...hedged, executed, and made markets on OTC derivatives, structured product and warrants held by the coveted AAA balance sheet. This multi-year experience proved to be mutually beneficial both to my professional career, as it was for the bank's global securities businesses (particularly US Equities and Swiss Treasury) that I diligently represented resulting in increasing customer business and attractive risk adjusted return on capital (RAROC). My career trajectory continued to expand beyond US domestic equity markets...
...degrees and two professional certificates. My degrees include an Associate degree in Computer Science from Florida State College at Jacksonville, a Bachelors degree in Business Administration from University of North Florida and a Masters in Finance from Patten University. I am a certified project manager and a certified scrum master. I am a financial representative licensed to sell life insurance, stocks, bonds, mutual funds, and variable annuities. I have tutored children from the age of...
...Degree in Business Administration and I am a Certified Financial Planner. I also have several industry licenses; series 7, 66, 51, 24, and 2-15. I am passionate about personal financial literacy and have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem...
...of Colorado State University. I received my Master's degree in Finance with a specialization in Accounting. I have worked extensively in the banking and finance industry. I currently work for a private equity real estate firm as a registered representative. I currently have my series 22 and series 63 registration. My teaching philosophy is centered around the student. I believe in a personalized approach to learning. I currently focus on tutoring finance, history, Series 22,...
Colorado State University - Masters in Business Administration, Finance
Private Series 23 Tutoring
Our interview process, stringent qualifications, and background screening ensure that only the best Series 23 tutors work with Varsity Tutors. To assure a successful experience, you're paired with one of these qualified tutors by an expert director - and we stand behind that match with our money-back guarantee.
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Series 23 Tutoring FAQ
Series 23 is a license and exam, which is also called the General Securities Principal Exam. The Financial Industry Regulatory Authority, or FINRA, administers the test. The Series 23 license is generally sought by financial professionals who wish to become general securities principals or sales supervisors. In order to take the exam, candidates must first have both their Series 9 and Series 10 credentials. The test features 100 multiple-choice questions, which one must answer at least 70% correctly to pass. If you're getting ready to take the Series 23 exam, you should begin your preparation process by going over the types of questions you're likely to be asked on test day.
There are two primary categories on the exam, registered representative and registered principal levels. The specific topics you're likely to see covered in these sections includes the investment banking process in both primary and secondary markets, market-making and trading activities at the firm level, properly managing office staff, and current FINRA regulations. If you're interested in becoming a general securities principal or a sales supervisor, passing the Series 23 Exam and receiving its credential is absolutely necessary. As with any important exam, it's a good idea to prepare thoroughly before taking the Series 23 Exam.
Varsity Tutors can help you with your test preparation process by connecting you with a private Series 23 tutor to work with. You can meet with your tutor online through a live learning platform, which replicates a face-to-face meeting. You can be matched with a private tutor who is able to work with you around your scheduling concerns. This type of flexibility is key to what makes working with a Series 23 tutor such a rewarding process.
You and your tutor will work in a one-on-one capacity in order to create a lesson plan that meets your needs. You may find that the personalized study plan you receive enhances the effectiveness and efficiency of the time you were already planning on devoting to studying. Your tutor will be an expert on the Series 23 subject matter as well, so they can guide you through whatever questions you have about the material right as they come up.
If you plan on taking your Series 23 test preparation seriously, there's no better way to get started than by signing up to work with a private tutor. Let Varsity Tutors help you with this by finding you the Series 23 tutor who can give you the skills you need to feel more confident on test day.
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