...peer group. We were close-knit, collaborative and hand-picked for what would be a rigorous and unique learning experience to set a foundation for our respective quantitative trading roles. I became a market maker, providing liquidity to the public orders, a specialist, keeping an orderly book of all public orders, and floor manager, overseeing the daily operations. The environment was dynamic, highly demanding, requiring laser focus, preparation and stamina. An integral member of the firm, collaborating...
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
...semesters) in Business Administration and graduated Summa Cum Laude (1978). During that time period I helped establish my first financial conglomerate, including a mutual fund, an NASD sales and investment advisory firm, and a transfer agent. In 1983, I earned a Master's in Business Administration from Illinois State University with a specialty in the field of Finance. I also taught there for a period of time and authored two books: The Do-It-Yourself Investor and Do-It-Yourself...
...it's effect on trading and it's use by companies like Robinhood, dark pools, equity and options trading OMS (Order management systems) algorithms types and usage, options trading strategies, futures trading strategies, portfolio strategies, quantitative portfolio theory and strategies, hedging strategies in equities, options, compliance questions, proper order handling, Multi asset class trading strategies, futures and OTC swaps types and usage. It is most important to understand what your goal is and what best strategy can...
...because of my experience. My expertise is in OPTIONS and MARGIN. I started a broker-dealer from scratch, was a manager of other reps, and was a producer. To see my career path including all the licenses I obtained, view me at Broker Check: https://brokercheck.finra.org/individual/summary/1313689 and see that I had all the licenses. I also was the prime lead instructor for a Series 7 school years ago before publishing training manuals that became the big business...
...Series 7, 9, 24 and 4. I have had the benefit of working at all levels in some of America's largest financial service and Fintech companies. In addition to working directly with staff, I have also been responsible for leading a Training organization responsible for hiring and training 2000 new brokers. My field experience combined with my own personal passing of many Insurance and FINRA required licenses makes me an excellent choice as your tutor....
...in their efforts to do business the right way. My expertise started long ago when I received my Bachelor's in Finance from the University of Nebraska-Omaha. During that time, I obtained my Series 7 and 66 licenses. Shortly after obtaining those licenses, I then obtained the Series 4, 24 and 53 licenses. To continue my pursuit of growth, I went on to earn my Certified Financial Planner (CFP) designation. A short time later, I enrolled...
...do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment Advisor Representative) and PA Life and Health Insurance agent exam. My goal is to have the student pass the exam(s)!
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Series 4 Tutoring FAQ
Series 4 is a license and exam, which is also called the Registered Options Principal Exam. Individuals who successfully complete the exam gain the ability to supervise options sales personnel and handle compliance issues. The exam has 135 multiple-choice questions, which must be completed within the three-hour-and-fifteen-minute time frame. Candidates must answer at least 72% of the questions correctly to pass the exam and gain their Series 4 credential. Before taking the Series 4 exam, test-takers must already have their Series 7 license.
If you're interested in taking the Series 4 Exam, you should start by going over the material that the test will cover. Broadly speaking, the exam asks questions on topics like options strategies, foreign exchange options, and taxation. More specifically, the Series 4 Exam is split into six distinct categories, all of which test a different function of the role of an options supervisor. This includes sections like supervising the opening of new accounts, adhering to regulatory requirements, and supervising general options trading. Many candidates find it helpful to seek guidance as they begin their test preparation process. If you could use some help getting ready for your exam, consider working with a Series 4 tutor.
Varsity Tutors can get you started with a Series 4 tutoring in your area. You can begin preparing for your exam through one-on-one study sessions with your tutor. This personalization ensures that every lesson is effective and efficient. Additionally, your tutor can tailor your lessons to fit your unique set of strengths and needs. This type of customization in the learning process is hard to find in other academic settings.
If working with a Series 4 tutor sounds useful to you, contact Varsity Tutors today. We can find you a tutor to work with online through a powerful virtual learning platform. This enables you to meet with your tutor at a time that fits into your existing obligations. When using a private Series 4 tutor, you won't have to sacrifice time at work or in any of the other important parts of your life.
If you want to become a registered options supervisor, passing the Series 4 exam is essential. When you let Varsity Tutors connect you with a private Series 4 tutor, you don't have to leave your test results up to chance. Tutoring may be just what you need to feel confident on test day. Get started today by reaching out to Varsity Tutors.
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