Contact Varsity Tutors for a Series 9/10 course that can help you prepare well for the exam. A Series 9/10 course can give you tools and personalized instruction. A Series 9/10 class is a great opportunity to make the most of your preparation time before this exam.
The Series 9/10 exam is designed to test a person's knowledge of rules for sales activities at a general securities-oriented branch office. Those who pass the exam are able to sell corporate securities, money market funds, asset-backed securities, and many other offerings on behalf of an organization. Series 9/10 courses can help you become more aware of the layout and content of the exam. Below is the layout of the Series 10 section of the exam:
Series 10 Section | Focus | Number of Questions |
Section 1 | Supervise Associated Persons and Personnel Management Activities | 28 |
Section 2 | Supervise the Opening and Maintenance of Customer Accounts | 49 |
Section 3 | Supervise Sales Practices and General Trading Activities | 52 |
Section 4 | Supervise Communications with the Public | 16 |
Below is a table detailing the layout of the Series 9 section of the exam:
Series 9 Section | Focus | # of Questions |
Section 1 | Supervise the Opening and Maintenance of Customer Options Accounts | 18 |
Section 2 | Supervise Sales Practices and General Options Trading Activities | 19 |
Section 3 | Supervise Options Communications | 5 |
Section 4 | Supervise Associated Persons and Personnel Management Activities | 13 |
Series 9/10 classes take place online. Our Live Learning Platform allows you to meet with your instructor for your Series 9/10 prep course from anywhere with an internet connection. By making it easier to attend your Series 9/10 prep class, we remove a potential barrier to effective test preparation.
Series 9/10 prep courses take place in a one-on-one learning environment. In these sessions, Series 9/10 prep classes allow you to make decisions about what you need for your preparation. You don't have to learn information that is already familiar to you. Rather, you are able to focus your energies on the parts of the exam that are most difficult for you. In a Series 9/10 Prep course, you can tailor your sessions to your learning style. You can watch instructional videos, work through practice questions, or read through materials relevant to the exam depending on which way you learn best.
In a Series 9/10 course, your instructor can assess your abilities and make a plan based on your needs. Whatever your particular goals for the exam and your study time, you and your instructor for your Series 9/10 Prep course can divide your time into manageable units that help you pursue these goals. In addition to using your time more effectively, this sort of study planning can help you build confidence before the exam.
During a Series 9/10 prep course, you are also able to devote time to test-taking strategies. You and your instructor in your Series 9/10 prep class can investigate the specific types of questions that appear on the exam and prepare for the specific challenges they present. Test-taking strategies can help you make the most of the time you spend taking the test and can also increase your comfort and confidence as you enter the exam.
Series 9/10 prep classes from Varsity Tutors are a great opportunity for you to make the most of your time preparing for this exam. Whether you are hoping to advance within your current organization or you want to expand your career prospects, a Series 9/10 course can work with you to pursue your goals. If you believe the flexibility, adaptability, and resources that a Series 9/10 prep course offers would be beneficial for you, contact an educational consultant online or over the phone today.

Mary: Plainview Series 9 course instructor
I am dedicated to creating a supportive and engaging learning environment where students feel confident to excel. My approach is tailored to each learner, breaking down complex ideas into simple, relatable steps. With a focus on building skills and self-assurance, I strive to make every session impactful and enjoyable. Together, we'll turn challenges into achievements.
Education & Certification
- Princeton University - Bachelor, Bachelor of Arts.
- Harvard University - Master's/Graduate, MSc. Mechanical Engineering
- State Certified Teacher
Subject Expertise
- Series 9
- AIS - Associate in Insurance Services
- SPPA - Senior Professional Public Adjuster
- ICVA - International Council for Veterinary Assessment
- +1359 subjects

Peter: Plainview Series 9 course instructor
...been to "be the professor I wish I had." More specifically, a professor who not only knows the material but is able to present it in a memorable way. In my spare time I am enjoy taking drum lessons (I am student too and tend to have a "hungry brain") and practicing Brazilian Jiu Jitsu.
Education & Certification
- Hofstra University - Bachelor in Business Administration, Finance
- Long Island University-C W Post Campus - Masters in Business Administration, Finance
Subject Expertise
- Series 9
- Series 28
- Series 4
- CFP
- +18 subjects

Danny: Plainview Series 9 course instructor
...been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will set you up to the best of my abilities...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- Series 9
- Series 65
- Series 86
- Insurance License
- +11 subjects
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 9
- Series 4
- Series 63
- Series 7
- +4 subjects

John: Plainview Series 9 course instructor
...I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn...
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- Series 9
- Series 57
- Series 4
- Series 7 - General Securities Representative Exam (Stockbroker)
- +38 subjects

Heath: Plainview Series 9 course instructor
...and dedication. The best students ask for help when they don't understand something. I like to relate the content to real life situations for students to really drive concepts home. Throughout my time tutoring I have helped many people pass exams they never through possible which opened doors for future career success. With hard work,...
Education & Certification
- Texas A & M University-College Station - Bachelor of Science, Economics
Subject Expertise
- Series 9
- Series 7
- CFP
- Series 10
- +22 subjects

Nhan: Plainview Series 9 course instructor
...areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a thorough and rational approach to learning, where individual problem can be tackle using all available resources. By identify what works for each student, I will provide a unique learning framework for...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 9
- Series 66
- CPA
- Series 7 - General Securities Representative Exam (Stockbroker)
- +78 subjects

Edward: Plainview Series 9 course instructor
...and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both at the youth and high school levels. I love music and...
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- Series 9
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 79
- +26 subjects
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 9
- Series 65
- Series 66
- Series 10
- +16 subjects

Hal: Plainview Series 9 course instructor
...broker (stockbroker), trust advisor, and wealth advisor. I worked the broker-dealer channel, the bank channel, and the independent channel. I developed and took an introducing brokerage firm through the entire FINRA (then NASD) creation and registration process. I attended what was then a week-long Brokers Option Course at the Chicago Board of Options and followed...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 9
- Series 63
- CFA
- Series 3
- +171 subjects

Aimee: Plainview Series 9 course instructor
...two states, with endorsements in: - Music (Instrumental and Vocal) - Special Education - Early Childhood Special Education - Elementary Education - Middle School Education - Foundational Mathematics - Foundational Language Arts - Foundational Science - Foundational Social Studies I have experience with various standardized tests, both taking them and coaching students, with a proven track...
Education & Certification
- George Fox University - Bachelor in Arts, Music Theory and Composition
- Willamette University - Master of Arts Teaching, Special Education
Subject Expertise
- Series 9
- PRAXIS
- CPA
- CSET - California Subject Examinations for Teachers
- +146 subjects

Andrea: Plainview Series 9 course instructor
...business tutor of my undergraduate university. My tutoring approach is focused on simplifying complex financial concepts and making them accessible to learners at all levels of knowledge. I use a combination of real-world examples, interactive problem-solving techniques, and tailored learning strategies to ensure my students not only understand the material but can also apply it...
Education & Certification
- Washington University in St Louis - Master of Science, Finance
Subject Expertise
- Series 9
- Series 24
- Series 7
- Series 66
- +56 subjects

Brian: Plainview Series 9 course instructor
...and one top 5 US Defense contractor before moving back into independent consulting in 2016. I have traveled, worked, and lived across the US, Europe, Central and South America, and some of the Middle East (while in the military). Either professionally or as a personal interest I have tutored, mentored, and coached young and experienced...
Education & Certification
- Portland State University - Bachelor of Science, Finance
Subject Expertise
- Series 9
- Series 63
- Series 26
- SIE
- +22 subjects

Michael: Plainview Series 9 course instructor
...interactive sessions that make complex concepts easier to grasp and retain. Support and Accountability: Benefit from continuous support and motivation, with regular check-ins to track your progress and address any concerns. Invest in your future with expert tutoring that helps you achieve your certification goals and advance your career. Let's work together to turn your...
Education & Certification
- University of Central Florida - Bachelor in Arts, Communication, General
Subject Expertise
- Series 9
- Series 6
- Series 24
- Series 7
- +12 subjects

Michael: Plainview Series 9 course instructor
...in finance, such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have recently changed my career to move out of in-house financial services firms and focus completely on teaching. The way I prefer to teach and tutor is to work with the student, not lecture them. I try to...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- Series 9
- Series 7
- Series 10
- Series 66
- +16 subjects
Education & Certification
- Shandong Finance Institute - Bachelor in Arts, Marketing
- The Texas AM University System Office - Master of Science, Finance
Subject Expertise
- Series 9
- Series 10
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +22 subjects