Contact Varsity Tutors for a Series 9/10 course that can help you prepare well for the exam. A Series 9/10 course can give you tools and personalized instruction. A Series 9/10 class is a great opportunity to make the most of your preparation time before this exam.
The Series 9/10 exam is designed to test a person's knowledge of rules for sales activities at a general securities-oriented branch office. Those who pass the exam are able to sell corporate securities, money market funds, asset-backed securities, and many other offerings on behalf of an organization. Series 9/10 courses can help you become more aware of the layout and content of the exam. Below is the layout of the Series 10 section of the exam:
| Series 10 Section | Focus | Number of Questions |
| Section 1 | Supervise Associated Persons and Personnel Management Activities | 28 |
| Section 2 | Supervise the Opening and Maintenance of Customer Accounts | 49 |
| Section 3 | Supervise Sales Practices and General Trading Activities | 52 |
| Section 4 | Supervise Communications with the Public | 16 |
Below is a table detailing the layout of the Series 9 section of the exam:
| Series 9 Section | Focus | # of Questions |
| Section 1 | Supervise the Opening and Maintenance of Customer Options Accounts | 18 |
| Section 2 | Supervise Sales Practices and General Options Trading Activities | 19 |
| Section 3 | Supervise Options Communications | 5 |
| Section 4 | Supervise Associated Persons and Personnel Management Activities | 13 |
Series 9/10 classes take place online. Our Live Learning Platform allows you to meet with your instructor for your Series 9/10 prep course from anywhere with an internet connection. By making it easier to attend your Series 9/10 prep class, we remove a potential barrier to effective test preparation.
Series 9/10 prep courses take place in a one-on-one learning environment. In these sessions, Series 9/10 prep classes allow you to make decisions about what you need for your preparation. You don't have to learn information that is already familiar to you. Rather, you are able to focus your energies on the parts of the exam that are most difficult for you. In a Series 9/10 Prep course, you can tailor your sessions to your learning style. You can watch instructional videos, work through practice questions, or read through materials relevant to the exam depending on which way you learn best.
In a Series 9/10 course, your instructor can assess your abilities and make a plan based on your needs. Whatever your particular goals for the exam and your study time, you and your instructor for your Series 9/10 Prep course can divide your time into manageable units that help you pursue these goals. In addition to using your time more effectively, this sort of study planning can help you build confidence before the exam.
During a Series 9/10 prep course, you are also able to devote time to test-taking strategies. You and your instructor in your Series 9/10 prep class can investigate the specific types of questions that appear on the exam and prepare for the specific challenges they present. Test-taking strategies can help you make the most of the time you spend taking the test and can also increase your comfort and confidence as you enter the exam.
Series 9/10 prep classes from Varsity Tutors are a great opportunity for you to make the most of your time preparing for this exam. Whether you are hoping to advance within your current organization or you want to expand your career prospects, a Series 9/10 course can work with you to pursue your goals. If you believe the flexibility, adaptability, and resources that a Series 9/10 prep course offers would be beneficial for you, contact an educational consultant online or over the phone today.
Aimee: Seattle Series 9 course instructor
...certification in music therapy. I have worked in the field of education for 15+ years and am completing my 9th year as a licensed teacher. I have experience with individuals with disabilities, English language learners and gifted students, both in my personal and professional experiences. I specialize in working with multi-exceptional learners. I am a licensed teacher in two states, with endorsements in: - Music (Instrumental and Vocal) - Special Education - Early Childhood Special...
Education & Certification
- George Fox University - Bachelor in Arts, Music Theory and Composition
- Willamette University - Master of Arts Teaching, Special Education
Subject Expertise
- Series 9
- CPA
- CSET - California Subject Examinations for Teachers
- PRAXIS
- +146 subjects
Japhet: Seattle Series 9 course instructor
...learning. I believe that every student can excel with the right support, so I tailor each session to fit individual learning styles and needs. My goal is to break down complex concepts, transforming challenging subjects into manageableand even enjoyablelearning experiences. Seeing my students grow in confidence and mastery is the most rewarding part of my work. If you're looking for a patient, dedicated tutor who is committed to your success, let's begin your journey to...
Education & Certification
- University of Washington-Tacoma Campus - Bachelor of Science, Computer Science
- Washington University in St Louis - Bachelor of Science, Mechanical Engineering
Subject Expertise
- Series 9
- PTCE - Pharmacy Technician Certification Exam
- COTA / NBCOT - Certified Occupational Therapy Assistant
- PE - Principles and Practice of Engineering - Environmental
- +1414 subjects
Zipporah: Seattle Series 9 course instructor
...to each individual, focusing on building understanding, confidence, and curiosity. I believe that every challenge is an opportunity to grow, and I strive to create an environment where questions are encouraged, mistakes are embraced as part of the process, and progress feels exciting. Whether it's mastering new concepts, preparing for exams, or simply developing better study habits, I am committed to making learning engaging, empowering, and meaningful. Together, we'll achieve your goals and go beyond...
Education & Certification
- Brandman University - Bachelor in Arts, Human Resources Management
Subject Expertise
- Series 9
- NAPLEX
- NMLS - Nationwide Mortgage Licensing System
- ASHI - American Society of Home Inspectors
- +1077 subjects
Michael: Seattle Series 9 course instructor
...journey as smooth and rewarding as possible. I believe that learning should be engaging and memorable. That's why I bring a creative approach to my tutoring, using fun and innovative methods to simplify complex concepts and make exam content stick. By turning challenging material into engaging lessons, I strive to build not just understanding but also confidence in my students. Seeing my students achieve their goals and succeed in their exams is incredibly rewarding. I...
Education & Certification
- University of Central Florida - Bachelor in Arts, Communication, General
Subject Expertise
- Series 9
- CFP
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +12 subjects
Brian: Seattle Series 9 course instructor
...I have a graduate degree from the Stonier Graduate School of Banking as well. I started a financial consulting business while in college then sold it a few years out of college. I became a US Marine. Over the next 15 years combined, I worked for two top 5 US Banks and one top 5 US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US,...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- Series 9
- Series 7
- Series 26
- Six Sigma
- +22 subjects
Andrea: Seattle Series 9 course instructor
...We love all things outdoors whether it's hiking, walking, stargazing, grilling, or spending the day at the park. I also enjoy listening to and singing along to music, although not everyone around me finds that part as enjoyable. My favorite study setting looks like a cup of coffee, Jazz music, and plenty of notecards or fun highlighters and pens. I look forward to the opportunity to help you succeed in your finance and business-related coursework...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- Series 9
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 10
- +57 subjects
Michael: Seattle Series 9 course instructor
...airport where I teach ground school and flight to student pilots. I really like teaching in general, and enjoy when I can learn something and then pass it on to others. That is what brought me to earn my PhD and my flight instructor certificate, allowing me to teach various areas in finance, such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my career to move...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- Series 9
- Series 3
- Series 10
- FINRA - Financial Industry Regulatory Authority
- +16 subjects
David: Seattle Series 9 course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 9
- Series 6
- Series 63
- SIE
- +16 subjects
Danny: Seattle Series 9 course instructor
...have been a sales leader in the financial services industry for over 25 years and I retired a senior NCO in the Army Reserve serving for 23 years. I've had the pleasure of mentoring training and leading sales people and soldiers most of my adult life and coaching and developing has been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- Series 9
- Series 7
- Series 65
- Insurance License
- +11 subjects
Edward: Seattle Series 9 course instructor
...veteran of the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both at the youth and high school levels. I love music and am an active member of 2 bands.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- SIE
- Series 65
- +26 subjects
Daniel: Seattle Series 9 course instructor
I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 9
- Series 63
- Series 4
- Series 24
- +4 subjects
Hal: Seattle Series 9 course instructor
...and consequently contribute to the whole of society. No one method applies to all. It is my goal to focus on the individual, adapt my methods to their needs, and inspire them to succeed. I enjoyed a nearly thirty-year career in financial services where I worked as a financial planner, wire-house broker (stockbroker), trust advisor, and wealth advisor. I worked the broker-dealer channel, the bank channel, and the independent channel. I developed and took an...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 27
- Series 26
- +171 subjects
Nhan: Seattle Series 9 course instructor
...my Doctorate program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a thorough and rational approach to learning, where individual problem can be tackle using all available resources. By identify what works for each student, I will provide a unique learning framework for each session, so he or she could...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 9
- Series 10
- CPA
- Series 66
- +78 subjects
Heath: Seattle Series 9 course instructor
...obtained a Bachelor of Science Degree from Texas A&M University, majoring in Economics. After graduation I complete my FINRA Series 7,63, 9, 10 and SIE certifications. I have also completed the Certified Financial Planner coursework. I tutor the FINRA Series exams mentioned above, personal finance and writing. My teaching philosophy is that anyone can achieve great things through hard work and dedication. The best students ask for help when they don't understand something. I like...
Education & Certification
- Texas A & M University-College Station - Bachelor of Science, Economics
Subject Expertise
- Series 9
- Series 7
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- +22 subjects
Frank: Seattle Series 9 course instructor
I love to teach finance/business/math. I'm happy to share how key concepts and tools are applied in practice, and how they are connected with each other.
Education & Certification
- Shandong Finance Institute - Bachelor in Arts, Marketing
- The Texas AM University System Office - Master of Science, Finance
Subject Expertise
- Series 9
- CFA
- Series 87
- Series 7
- +22 subjects