Mary: Series 99 tutor
Certified Series 99 Tutor
...keeping an orderly book of all public orders, and floor manager, overseeing the daily operations. The environment was dynamic, highly demanding, requiring laser focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving on committees, worked on new business initiatives, recruiting and training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and...
Education & Certification
Dickinson College - Bachelor in Arts, Economics
Northwestern University - Masters in Business Administration, Finance
Hal: Series 99 tutor
Certified Series 99 Tutor
...independent channel. I developed and took an introducing brokerage firm through the entire FINRA (then NASD) creation and registration process. I attended what was then a week-long Brokers Option Course at the Chicago Board of Options and followed that as the designated options trader for a firm. I have over twenty years of teaching experience at the college and university level in addition to having served as a national educator in investments for a Fortune...
Education & Certification
Frostburg State University - Bachelor of Science, Accounting and Business Management
Frostburg State University - Master of Science, Management Science
Ranga: Series 99 tutor
Certified Series 99 Tutor
I am highly passionate about teaching professional courses and helping students to be successful in their academics and career. My core subjects are business management, project management, agile development life cycle, Lean methodologies, and Six Sigma. I also help develop students knowledge and skills on Microsoft Excel, Word, Powerpoint, MS Access, MS Visio, MS Project and teach some of the most frequently used features, format, formulas.
Education & Certification
University of Madras - Bachelor in Arts, Administrative Assistance and Secretarial Science
Indira Gandhi National Open University - Master of Science, Computer Science
Private Series 99 Tutoring
Receive personally tailored Series 99 lessons from exceptional tutors in a one-on-one setting. We help you connect with the best tutor for your particular needs while offering flexible scheduling to fit your busy life.
The Series 99 is a financial license and exam, which is also called the Operations Professional License. As the name suggests, individuals who pass this exam are able to become registered operations professionals who can perform a number of functions for a broker-dealer. The Series 99 exam features 100 multiple-choice questions, which must be finished within a two-hour-and-thirty-minute time limit. Candidates must answer at least 68% of these questions correctly in order to receive their Series 99 license.
The exam is broken into two major categories - equity and debt. The Securities Institute defines equity as stock, which means that those who purchase equity from a company form an ownership relationship with that company. Debt differs from this in that those who purchase debt from a company are actually loaning that company money. Therefore, they become a creditor to that company. Whereas equity creates an ownership relationship that won't go away unless the security is sold, debt typically has a maturation date that terminates the creditor relationship between investor and company. Individuals who wish to receive their Series 99 license should spend time going over these concepts before taking the exam.
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