Mary: Series 4 tutor
Certified Online Series 4 Tutor
...The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted AAA balance sheet. This...
Education & Certification
Dickinson College - Bachelor in Arts, Economics
Northwestern University - Masters in Business Administration, Finance
Daniel: Series 4 tutor
Certified Online Series 4 Tutor
I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .
Education & Certification
Saint Peters College - Bachelor of Science, Business Administration and Management
Warren: Series 4 tutor
Certified Online Series 4 Tutor
I have enjoyed and prospered for 40 years in the security industry. If I can help another person have the same success then I have truly accomplished something. I attended the University of Illinois but my life education is from experience running brokerage and registered in vestment advisory firms. My approach to training starts with an understanding of the individuals needs from there we can structure an approach around the unique needs of each individual.
Education & Certification
college off financial planning - Associate in Arts, Financial Planning
Jim: Series 4 tutor
Certified Online Series 4 Tutor
...a good understanding of many different areas. I will do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment Advisor Representative) and PA Life and Health Insurance agent exam....
Education & Certification
Pennsylvania State University-Main Campus - Bachelor of Science, Finance
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Series 4 is a license and exam, which is also called the Registered Options Principal Exam. Individuals who successfully complete the exam gain the ability to supervise options sales personnel and handle compliance issues. The exam has 135 multiple-choice questions, which must be completed within the three-hour-and-fifteen-minute time frame. Candidates must answer at least 72% of the questions correctly to pass the exam and gain their Series 4 credential. Before taking the Series 4 exam, test-takers must already have their Series 7 license.
If you're interested in taking the Series 4 Exam, you should start by going over the material that the test will cover. Broadly speaking, the exam asks questions on topics like options strategies, foreign exchange options, and taxation. More specifically, the Series 4 Exam is split into six distinct categories, all of which test a different function of the role of an options supervisor. This includes sections like supervising the opening of new accounts, adhering to regulatory requirements, and supervising general options trading. Many candidates find it helpful to seek guidance as they begin their test preparation process. If you could use some help getting ready for your exam, consider working with a Series 4 tutor.
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