Mary: Series 37 tutor
Certified Series 37 Tutor
...dynamic, highly demanding, requiring laser focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving on committees, worked on new business initiatives, recruiting and training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with...
Private Series 37 Tutoring Near YouReceive personally tailored Series 37 lessons from exceptional tutors in a one-on-one setting. We help you connect with the best tutor for your particular needs while offering flexible scheduling to fit your busy life.
The Series 37 exam (or Canada Securities Representative Exam - With Options) is the Canadian equivalent of the Series 7 exam. It is administered by the Financial Industry Regulatory Authority (FINRA) and allows students who pass it to work in the United States as well as Canada. The Series 37 is a comprehensive test however, so preparing for it can be a challenging task. If you're looking for test prep help, Varsity Tutors can help you find an experienced Series 37 tutor who suits your needs.
The Series 37 consists of 90 multiple-choice questions administered on a computer over a two-and-a-half-hour testing period. The exam's syllabus breaks its contents into five job functions that financial professionals are expected to perform, including Seeking Business for the Broker-Dealer Through Customers and Potential Customers (25%), Evaluating Customers' Other Security Holdings, Financial Situation and Needs, Financial Status, Tax Status, and Investment Objectives (13%), Opening Accounts, Transferring Assets, and Maintaining Appropriate Account Records (20%), Providing Customers With Information on Investment and Making Suitable Recommendations (17%), and Obtaining and Verifying Customer Purchase and Sale Instructions, Entering Orders, and Following Up (25%).
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