Mary: Series 14 tutor
Certified Online Series 14 Tutor
...the daily operations. The environment was dynamic, highly demanding, requiring laser focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving on committees, worked on new business initiatives, recruiting and training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm...
Private In-Home and Online Series 14 Tutoring Near You
Receive personally tailored Series 14 lessons from exceptional tutors in a one-on-one setting. We help you connect with in-home and online tutoring that offers flexible scheduling and your choice of locations. Varsity Tutors helps thousands of people asking, "How do I connect with the best Series 14 tutors near me?"
Looking for "Series 14 tutors near me"? Varsity Tutors can help.
Series 14 is a license and exam, which is also called the New York Stock Exchange, or NYSE, Compliance Official Exam. Financial professionals who are employed by an NYSE member firm take the exam to become licensed compliance officers. The test must be taken by those who work as head compliance officers for their firm, as well as those who manage at least ten compliance officers. If either of these scenarios applies to you, you may be preparing to take the Series 14 exam soon.
If you have to take the Series 14 exam, you should start by familiarizing yourself with the format and content you'll encounter on test day. The exam has 110 multiple-choice questions, which must be answered within a three-hour time limit. You must answer at least 70% of the questions correctly in order to pass the exam and receive your Series 14 license. Professionals describe the Series 14 exam as comprehensive and difficult. It has been compared to the Series 7 exam, which is similarly difficult but taken by general securities brokers, rather than compliance officers. As you begin studying for the exam, you'll need to review topics like regulatory agencies, the supervision of customer and employee accounts, and the operation of primary and secondary capital markets.
4.9/5.0 Satisfaction Rating*
Your Personalized Tutoring Program and Instructor
Our knowledgeable directors help you choose your tutor with your learning profile and personality in mind.
Your tutor can customize your lessons and present concepts in engaging easy-to-understand-ways.
You can learn more efficiently and effectively because the teaching style is tailored to you.
In-Home & Online Convenience
Your tutor comes to you, so times and locations are flexible. Meet at your home, online, or any place of your choosing.