If you are a candidate to become a financial and operations principal, Series 28 prep from Varsity Tutors can help you prepare effectively. Series 28 prep is based around your needs and the particular challenges of the Series 28 certification exam. Series 28 test prep offers excellent resources and instruction to help you pursue your learning goals.
The Series 28 certification exam is also known as the Introducing Broker-Dealer Financial and Operations Principal Qualification Examination. This test is intended to measure a candidate's ability to perform the functions of a financial and operations principal at the entry level. During your Series 28 test prep, you have the opportunity to investigate the specific requirements and layout of the test. The table below details the layout of the Series 28 exam:
Series 28 Sections | Focus | # Questions |
Function 1 | Financial Reporting | 16 |
Function 2 | Operations, General Securities Industry Regulations, and Preservation of Books and Records | 30 |
Function 3 | Net Capital | 31 |
Function 4 | Customer Protection, Funding and Cash Management | 18 |
When you register for a Series 28 class, we will connect you to a tutor who fits your availability as closely as possible. You will meet for your Series 28 course through our Live Learning Platform, which means you can attend your sessions from anywhere. We offer online meeting to make Series 28 tutoring more accessible and convenient for you. The live interactions you have in your Series 28 preparation can help you to study more effectively and efficiently.
Your Series 28 test preparation takes place in a one-on-one environment. Because Series 28 classes have only one student, they are able to adapt to your specific needs. Series 28 courses allow you to determine the course of study based on your goals. Series 28 tutors tailor their instruction to the material that is most important to you. During your Series 28 prep, you can learn in ways that fit your learning style. By focusing on your learning style, Series 28 prep can allow you to understand the material in a more natural and effective fashion. For example, if you struggle in the Financial Reporting section of the exam, and practice questions help you to learn, you can do ones that are similar to the questions on this portion of the test. Your instructor for your Series 28 test prep can give you live feedback as you do these problems. The live feedback you receive during Series 28 test prep can help you to develop good habits and internalize information more effectively.
Beyond the benefits of personalized learning and live feedback, Series 28 courses allow you to investigate test-taking strategies. You and your instructor for your Series 28 test preparation can look at the types of questions that appear on the exam and tailor your test-taking strategies to those particular sorts of questions. Preparing and using test-taking strategies can help you to use your time more effectively on the exam, as well as increase your confidence.
To help you maximize your time preparing for the Series 28 exam, Varsity Tutors offers Series 28 courses. These courses are based on your needs, goals, and learning style. By making your needs the priority, Series 28 classes offer you convenient, efficient, and personal learning. If you are interested in registering, contact an Educational Consultant today. Educational Directors are available over the phone or online.

Olatorera: Irving Series 28 test prep instructor
...11 years in business operations and 7 years in global supply chain management, I am deeply committed to imparting knowledge and fostering understanding in the field of supply chain practices. My journey has been shaped by a blend of academic excellence, practical expertise, and a passion for teaching. Teaching is not merely a profession; it's my calling. I derive immense satisfaction from helping learners grasp complex concepts, demystify supply chain intricacies, and develop practical skills....
Education & Certification
- Universidada De Murcia - Masters in Business Administration, Business, General
Subject Expertise
- Series 28
- TEFL - Teaching English as a Foreign Language
- Series 6
- CGEIT - Certified in the Governance of Enterprise IT
- +347 subjects

Gary: Irving Series 28 test prep instructor
I tutor securities licensing exam prep courses for NASAA & FINRA registrations (Series 6,7,63,65,66 and a few others). I own a financial practice, hold the Series 65 and a CRPC designation, and my experience, knowledge and research are current and relevant.
Education & Certification
- Columbia College - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- Series 28
- Series 86
- Series 99
- SIE
- +72 subjects

Ben: Irving Series 28 test prep instructor
Experienced portfolio manager, strategist and published author with a demonstrated history of working in the financial services industry. Skilled in Asset Management, Equities, Bonds, Investment Strategies, and Capital Markets. Strong finance professional with a MBA focused in Finance, General from University of Southern California - Marshall School of Business. Series 65, 7, 63, 24, CFA, FRM
Education & Certification
- University of Amsterdam - Bachelor of Economics, Economics
- University of Southern California - Masters in Business Administration, Economics
Subject Expertise
- Series 28
- Series 15 - Foreign Currency Options Exam
- Series 79
- Series 65
- +39 subjects