Contact Varsity Tutors for a Series 9/10 course that can help you prepare well for the exam. A Series 9/10 course can give you tools and personalized instruction. A Series 9/10 class is a great opportunity to make the most of your preparation time before this exam.
The Series 9/10 exam is designed to test a person's knowledge of rules for sales activities at a general securities-oriented branch office. Those who pass the exam are able to sell corporate securities, money market funds, asset-backed securities, and many other offerings on behalf of an organization. Series 9/10 courses can help you become more aware of the layout and content of the exam. Below is the layout of the Series 10 section of the exam:
| Series 10 Section | Focus | Number of Questions |
| Section 1 | Supervise Associated Persons and Personnel Management Activities | 28 |
| Section 2 | Supervise the Opening and Maintenance of Customer Accounts | 49 |
| Section 3 | Supervise Sales Practices and General Trading Activities | 52 |
| Section 4 | Supervise Communications with the Public | 16 |
Below is a table detailing the layout of the Series 9 section of the exam:
| Series 9 Section | Focus | # of Questions |
| Section 1 | Supervise the Opening and Maintenance of Customer Options Accounts | 18 |
| Section 2 | Supervise Sales Practices and General Options Trading Activities | 19 |
| Section 3 | Supervise Options Communications | 5 |
| Section 4 | Supervise Associated Persons and Personnel Management Activities | 13 |
Series 9/10 classes take place online. Our Live Learning Platform allows you to meet with your instructor for your Series 9/10 prep course from anywhere with an internet connection. By making it easier to attend your Series 9/10 prep class, we remove a potential barrier to effective test preparation.
Series 9/10 prep courses take place in a one-on-one learning environment. In these sessions, Series 9/10 prep classes allow you to make decisions about what you need for your preparation. You don't have to learn information that is already familiar to you. Rather, you are able to focus your energies on the parts of the exam that are most difficult for you. In a Series 9/10 Prep course, you can tailor your sessions to your learning style. You can watch instructional videos, work through practice questions, or read through materials relevant to the exam depending on which way you learn best.
In a Series 9/10 course, your instructor can assess your abilities and make a plan based on your needs. Whatever your particular goals for the exam and your study time, you and your instructor for your Series 9/10 Prep course can divide your time into manageable units that help you pursue these goals. In addition to using your time more effectively, this sort of study planning can help you build confidence before the exam.
During a Series 9/10 prep course, you are also able to devote time to test-taking strategies. You and your instructor in your Series 9/10 prep class can investigate the specific types of questions that appear on the exam and prepare for the specific challenges they present. Test-taking strategies can help you make the most of the time you spend taking the test and can also increase your comfort and confidence as you enter the exam.
Series 9/10 prep classes from Varsity Tutors are a great opportunity for you to make the most of your time preparing for this exam. Whether you are hoping to advance within your current organization or you want to expand your career prospects, a Series 9/10 course can work with you to pursue your goals. If you believe the flexibility, adaptability, and resources that a Series 9/10 prep course offers would be beneficial for you, contact an educational consultant online or over the phone today.
Howard: Pinellas Park Series 9 course instructor
Knowledge is power. If you need to help better understand the Series 7, 63 or 65 , consider me. My score on the Series 7 was 92.
Education & Certification
- Tulane University of Louisiana - Bachelor of Science, Biology, General
Subject Expertise
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 24
- +23 subjects
Danny: Pinellas Park Series 9 course instructor
...of my abilities for test day and make sure you have given 100% to get there. I love to play golf and I love all sports. I'm a family man, and they always come first. I'm not going to pull any punches, and I'm going to give you honest feedback along the journey. If you're...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- Series 9
- Series 86
- Series 63
- Series 10
- +11 subjects
Aimee: Pinellas Park Series 9 course instructor
...track record of score improvement for my students. I have taken the SAT, GRE and several teacher licensure examinations. I have particular experience with coaching students on MAP testing, test taking strategies, dealing with test anxiety and closing the gap when students are behind through intensive instruction. I have lived in rural Alaska - a.k.a....
Education & Certification
- George Fox University - Bachelor in Arts, Music Theory and Composition
- Willamette University - Master of Arts Teaching, Special Education
Subject Expertise
- Series 9
- PRAXIS
- CSET - California Subject Examinations for Teachers
- CPA
- +146 subjects
Nhan: Pinellas Park Series 9 course instructor
...program, this one is for Accountancy, specialized in Auditing. I am expected to finish my second Master in Fall of 2019, and I will start my Doctorate program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 9
- Series 66
- Insurance License
- Series 65
- +78 subjects
Andrea: Pinellas Park Series 9 course instructor
...approach is patient, adaptive, and goal-oriented, ensuring that each student receives personalized support that aligns with their learning style and needs. I enjoy spending my time with my family and two dogs. We love all things outdoors whether it's hiking, walking, grilling, or spending the day at the park. I also enjoy listening to and...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- Series 9
- Series 7
- SIE
- Series 10
- +57 subjects
Edward: Pinellas Park Series 9 course instructor
...Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both at the youth...
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- Series 9
- Series 66
- Series 79
- Series 7 - General Securities Representative Exam (Stockbroker)
- +27 subjects
David: Pinellas Park Series 9 course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 9
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- +16 subjects
Brian: Pinellas Park Series 9 course instructor
...young and experienced adults in select academic topics, select professional exam pre test materials, soft skills, technical skill building, performance improvement, decision making, financial literacy, and leadership. While I can tutor a broad range of subjects, I am most passionate about finance, FINRA exams, decision making, financial literacy, and leadership. I am a firm proponent...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- Series 9
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- +22 subjects
Michael: Pinellas Park Series 9 course instructor
...to teach various areas in finance, such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my career to move out of in-house financial services firms and focus completely on teaching. The way I prefer to teach and tutor is to work with the student, not lecture...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- Series 9
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +16 subjects
Heath: Pinellas Park Series 9 course instructor
...anyone can achieve great things through hard work and dedication. The best students ask for help when they don't understand something. I like to relate the content to real life situations for students to really drive concepts home. Throughout my time tutoring I have helped many people pass exams they never through possible which opened...
Education & Certification
- Texas A & M University-College Station - Bachelor of Science, Economics
Subject Expertise
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- CFP
- SIE
- +24 subjects
Hal: Pinellas Park Series 9 course instructor
...of Options and followed that as the designated options trader for a firm. I have over twenty years of teaching experience at the college and university level in addition to having served as a national educator in investments for a Fortune 20 firm. My background includes having been licensed as a Certified Public Accountant, Certified...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 9
- Series 3
- SIE
- Series 65
- +171 subjects
Daniel: Pinellas Park Series 9 course instructor
I have been in the financial service industry for over 18 years and I would like to pass on my knowledge and experiences so that others can benefit .
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 9
- Series 10
- Series 63
- Series 24
- +4 subjects
Jim: Pinellas Park Series 9 course instructor
...work with. I hold a Bachelor's degree from the University of WisconsinStout and a Finance degree from Madison Area Technical College, and I have spent much of my career leading teams and supporting individuals preparing for a wide range of FINRA securities licenses. My teaching philosophy centers on creating a supportive, engaging learning environment where...
Education & Certification
- University of Wisconsin – Stout - Bachelor's, Hotel & Restaurant Management
- Madison Area Technical College - Associate in Science, Finance
Subject Expertise
- Series 9
- Series 57
- SIE
- Series 66
- +11 subjects
Monica: Pinellas Park Series 9 course instructor
...Series 7, and Series 66. My approach centers on translating complex concepts into relatable, real-world scenarios, ensuring students grasp not just the material but also the strategies behind successful test-taking. I believe in fostering a supportive learning environment where students feel empowered to ask questions and explore the intricacies of wealth management. My extensive background...
Education & Certification
- Strayer College - Master's/Graduate, Business
Subject Expertise
- Series 9
- Series 10
- SIE
- Series 66
- +18 subjects
Michael: Pinellas Park Series 9 course instructor
...manage exam stress. Interactive Sessions: Engage in dynamic, interactive sessions that make complex concepts easier to grasp and retain. Support and Accountability: Benefit from continuous support and motivation, with regular check-ins to track your progress and address any concerns. Invest in your future with expert tutoring that helps you achieve your certification goals and advance...
Education & Certification
- University of Central Florida - Bachelor in Arts, Communication, General
Subject Expertise
- Series 9
- Series 66
- SIE
- Series 24
- +12 subjects
Frank: Pinellas Park Series 9 course instructor
I love to teach finance/business/math. I'm happy to share how key concepts and tools are applied in practice, and how they are connected with each other.
Education & Certification
- Shandong Finance Institute - Bachelor in Arts, Marketing
- The Texas AM University System Office - Master of Science, Finance
Subject Expertise
- Series 9
- Series 7
- Series 87
- Series 10
- +22 subjects