Mary: Series 38 tutor
Certified Online Series 38 Tutor
...resulting in increasing customer business and attractive risk adjusted return on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets into global markets - Asia, Latin America, Europe as well as into other asset classes FX, Commodities, Fixed Income dictated by customer investment policies, the liberalization of markets, and the respective risk books. I accepted new business roles and appointments and was later recruited to work with other global derivatives groups...
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The Series 38 exam (or Canada Securities Representative Qualification Exam - No Options) is an abbreviated version of the Series 7 test designed to allow Canadian financial professionals to work in the United States. Notably, the test has no questions on municipal security trading, meaning that passing this test does not allow you to sell securities. It's still a robust exam though, so you may need expert help to prepare for it. Varsity Tutors can help you find an experienced, professional Series 38 tutor to assist you.
The Series 38 is a computer-based test consisting of 45 multiple-choice questions administered in a 75-minute testing session. Its syllabus breaks the content into five job functions that financial professionals perform everyday: Seeking Business for the Broker-Dealer Through Customers and Potential Customers (16%), Evaluating Customers' Other Security Holdings, Financial Situation and Needs, Financial Status, Tax Status, and Investment Objectives (16%), Opening Accounts, Transferring Assets, and Maintaining Appropriate Account Records (26%), Providing Customers with Information on Investments and Making Suitable Recommendations (22%), and Obtaining and Verifying Customer's Purchase and Sale Instructions, Entering Orders, and Following Up (20%).
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