Mary: Series 27 tutor
Certified Series 27 Tutor
...Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted AAA balance sheet. This multi-year experience proved to be mutually beneficial both to my professional career, as it was for the bank's global securities businesses (particularly US Equities and Swiss Treasury) that I diligently represented resulting in increasing customer business...
Education & Certification
Dickinson College - Bachelor in Arts, Economics
Northwestern University - Masters in Business Administration, Finance
Warren: Series 27 tutor
Certified Series 27 Tutor
I have enjoyed and prospered for 40 years in the security industry. If I can help another person have the same success then I have truly accomplished something. I attended the University of Illinois but my life education is from experience running brokerage and registered investment advisory firms. My approach to training starts with an understanding of the individual's needs from there we can structure an approach around the unique needs of each individual.
Education & Certification
College of Financial Planning - Associate in Arts, Financial Planning
Jim: Series 27 tutor
Certified Series 27 Tutor
...of many different areas. I will do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment Advisor Representative) and PA Life and Health Insurance agent exam. My goal is to...
Education & Certification
Pennsylvania State University-Main Campus - Bachelor of Science, Finance
Private Series 27 Tutoring Near You
Receive personally tailored Series 27 lessons from exceptional tutors in a one-on-one setting. We help you connect with the best tutor for your particular needs while offering flexible scheduling to fit your busy life.Series 27 is a license and exam, which is also called the Financial and Operations Principal Exam. Financial professionals who wish to become qualified to prepare and manage the books and records of a firm take this exam. Those who pass the exam are qualified to perform those activities as well as to become the CFO of a firm. The test takes three-hours-and forty-five minutes to complete. It features 145 multiple-choice questions, of which 69% must be answered correctly to pass. The exam and license are often compared to the Series 28 exam and license. However, the two differ in that the Series 27 license is needed by broker-dealers that have a minimum net capital requirement of $250,000 and by municipal securities brokers that have a minimum net capital requirement of $150,000.
If you're interested in receiving your Series 27 license, you should begin by familiarizing yourself with the content that is covered on the exam. There are five main categories of knowledge, which you should expect to answer questions on. These are financial reporting, operations and general securities industries regulations, customer protection, net capital, and funding and cash management. Within these categories, the exam will have questions on topics like the statutory rules surrounding broker-dealer responsibilities, record-keeping requirements, and the relevant portions of the Securities Investor Protection Act of 1970.
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