Mary: Series 39 tutor
Certified Series 39 Tutor
...member of the Philadelphia Stock Exchange trading single stock options and futures. My training began in the trading pit, side by side senior traders for whom I would be responsible for tracking delta positions, hedging trades, communicating with the partners, and learning options theory to prepare for a three-week intensive in house options course in Chicago with a peer group. We were close-knit, collaborative and hand-picked for what would be a rigorous and unique learning...
Education & Certification
Dickinson College - Bachelor in Arts, Economics
Northwestern University - Masters in Business Administration, Finance
Private Series 39 Tutoring
Receive personally tailored Series 39 lessons from exceptional tutors in a one-on-one setting. We help you connect with the best tutor for your particular needs while offering flexible scheduling to fit your busy life.
Series 39 is an exam and license that is also commonly called the Direct Participation Programs Principal Exam. As its name suggests, this exam assesses a financial professional's ability to perform the functions of a direct participation program principal. Individuals who pass the Series 39 Exam are able to sell many of the most common kinds of direct participation programs. This includes things like gas limited partnerships, real estate partnerships, and even S corporations. If you're interested in a job that deals with these kinds of securities, passing the Series 39 is essential to finding employment in the industry.
The Series 39 Exam asks candidates to answer 100 multiple-choice questions within a two-hour and fifteen-minute time limit. Those who answer at least 70% of these questions correctly pass the test and receive their Series 39 license. However, it's important to note that before taking the Series 39 Exam, an individual must first possess both their Series 7 and Series 22 license. If you have these licenses and are ready to take the Series 39 Exam, you should start familiarizing yourself with the content of the exam as soon as possible. You'll be expected to answer questions on topics like the structure and regulation of direct participation program offerings, sales supervision, employee supervision, and regulatory and compliance requirements.
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