
Hal: Series 26 tutor
Certified Series 26 Tutor
...Fortune 20 firm. My background includes having been licensed as a Certified Public Accountant, Certified Financial Planner, Certified Trust and Investment Advisor, Regulation 144 Specialist, Retirement Planning Specialist, Certified Senior Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed my securities licensing exams, I took the Securities Industry Essentials Exam (SIE), and retook the Uniform Investment Adviser Law Exam (Series 65),...
Education & Certification
Frostburg State University - Bachelor of Science, Accounting and Business Management
Frostburg State University - Master of Science, Management Science

Mary: Series 26 tutor
Certified Series 26 Tutor
...trading and risk management becoming a floor member of the Philadelphia Stock Exchange trading single stock options and futures. My training began in the trading pit, side by side senior traders for whom I would be responsible for tracking delta positions, hedging trades, communicating with the partners, and learning options theory to prepare for a three-week intensive in house options course in Chicago with a peer group. We were close-knit, collaborative and hand-picked for what...
Education & Certification
Dickinson College - Bachelor in Arts, Economics
Northwestern University - Masters in Business Administration, Finance

Isaiah: Series 26 tutor
Certified Series 26 Tutor
...school, I began studying for FINRA Series 6 exam. I passed the series 6 exam in May of 2018. Two weeks later I passed the Series 63. A month later I passed the Series 26. In February of 2019 I passed the Series 65. All together it took me about 6 months to study and pass all exams. Now, I actively tutor in all exams. I provide reading material, notes, and test questions for each...
Education & Certification
Alabama State University - Bachelor of Science, Mathematics
Alabama State University - Master of Science, Mathematics
Private In-Home and Online Series 26 Tutoring Near You
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Series 26 is a license and exam that is administered by the Financial Industry Regulation Authority, or FINRA. It is also called the Investment Company and Variable Contracts Products Principal Exam. Individuals who pass the exam can become limited principals and are able to supervise and manage sales activities for investments companies and annuities. If you're interested in one of the positions that a Series 26 license qualifies you for, scoring well enough on the exam to pass is essential.
The Series 26 Exam takes two-hours-and-thirty minutes to complete. It is comprised of 110 multiple-choice questions, of which at least 70% must be answered correctly. The exam is split into three broad categories; personnel management activities and registration of the broker-dealer, supervision of associated persons and sales practices, and overseeing compliance and business processes of a broker-dealer and their offices. Within these categories, you can expect to find questions on topics like the Securities Act of 1933, registration, underwriter requirements and procedures, annuities types and valuations, and FINRA conduct rules.
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