Private Series 53 Tutoring
Receive personally tailored Series 53 lessons from exceptional tutors in a one-on-one setting. We help you connect with the best tutor for your particular needs while offering flexible scheduling to fit your busy life.
Top Series 53 Tutors
Biography
...firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the Treasury Group where I priced, hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted AAA balance sheet. This multi-year... Read more
Can also tutor: Series 86, Series 65, Series 39 and 99 more subjects.
Education
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Biography
...time later, I enrolled at Kansas State University and earned a Master's degree in Personal Financial Planning. Recently, I've earned the Behavioral Financial Advisor (BFA) designation and the Retirement Income Certified Professional (RICP) designation. I've worked in several industry roles from client service, back office roles, compliance, management, personal advising and planning and retirement consulting. When I'm not focusing on my craft I enjoy spending time with my family and am an avid college and... Read more
Can also tutor: Series 4, Series 24, CFP and 7 more subjects.
Education
- University of Nebraska at Omaha - Bachelor of Science, Finance
- Kansas State University - Master of Science, Financial Planning
Biography
...seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it to be absolutely necessary for an improved quality of life, and I try to impart this appreciation to all of my students. Read more
Can also tutor: Series 7 - General Securities Representative Exam (Stockbroker), Series 24, Series 51 and 35 more subjects.
Education
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Test Scores
- ACT Reading: 32
Biography
...passion to serve others and have an extensive list of success as a mentor, coach and trainer. I have had the benefit of working at all levels in some of America's largest financial service and Fintech companies. In addition to working directly with staff, I have also been responsible for leading a Training organization responsible for hiring and training 2000 new brokers. My field experience combined with my own personal passing of many Insurance and... Read more
Can also tutor: Insurance License, Series 63, Series 24 and 40 more subjects.
Education
- The Richard Stockton College of New Jersey - Bachelor in Arts, Political Science and Government
Biography
...commodity, and insurance broker, earning the position of 2nd Vice President of Investments. By 1987, I had founded AISCO Holdings, Ltd., where I served as its Chief Executive Officer (CEO) and its Chairman of the Board. During my tenure, I held, among others, SEC Series Licenses 3, 4, 7, 15, 24, 27, 53, and 63. As the firm's primary SEC Licensed Principal, I grew this financial services conglomerate to $21 million in annual revenues, with... Read more
Can also tutor: Insurance License, Series 7 - General Securities Representative Exam (Stockbroker), Series 7 and 24 more subjects.
Education
- University of Illinois at Urbana-Champaign - Bachelor in Arts, Business, General
Biography
...a good understanding of many different areas. I will do my best to help the student by simplifying the material and using everyday tasks as examples. Exams I have taken (and passed on the first try): Series 7 (General Securities), Series 24 (General Securities Principal), Series 4 (Registered Options Principal), Series 27 (Financial and Operations Principal), Series 53 (Municipal Securities Principal), Series 66 (Investment Advisor Representative) and PA Life and Health Insurance agent exam. My... Read more
Can also tutor: Series 65, Series 6, Series 7 and 16 more subjects.
Education
- Pennsylvania State University-Main Campus - Bachelor of Science, Finance
Series 53 Tutoring FAQ
Series 53 is an exam and license, which is also often called the Municipal Securities Principal Exam. Individuals who have this license are able to supervise the municipal securities activities of a securities firm or bank dealer. The license also qualifies those who have it to become licensed municipal securities principals. These individuals are able to underwrite, trade, buy, and sell municipal securities. Finally, those who pass the Series 53 Exam are also able to work as financial advisors or consultants to issuers of municipal securities and can communicate with customers about these topics in a professional setting.
If you're a financial professional who is interested in a job that deals with these things, passing the Series 53 Exam is essential. In order to do that, you'll have to answer at least 70% of the exam's 100 multiple-choice questions correctly. This must be done within a three hour and thirty-minute timeframe. If you can successfully do this, then you will receive your Series 53 license and can pursue employment in the fields it qualifies you for. If you're planning on taking the exam, you should be prepared to answer questions on a variety of topics. Some of the areas covered on the exam are federal regulations, general supervision, sales supervision, and trading and operations.
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