Award-Winning Series 4 Tutors

...I believe there is a right way to do business and I strive to help others in their efforts to do business the right way. My expertise started long ago when I received my Bachelor's in Finance from the University of Nebraska-Omaha. During that time, I obtained my Series 7 and 66 licenses. Shortly after obtaining those licenses, I then obtained the Series 4, 24 and 53 licenses. To continue my pursuit of growth, I...

I have enjoyed and prospered for 40 years in the security industry. If I can help another person have the same success then I have truly accomplished something. I attended the University of Illinois but my life education is from experience running brokerage and registered investment advisory firms. My approach to training starts with an understanding of the individual's needs from there we can structure an approach around the unique needs of each individual.

I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .

...within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted AAA balance sheet. This multi-year experience proved to be mutually beneficial both to my professional career, as it was for the bank's global securities businesses (particularly US Equities and Swiss Treasury) that I diligently represented resulting in increasing customer business and attractive risk adjusted return on capital (RAROC). My career trajectory continued...

My passion is knowledge. I love to read and learn new things and share those things with anyone who will listen. I don't turn down the chance to learn something new, which has created wonderful opportunities for me.

...65 exam and professionally managed portfolios. Later I worked as the lead instructor for a firm teaching series 7. I opened my own series 7 school but had only one class because I was too busy running my broker/dealer. Please know that I am an EXPERT in OPTIONS on the series 7 exam. Professionally, I wrote all my firm's written supervisory procedures (WSP). My experience continued with me winning the Small Firm Advisory Board (SFAB)...

...been in the securities industry for over 20 years and have a good understanding of many different areas. I will do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment...