It's possible to have an easier way to prep for the SIE when you enroll in a Chicago SIE course provided by Varsity Tutors. Prospective candidates need to pass the SIE or the Securities Industry Essentials test if they want to land entry-level positions with companies in the securities industry. Whether you're a student from the University of Chicago or Loyola University Chicago, this exam is a requirement you have to pass if you want to become a securities industry professional. With that in mind, it's important to choose a test prep course that can make your review experience more convenient so you can sustain your energy and motivation in studying for the exam. The SIE course provided by Varsity Tutors can be taken entirely online and can be the solution to your SIE test prep needs.
What are some of the topics a Chicago SIE prep course can cover?
Just like with any standardized test, it's a big plus if you have a clear idea of what types of questions are included in the test and how they are presented. In the SIE course, your instructor can give you a comprehensive review of the different parts of the SIE known as "Functions." There are four Functions that make up the exam and each has a corresponding weight on your total score. You need to answer a total of 75 multiple-choice questions and the passing score is 70 percent.
Function 1, Knowledge of Capital Markets, has 12 questions and makes up 16% of the exam. The questions cover topics like regulatory entities, offerings, and market structure and participants. Function 2, Understanding Products and Their Risk,s has 33 questions, which is equal to 44% of the test. The questions cover topics like municipal fund securities, exchange-traded funds, and MSRB rules. Function 3, Understanding Trading, Customer Accounts, and Prohibited Activities, has 23 questions and makes up 31% of the exam. The topics for the questions include NASD rules, market manipulation, compliance considerations, and anti-money laundering. Function 4, Overview of the Regulatory Framework, has 7 questions and makes up 9% of the test. Questions cover topics such as employee conduct, reportable events, and SEC rules.
Throughout the Chicago SIE class, you can also learn from your experienced SIE instructors some techniques on how to best answer the different sections of the SIE and how you can develop effective study habits for the test.
What are the advantages of enrolling in a Chicago SIE course?
Enrolling in the course offers several advantages over studying on your own. You can have a more organized review since the course follows a comprehensive curriculum and includes effective review materials. Your instructor can give a detailed discussion on the types of questions for each Function of the SIE and share points on how to avoid question traps throughout the exam.
If you are looking for convenience in your study, you'll appreciate that the Chicago SIE class is conducted online. There's no need to commute to a physical classroom or far away review center just to prepare for the SIE. All that's necessary is for you to have an internet connection and you can join in on the review. When you log into the virtual classroom, you will be able to study live with your instructor and with other students. This makes it possible for you to ask questions and learn new insights on topics based on the perspectives of your classmates and teacher. Studying with other students can also help you make sense of topics that may have been puzzling you for months on end.
Of course, if you do encounter topics or cases that you just can't seem to fully comprehend, you can request to meet your instructor outside of class in a one-on-one meeting. So, you can benefit from a convenient online class as well as from the personalized and customized attention you can get from your instructor.
How can I enroll in a Chicago SIE course?
Ready to experience the easier way to prep for the SIE? Call our educational consultants now and we can help you know more about what the course covers, what current class offerings we have, and how you can enroll in your preferred course time as soon as possible. If you want to build your career in the securities industry, it will all start with the SIE. Make sure your efforts in preparing for this life-changing exam don't go to waste! Enroll in a Chicago SIE course provided by Varsity Tutors and start on the right path towards conquering your SIE test!

Ryan : Chicago SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Introduction to Fiction
- GRE Verbal
- +12 subjects

Kristin: Chicago SIE course instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 7
- Series 63
- Series 66
- +1 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- Series 66
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- +16 subjects
Education & Certification
- University of Michigan-Ann Arbor - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 7
- CPA
- CFA
- +51 subjects

Barrett: Chicago SIE course instructor
...largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 79
- Series 66
- +20 subjects

Sarah: Chicago SIE course instructor
...pass rate. I have a proven method - and the most up to date material. As important as having the correct content, test taking skills, and study schedule - I understand how important it is, we know how you learn. Materials I have will support whatever learning style is best for you We all learn in different ways and I am here to facilitate. I have a lot of experience and success working with those...
Education & Certification
- University of upper Iowa - Bachelor in Business Administration, Business Administration and Management
- University of Wisconsin-Madison - Masters in Business Administration, Accounting and Business Management
Subject Expertise
- SIE
- Series 66
- CFP
- Series 65
- +36 subjects

DeSean: Chicago SIE course instructor
...help students, because I was a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the...
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 6
- Series 63
- Algebra
- +13 subjects

Nancy: Chicago SIE course instructor
...major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American or World History.
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 24
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +81 subjects

Joshuah: Chicago SIE course instructor
...Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day. There are no stupid questions, only impatient teachers. Don't wait, get help, pass your test!
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 86
- +10 subjects

Kyle: Chicago SIE course instructor
I have a passion for financial and capital markets and love to teach and educate others. I have worked my entire professional career in financial services utilizing series exam information on a daily basis. I have a Masters of Finance from the University of Notre Dame and work as a investment analyst at a private investment firm. Open to giving career mentorship as well!
Education & Certification
- Texas am - Bachelor of Science, Business and Managerial Economics
- University of Notre Dame - Current Grad Student, Finance
Subject Expertise
- SIE
- Insurance License
- Series 7
- FINRA - Financial Industry Regulatory Authority
- +10 subjects

Isaiah: Chicago SIE course instructor
...May of 2018. Two weeks later I passed the Series 63. A month later I passed the Series 26. In February of 2019 I passed the Series 65. All together it took me about 6 months to study and pass all exams. Now, I actively tutor in all exams. I provide reading material, notes, and test questions for each student during each session. My mission is to help students achieve a level of confidence based...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Insurance License
- Series 26
- Series 6
- +29 subjects

Peter: Chicago SIE course instructor
...looking to get a better understanding of investments, and exploring it as a career. You possibly are in college and wanting an internship at an investment firm. You are hired in the business and need to pass the SIE and the other FINRA exams thereafter. Please understand that these tests are NOT EASY. You must be committed to PASSING the test. Your commitment to passing ensures my commitment to you. Otherwise, I probably am not...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 7
- Series 16
- Series 10
- +20 subjects

Dennis: Chicago SIE course instructor
...and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 55
- Series 63
- +49 subjects

Paul: Chicago SIE course instructor
...a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses from American College and graduate studies in business at Wharton. I've always had a passion for helping others, in business, training, instructing and tutoring. I look forward to assisting you in your...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- SIE
- Series 79
- Series 65
- Series 86
- +12 subjects
Subject Expertise
- SIE
- Series 66
- Series 7
- Technology and Coding
- +22 subjects

Kevin: Chicago SIE course instructor
...improved confidence, grades and test scores. Because I have over 20 years of "real life" professional experience and have traveled extensively, I am able to provide you real life examples to help understand the value of learning the topics I tutor you with. I specialize in tutoring a broad range of subjects with a focus on math, science, history, government, geography, accounting, finance and related business topics. One of my goals for each tutoring session...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 79
- CPA
- Series 6
- +41 subjects

Mark: Chicago SIE course instructor
...# 63 - # 65 & # 66 The Life, Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key is: HOW TO READ THE QUESTIONS and HOW TO STUDY...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- Series 57
- Series 7
- Series 87
- +70 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 86
- Series 7
- FINRA - Financial Industry Regulatory Authority
- +8 subjects

Jahlen: Chicago SIE course instructor
...Currently, specializes in tutoring the SIE exam, Series 6, Series 63. Tutors in a style that establishes a bridge between the material and common terms that are very understandable. I've received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams....
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 6
- Insurance License
- Series 63
- +1 subjects

John: Chicago SIE course instructor
...BS in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 72
- Series 7
- +36 subjects