Varsity Tutors can assist you in finding top quality Series 57 test prep options that are right for you. For anyone looking to become a securities trader, Series 57 prep might be something you want to consider. Passing the Series 57 exam is required in order to start proprietary trading, NASDAQ trading, and OTC trading. As such, you will want to do well. A Series 57 course could be just the thing that you are looking for if you are wanting to dive deep into the test content and structure. Series 57 prep can help you get a better understanding of what to expect on test day.
What's great about Series 57 tutoring is the chance to work one on one with someone who is highly knowledgeable about the exam. You can have the chance to work closely with Series 57 tutors to sharpen your skills. Your tutor can help you determine the areas that need the most work, helping you put together a plan of action that can work to address them. With qualified tutors, your Series 57 prep can be more in-depth than most conventional classroom settings.
Series 57 test prep allows you to work at a pace that is right for you. No longer are you at the mercy of a rigid classroom structure. Your Series 57 class allows you to have the time to linger on subjects and topics that are troublesome or confusing, giving you the chance to understand them more fully. Tutors can get to know your personal learning style, customizing their delivery and content so that it more closely aligns with your specific educational needs. Series 57 test preparation sessions can focus on expanding your content knowledge and building of the skills that you are likely to need in order to pursue your full potential.
Series 57 test prep can detail what sort of content you are likely to encounter on the test. The Series 57 test is used to measure the competency of candidates in the critical day-to-day functions of securities traders. These include executing transactions in equity and proprietary trading. The breakdown of the structure of the test is as follows:
Series 57 Sections | # Questions | Percentage of Exam |
Trading Activities | 41 | 82 |
Maintaining Books and Records, Trade Reporting and Clearance and Settlement | 9 | 18 |
Series 57 preparation can also help you in exploring the individual topics that you are likely to encounter. Alongside your skilled instructor, Series 57 classes allow you to work to develop a plan of action that can help deepen your knowledge of challenging concepts and other core test material. Topics you are likely to see on the test include:
Series 57 Topics (non-comprehensive)
- The role of the floor broker
- Responsibilities of a qualified block positioner
- Different order types and their use in the marketplace
- Requirements for direct market access (DMA)/sponsored access
- Identifying minimum criteria necessary for a transaction to qualify as clearly erroneous
- Understanding order entry parameters
- Use of material nonpublic information for insider trading
- Quotations and trading halts
- Trade volume advertising
- Permitted and prohibited trading activities related to IPOs and secondary offerings
- Over-the-counter (OTC) quoting and trading
- Option orders and types including spreads, straddles and combinations
- Short sale regulations
- Market hours vs. pre- and post-market trading
- Use of manipulative or deceptive devices
- Customer limit order display requirements
- Distinctions among reporting facilities
- Order Audit Trail System (OATS) and OATS reporting obligations, including timing and required fields
- Options Clearing Corporation (OCC) assignment procedure
- Close-out requirements for various products
It goes without saying that dedicating the time to Series 57 test prep can help increase your confidence and sharpen key skills. Series 57 courses offer you the customized attention you need, allowing you to ask questions and get feedback that can help. Contact Varsity Tutors today to speak with a trusted academic advisor who is happy to answer your questions and get you started with a Series 57 prep option that can help you take the reins of your academic and career future.

John: Costa Mesa Series 57 test prep instructor
...experience is as an equity trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- Series 57
- Series 63
- Series 7
- CFA
- +20 subjects
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- Series 57
- Series 6
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +24 subjects

Mark: Costa Mesa Series 57 test prep instructor
...- # 65 & # 66 The Life, Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- Series 57
- Series 7
- Real Estate License
- Insurance License
- +73 subjects

Angelo: Costa Mesa Series 57 test prep instructor
...helping students in topics related to math, to finance (public and private equity) and to engineering. I believe that if I can't explain concept, then I don't understand it . By that same token, if a student can't explain a concept back to me, then they don't understand it even if they say they do....
Education & Certification
- University of Florida - Master of Science, Electrical Engineering
- University of Pennsylvania - Masters in Business Administration, Business Administration and Management
- university of chicago - Master's/Graduate, ma
Subject Expertise
- Series 57
- CPA
- ABQAURP - American Board of Quality & Utilization Review Physicians
- ABMGG - American Board of Medical Genetics and Genomics
- +325 subjects

John: Costa Mesa Series 57 test prep instructor
...and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- Series 57
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 10
- Series 72
- +38 subjects

Johnny: Costa Mesa Series 57 test prep instructor
...and references that is unique to each person and their way of absorbing information. The subjects I enjoy teaching within Finance are understanding Fundamental Analysis( financials such as 10Q and 10K), this goes with earning season or when companies report earning. Technical Analysis, which is understanding how to read a chart that includes candles, SMA,...
Education & Certification
- University of Houston-Victoria - Bachelor in Business Administration, Finance
Subject Expertise
- Series 57
- Series 7
- SIE
- Series 65
- +14 subjects

Harrison: Costa Mesa Series 57 test prep instructor
...I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- Series 57
- SIE
- Series 7
- Series 63
- +20 subjects

Carlyle: Costa Mesa Series 57 test prep instructor
...have been tutoring test prep for specific standardized assessments for professional certifications (FINRA exams), admissions to undergraduate, graduate, and professional schools for 15 years or so, and my students have found my method quite effective. I also tutor some subjects: math, English (including grammar), and writing. I am eager to work with students who are...
Education & Certification
- Northwestern University - Bachelor in Arts, Psychology
Subject Expertise
- Series 57
- FINRA - Financial Industry Regulatory Authority
- Series 65
- Insurance License
- +70 subjects