It's possible to have an easier way to prep for the SIE when you enroll in a Chicago SIE course provided by Varsity Tutors. Prospective candidates need to pass the SIE or the Securities Industry Essentials test if they want to land entry-level positions with companies in the securities industry. Whether you're a student from the University of Chicago or Loyola University Chicago, this exam is a requirement you have to pass if you want to become a securities industry professional. With that in mind, it's important to choose a test prep course that can make your review experience more convenient so you can sustain your energy and motivation in studying for the exam. The SIE course provided by Varsity Tutors can be taken entirely online and can be the solution to your SIE test prep needs.
What are some of the topics a Chicago SIE prep course can cover?
Just like with any standardized test, it's a big plus if you have a clear idea of what types of questions are included in the test and how they are presented. In the SIE course, your instructor can give you a comprehensive review of the different parts of the SIE known as "Functions." There are four Functions that make up the exam and each has a corresponding weight on your total score. You need to answer a total of 75 multiple-choice questions and the passing score is 70 percent.
Function 1, Knowledge of Capital Markets, has 12 questions and makes up 16% of the exam. The questions cover topics like regulatory entities, offerings, and market structure and participants. Function 2, Understanding Products and Their Risk,s has 33 questions, which is equal to 44% of the test. The questions cover topics like municipal fund securities, exchange-traded funds, and MSRB rules. Function 3, Understanding Trading, Customer Accounts, and Prohibited Activities, has 23 questions and makes up 31% of the exam. The topics for the questions include NASD rules, market manipulation, compliance considerations, and anti-money laundering. Function 4, Overview of the Regulatory Framework, has 7 questions and makes up 9% of the test. Questions cover topics such as employee conduct, reportable events, and SEC rules.
Throughout the Chicago SIE class, you can also learn from your experienced SIE instructors some techniques on how to best answer the different sections of the SIE and how you can develop effective study habits for the test.
What are the advantages of enrolling in a Chicago SIE course?
Enrolling in the course offers several advantages over studying on your own. You can have a more organized review since the course follows a comprehensive curriculum and includes effective review materials. Your instructor can give a detailed discussion on the types of questions for each Function of the SIE and share points on how to avoid question traps throughout the exam.
If you are looking for convenience in your study, you'll appreciate that the Chicago SIE class is conducted online. There's no need to commute to a physical classroom or far away review center just to prepare for the SIE. All that's necessary is for you to have an internet connection and you can join in on the review. When you log into the virtual classroom, you will be able to study live with your instructor and with other students. This makes it possible for you to ask questions and learn new insights on topics based on the perspectives of your classmates and teacher. Studying with other students can also help you make sense of topics that may have been puzzling you for months on end.
Of course, if you do encounter topics or cases that you just can't seem to fully comprehend, you can request to meet your instructor outside of class in a one-on-one meeting. So, you can benefit from a convenient online class as well as from the personalized and customized attention you can get from your instructor.
How can I enroll in a Chicago SIE course?
Ready to experience the easier way to prep for the SIE? Call our educational consultants now and we can help you know more about what the course covers, what current class offerings we have, and how you can enroll in your preferred course time as soon as possible. If you want to build your career in the securities industry, it will all start with the SIE. Make sure your efforts in preparing for this life-changing exam don't go to waste! Enroll in a Chicago SIE course provided by Varsity Tutors and start on the right path towards conquering your SIE test!

Kristin: Chicago SIE course instructor
I just obtained my licenses within the last year: 6, 63, 66, 7. While my employer provided me with the books, I was not given study support which I think would have been incredibly helpful to me. I look forward to helping you pass on your first try!
Education & Certification
- Eastern Illinois University - Bachelor of Science, Special Products Marketing Operations
- Lewis University - Masters in Business Administration, Agricultural Business
Subject Expertise
- SIE
- Series 63
- Series 66
- Professional Certifications
- +1 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- SIE
- High School Level American History
- SAT
- High School World History
- +16 subjects

Ryan : Chicago SIE course instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- Introduction to Fiction
- English
- GRE Verbal
- +12 subjects
Education & Certification
- University of Michigan-Ann Arbor - Bachelor of Science, Economics
Subject Expertise
- SIE
- AP Statistics
- Business
- IB Economics
- +51 subjects

Donald: Chicago SIE course instructor
...all students are required to take dozens of credits of technical STEM courses to include thermodynamics, electrical engineering, cyber security, physics, chemistry, calculus, and computer systems engineering. Not only was I pushed academically but I was pushed as a leader. You are expected to develop your own leadership style and practice it every day. I held numerous instructor and leadership positions while at the Naval Academy and found my love for teaching. Upon graduation, I...
Education & Certification
- United States Naval Academy - Bachelor of Science, History
- Louisiana State University-Shreveport - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Elementary School Writing
- Series 65
- World History
- +35 subjects

Filippo: Chicago SIE course instructor
...Filippo and I'm a young entrepreneur with background in banking, finance, sales, and management. Holding a BBA in International Business and Finance, I'm excited to put my knowledge and expertise to good use for everyone that needs it, which also includes extensive experience with professional certifications administered by FINRA and NASAA. Also, coming from the beautiful island of Sardegna, Italy, I look forward to helping my future students understanding the intricacies of the Italian language...
Education & Certification
- Florida International University - Bachelor in Business Administration, International Business
Subject Expertise
- SIE
- Test Prep
- Conversational Spanish
- Honors Chemistry
- +83 subjects

Michael: Chicago SIE course instructor
...are sophisticated hedge funds, asset managers and clients were desks in a bank who used me instead of their in-house trading desks. I have been involved in quantitative portfolio management recently designing customized passive investment strategies for state pension funds using quantitative data to help them generate alpha with little tracking error risk. I have a Masters degree from Baruch in Finance. What I could help a Varsity Tutors client understand is futures, equities and...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 4
- Art
- Professional Certifications
- +14 subjects

William: Chicago SIE course instructor
I have been teaching the Series 6 & 7 for the past 24 years and recently the SIE as well. I am very passionate about helping students pass these tests and have a unique ability making this information understandable. I specialize in "Options and Margin"
Education & Certification
- Malone University - Bachelor in Arts, Accounting and Business Management
Subject Expertise
- SIE
- Series 10
- Series 28
- Series 87
- +25 subjects

Ross: Chicago SIE course instructor
...SIE and passed it and helped other people pass the SIE. I am most passionate about History. In my experience helping struggling students prepare for Standardized Tests, we always seem to have the most fun. I am a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try to impart this appreciation to all of my students. In my spare time, I enjoy reading that which...
Education & Certification
- University of New Haven - Bachelor in Arts, Political Science and Government
- Mercy College - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- High School Level American History
- Series 24
- Series 79
- +22 subjects

Brandy: Chicago SIE course instructor
...Series 63, Series 7 licensed. I am a Financial Services Rep at a major Brokerage Firm in which I have been with with for two years. Passed each of my tests on the first try. I'm very skilled at teaching. I was previously licensed as a Life Insurance agent (Life Insurance and Annuities). I have a history in the Financial Industry working with Workers Comp Insurance and other Business Insurance. I have a Bachelors degree...
Education & Certification
- Bellevue University - Bachelor of Science, Psychology
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +1 subjects

Joshuah: Chicago SIE course instructor
...Political Sciences; passed the SIE, Series 63, 65, and 7 on the first attempts, and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for...
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- CFA
- Business
- Series 7
- +10 subjects

Harrison: Chicago SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Economics
- Productivity
- Business
- +20 subjects

Dennis: Chicago SIE course instructor
...basic and advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Business Writing
- Financial Accounting
- Competition Math
- +49 subjects

Isaiah: Chicago SIE course instructor
...2019 I passed the Series 65. All together it took me about 6 months to study and pass all exams. Now, I actively tutor in all exams. I provide reading material, notes, and test questions for each student during each session. My mission is to help students achieve a level of confidence based on knowledge, test taking skills, and deductive reasoning. As of now on average I have at least 5 students per month who...
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Environmental Science
- Series 6
- Calculus 3
- +29 subjects

Nancy: Chicago SIE course instructor
...college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American or...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- SAT Math
- Professional Certifications
- Middle School Reading Comprehension
- +81 subjects

John: Chicago SIE course instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 10
- Series 65
- Series 66
- +10 subjects
Subject Expertise
- SIE
- Stock Trading 101: Investing Basics
- AP Microeconomics
- Economics
- +21 subjects

Barrett: Chicago SIE course instructor
...winning is largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 51
- Series 66
- Legal Writing
- +20 subjects

Johnathan: Chicago SIE course instructor
...and Budget. This soon turned into a position with the Police Commissioner's Office, working on neighborhood policing policy citywide. I have helped hundreds of people gain access to housing, jobs, hygiene, criminal justice reform, and affordable health care. In 2016 I was appointed by the Governor of New York State to be a local board member on the Selective Service Board in my neighborhood. By now I had traveled to China, Italy, Spain, England, the...
Education & Certification
- Rider University - Bachelor of Fine Arts, Police Science
- Fordham University - Master of Laws, Prelaw Studies
Subject Expertise
- SIE
- GRE Quantitative
- A Level Government and Politics
- LSAT Reading Comprehension
- +36 subjects
Subject Expertise
- SIE
- Medical Terminology
- Series 7
- Firefighter Exam
- +6 subjects