If you're planning on taking the Series 14 exam, Varsity Tutors can help you get ready with an in-depth Series 14 class. Your Series 14 course will give you the chance to meet directly with an instructor who is an expert on the material you need to know for your test. Series 14 test prep may help you get more out of the time you were already planning on spending studying. To get started with Series 14 prep from Varsity Tutors, contact us today. Or, continue reading to get more information on why Series 14 test prep may be the right fit for your academic needs.
Series 14 tutoring takes place in a one-on-one setting between just you and Series 14 tutors. This intimate academic setting ensures that your Series 14 prep sessions can provide you with the guidance you need to make efficient progress throughout each study session. Your instructor can provide you with a customized lesson plan that is based entirely on your educational strengths and weaknesses. You can work through each Series 14 preparation session at your own pace, stopping to get additional help from your educator whenever you need it. These are just a few of the reasons why Series 14 courses can be such a valuable addition to your study plan.
Below, you'll find some information on the content of the Series 14 exam:
| Series 14 Exam Section | Focus | # of Questions |
| Section 1 | Regulatory Agencies | 3 |
| Section 2 | Markets and Operations | 20 |
| Section 3 | Broker-Dealer Operations | 10 |
| Section 4 | Credit Regulation/Capital Requirements | 7 |
| Section 5 | General Supervision | 20 |
| Section 6 | Investment Banking | 15 |
| Section 7 | Registration | 9 |
| Section 8 | Sales Practice-Customer/Employee Accounts | 16 |
| Section 9 | Sales-Practice Solicitations | 10 |
Professionals generally take the Series 14 exam if they're interested in becoming an entry-level compliance officer or if their job requires them to manage more than 10 compliance officers. If you're interested in getting a job in this industry, then passing the exam could be a great first step towards reaching your goal. That's why a strong test preparation process is vital as you get ready to take this test. Series 14 classes provide the structure and guidance you need to reach confidently for your goals.
Your Series 14 test preparation sessions can also help you build a better set of general test-taking skills. For instance, have you had trouble managing your time effectively while taking important exams in the past? If so, your Series 14 test prep sessions can give you the tools you need to make improvements in this area. You can also get help with things like learning to manage test anxiety from your Series 14 prep classes. Thus, when you sign up to get help with your test preparation process, you'll get a well-rounded learning experience.
Series 14 test prep from Varsity Tutors could be the missing piece to your learning plan. Series 14 prep sessions offer a flexible, in-depth way to get ready for your upcoming exam. Series 14 is an important test because it has the potential to impact whether or not you're able to become a compliance officer. If you know this is the right career path for you, then doing well on the Series 14 is a must. Why not let us help you prepare for your test with Series 14 prep assistance? We hope to hear from you soon and would love to work with you.
Andrew: Orlando Series 14 test prep instructor
...think about yourself, and how you want you to be. My goal is to help you achieve whatever it is you are after. My qualifications are that I possess a Masters Degree in Exercise Science with an undergraduate degree in Sports Medicine. I am certified through the American College Sports Medicine for Exercise Physiologist, which is the gold standard for the field. I am currently undergoing my PhD in Kinesiology and expect to complete it...
Education & Certification
- Concordia University-Ann Arbor - Master of Science, Kinesiotherapy
Subject Expertise
- Series 14
- SAEE - The Special Agent Entrance Exam
- RD - Registered Dietician Exam
- Series 99
- +329 subjects
Mary: Orlando Series 14 test prep instructor
...trading pit, side by side senior traders for whom I would be responsible for tracking delta positions, hedging trades, communicating with the partners, and learning options theory to prepare for a three-week intensive in house options course in Chicago with a peer group. We were close-knit, collaborative and hand-picked for what would be a rigorous and unique learning experience to set a foundation for our respective quantitative trading roles. I became a market maker, providing...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 14
- Series 82
- Series 5 - Interest Rate Options Exams
- Series 56 - Proprietary Trader Qualification Exam
- +109 subjects
Angelo: Orlando Series 14 test prep instructor
I love helping students in topics related to math, to finance (public and private equity) and to engineering. I believe that if I can't explain concept, then I don't understand it. By that same token, if a student can't explain a concept back to me, then they don't understand it even if they say they do. I believe in getting to know all students, as their background is intricately connected with how they learn.
Education & Certification
- University of Florida - Master of Science, Electrical Engineering
- University of Pennsylvania - Masters in Business Administration, Business Administration and Management
- university of chicago - Master's/Graduate, ma
Subject Expertise
- Series 14
- AU-S - Associate in Commercial Underwriting-Strategic Techniques
- CTP - Certified Treasury Professional
- FE - Fundamentals of Engineering - Industrial and Systems Engineering
- +325 subjects