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Series 51 is an exam and license, which is sought by financial industry professionals. It is also commonly called the Municipal Fund Securities Limited Principal Exam. Individuals who want to sell municipal fund securities or manage and supervise people must have a Series 51 license in order to do so. The exam was created primarily for broker-dealers who already have either a Series 24 or Series 26 license and who don't typically deal in municipal securities.
If you'd like to obtain your Series 51 license, you'll first need to pass this exam, which features 60 multiple-choice questions. Test-takers are given 90 minutes to complete their work and must answer at least 70% of the questions correctly in order to pass. Some of the topics that you can expect to find on the Series 51 Exam are regulatory structure, product knowledge, general supervision, and underwriting and disclosure obligations. Given the exam's ability to impact a financial professional's employment opportunities, many of those who plan on taking the test seek professional help with their preparation process. One of the best ways to get this help is by signing up to work with a private Series 51 tutor.