE and how you can develop effective study habits for the test.
What are the advantages of enrolling in a Chicago SIE course?
Enrolling in the course offers several advantages over studying on your own. You can have a more organized review since the course follows a comprehensive curriculum and includes effective review materials. Your instructor can give a detailed discussion on the types of questions for each Function of the SIE and share points on how to avoid question traps throughout the exam.
If you are looking for convenience in your study, you'll appreciate that the Chicago SIE class is conducted online. There's no need to commute to a physical classroom or far away review center just to prepare for the SIE. All that's necessary is for you to have an internet connection and you can join in on the review. When you log into the virtual classroom, you will be able to study live with your instructor and with other students. This makes it possible for you to ask questions and learn new insights on topics based on the perspectives of your classmates and teacher. Studying with other students can also help you make sense of topics that may have been puzzling you for months on end.
Of course, if you do encounter topics or cases that you just can't seem to fully comprehend, you can request to meet your instructor outside of class in a one-on-one meeting. So, you can benefit from a convenient online class as well as from the personalized and customized attention you can get from your instructor.
How can I enroll in a Chicago SIE course?
Ready to experience the easier way to prep for the SIE? Call our educational consultants now and we can help you know more about what the course covers, what current class offerings we have, and how you can enroll in your preferred course time as soon as possible. If you want to build your career in the securities industry, it will all start with the SIE. Make sure your efforts in preparing for this life-changing exam don't go to waste! Enroll in a Chicago SIE course provided by Varsity Tutors and start on the right path towards conquering your SIE test!
Kristin: Chicago SIE course instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 66
- Series 7
- Series 63
- +1 subjects
Ryan : Chicago SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Creative Writing
- Introduction to Fiction
- +12 subjects
David: Chicago SIE course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 65
- Series 66
- Series 24
- +16 subjects
Joshua: Chicago SIE course instructor
I am a University of Michigan graduate that studied Economics. I enjoy tutoring students in Macro and Microeconomics, as well as Finance, upper level Econ courses and Statistics.
Education & Certification
- University of Michigan-Ann Arbor - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 7
- CFA
- CPA
- +51 subjects
Krista: Chicago SIE course instructor
...am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found helpful and previous students that I have tutored have as well.
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 65
- Series 6
- Series 66
- +18 subjects
Lonie: Chicago SIE course instructor
...primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 7
- Insurance License
- +21 subjects
Kim: Chicago SIE course instructor
...English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life. As a certified NLP coach as well as someone who studies neurofeedback, I have seen borderline miracles in learning take place. Bring your desire to learn...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 6
- Insurance License
- Series 63
- +46 subjects
Peter: Chicago SIE course instructor
...pass the tests. You would want me as at tutor mainly because of my experience. My expertise is in OPTIONS and MARGIN. I started a broker-dealer from scratch, was a manager of other reps, and was a producer. To see my career path including all the licenses I obtained, view me at Broker Check: https://brokercheck.finra.org/individual/summary/1313689 and see that I had all the licenses. I also was the prime lead instructor for a Series 7 school...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 7
- Series 79
- Series 27
- +42 subjects
Jennifer: Chicago SIE course instructor
...and Bachelor of Arts Degree in Family and Consumer Science with a Minor in Business Administration. I have over 20 Years of sales, leadership, mentoring and coaching in the Financial Services field-which includes -Mortgage Branch Management, VP of Membership, Top Mortgage Production Sales Performer, Financial Advisor, Life & Health Agent and Medicare Health Agent. I focus on explaining real-life business experience examples so students understand how certification questions relate to situations they may encounter in...
Education & Certification
- Eastern Illinois University - Bachelor of Science, Family and Consumer Sciences
- Eastern Illinois University - Master of Science, Family and Consumer Sciences
Subject Expertise
- SIE
- NMLS - Nationwide Mortgage Licensing System
- Series 6
- Insurance License
- +5 subjects
Melissa: Chicago SIE course instructor
I have 20 years of real world experience in business. I can teach the following licenses: SIE, Series 7, Series 63, and Series 66. I am a current licensed senior broker at a large firm. I have assisted with in-person training to pass these licenses and have worked teaching adults my entire career. Cannot wait to work with you!
Education & Certification
- The University of Texas at Arlington - Bachelor in Arts, Anthropology
- Capella University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 66
- Series 63
- Series 7
- +1 subjects
Kevin: Chicago SIE course instructor
...years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand the value of learning the topics I tutor you with. I specialize in tutoring a broad range of subjects with a focus on math, science, history, government, geography, accounting, finance and related business topics. One of my goals for each tutoring session is to keep the student engaged and challenged yet not overwhelmed....
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 79
- Series 24
- Series 63
- +41 subjects
Zachary: Chicago SIE course instructor
...our high networth clients between 250k-5MM in assets. I passed the SIE and Series 65 will I was still in college and was put through a TD Ameritrade's training program to pass the Series 7 and Series 63 Licenses. The program I have learned is designed specifically to teach you the information you need to know to pass and skip out on all the fluff. I have a vast understanding of the "test world" concepts...
Education & Certification
- Troy University - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 65
- Series 24
- Series 28
- +12 subjects
Mary: Chicago SIE course instructor
...a three-week intensive in house options course in Chicago with a peer group. We were close-knit, collaborative and hand-picked for what would be a rigorous and unique learning experience to set a foundation for our respective quantitative trading roles. I became a market maker, providing liquidity to the public orders, a specialist, keeping an orderly book of all public orders, and floor manager, overseeing the daily operations. The environment was dynamic, highly demanding, requiring laser...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 79
- Series 22
- Series 99
- +109 subjects
John: Chicago SIE course instructor
...Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 9
- +38 subjects
Barrett: Chicago SIE course instructor
...a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 7
- Series 24
- Series 26
- +20 subjects
Isaiah: Chicago SIE course instructor
...A month later I passed the Series 26. In February of 2019 I passed the Series 65. All together it took me about 6 months to study and pass all exams. Now, I actively tutor in all exams. I provide reading material, notes, and test questions for each student during each session. My mission is to help students achieve a level of confidence based on knowledge, test taking skills, and deductive reasoning. As of now...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Series 63
- Series 26
- Series 65
- +29 subjects
Karen: Chicago SIE course instructor
...if Karen Stevens. I graduated with a master's degree from Ashwood University in business administration. In addition, I hold an English teaching certificate. Since I graduated, I've taught or coached in several areas. However, my primary focus has been on Series licensing. I help students with all licenses such as SIE, 6, 63, 7 65.66, 24 and many more. Many students struggle with the concepts of the SIE exam. I can break it down for...
Education & Certification
- Ashwood University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 26
- Series 63
- +22 subjects
Jessica: Chicago SIE course instructor
...practice exams dependent upon your personal needs and what you need to learn to pass. My specialties are FINRA exams (after 276 students and 215 Five-star reviews): SIE 100% pass rate 3 100% pass rate 6 100 % pass rate 7 99.99% pass rate 28 100% pass rate 63 100% pass rate 65 100% pass rate 66 100% pass rate 79 100% pass rate 86 100% pass rate I was a teacher and have extensive...
Education & Certification
- Georgia State University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 86
- Series 28
- Series 24
- +31 subjects
DeSean: Chicago SIE course instructor
...students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto....
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 63
- Series 6
- College Algebra
- +13 subjects
Sebastian: Chicago SIE course instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CAIA
- CPA
- Series 65
- +14 subjects