Mary: Series 23 tutor
Certified Online Series 23 Tutor
...unique learning experience to set a foundation for our respective quantitative trading roles. I became a market maker, providing liquidity to the public orders, a specialist, keeping an orderly book of all public orders, and floor manager, overseeing the daily operations. The environment was dynamic, highly demanding, requiring laser focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving on committees, worked on new...
Education & Certification
Dickinson College - Bachelor in Arts, Economics
Northwestern University - Masters in Business Administration, Finance
Ramona: Series 23 tutor
Certified Online Series 23 Tutor
...because it opens up a whole new world to the student. I also like to teach finance because we earn money and spend money, but we don't really know how to manage it and make it work for us. I enjoy reading, spending time at the beach or near water and traveling My goal is to visit all 50 states. Currently I have visited 32. My teaching philosophy is that I believe that everyone can achieve...
Education & Certification
University of North Florida - Bachelor in Business Administration, Business Administration and Management
Patten University - Masters in Business Administration, Finance
Derrick: Series 23 tutor
Certified Online Series 23 Tutor
...a graduate of Colorado State University. I received my Master's degree in Finance with a specialization in Accounting. I have worked extensively in the banking and finance industry. I currently work for a private equity real estate firm as a registered representative. I currently have my series 22 and series 63 registration. My teaching philosophy is centered around the student. I believe in a personalized approach to learning. I currently focus on tutoring finance, history,...
Education & Certification
University of Arizona - Bachelor in Arts, Political Science and Government
Colorado State University - Masters in Business Administration, Finance
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Series 23 is a license and exam, which is also called the General Securities Principal Exam. The Financial Industry Regulatory Authority, or FINRA, administers the test. The Series 23 license is generally sought by financial professionals who wish to become general securities principals or sales supervisors. In order to take the exam, candidates must first have both their Series 9 and Series 10 credentials. The test features 100 multiple-choice questions, which one must answer at least 70% correctly to pass. If you're getting ready to take the Series 23 exam, you should begin your preparation process by going over the types of questions you're likely to be asked on test day.
There are two primary categories on the exam, registered representative and registered principal levels. The specific topics you're likely to see covered in these sections includes the investment banking process in both primary and secondary markets, market-making and trading activities at the firm level, properly managing office staff, and current FINRA regulations. If you're interested in becoming a general securities principal or a sales supervisor, passing the Series 23 Exam and receiving its credential is absolutely necessary. As with any important exam, it's a good idea to prepare thoroughly before taking the Series 23 Exam.
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