Contact Varsity Tutors for a Series 9/10 course that can help you prepare well for the exam. A Series 9/10 course can give you tools and personalized instruction. A Series 9/10 class is a great opportunity to make the most of your preparation time before this exam.
The Series 9/10 exam is designed to test a person's knowledge of rules for sales activities at a general securities-oriented branch office. Those who pass the exam are able to sell corporate securities, money market funds, asset-backed securities, and many other offerings on behalf of an organization. Series 9/10 courses can help you become more aware of the layout and content of the exam. Below is the layout of the Series 10 section of the exam:
|Series 10 Section||Focus||Number of Questions|
|Section 1||Supervise Associated Persons and Personnel Management Activities||28|
|Section 2||Supervise the Opening and Maintenance of Customer Accounts||49|
|Section 3||Supervise Sales Practices and General Trading Activities||52|
|Section 4||Supervise Communications with the Public||16|
Below is a table detailing the layout of the Series 9 section of the exam:
|Series 9 Section||Focus||# of Questions|
|Section 1||Supervise the Opening and Maintenance of Customer Options Accounts||18|
|Section 2||Supervise Sales Practices and General Options Trading Activities||19|
|Section 3||Supervise Options Communications||5|
|Section 4||Supervise Associated Persons and Personnel Management Activities||13|
Series 9/10 classes take place online. Our Live Learning Platform allows you to meet with your instructor for your Series 9/10 prep course from anywhere with an internet connection. By making it easier to attend your Series 9/10 prep class, we remove a potential barrier to effective test preparation.
Series 9/10 prep courses take place in a one-on-one learning environment. In these sessions, Series 9/10 prep classes allow you to make decisions about what you need for your preparation. You don't have to learn information that is already familiar to you. Rather, you are able to focus your energies on the parts of the exam that are most difficult for you. In a Series 9/10 Prep course, you can tailor your sessions to your learning style. You can watch instructional videos, work through practice questions, or read through materials relevant to the exam depending on which way you learn best.
In a Series 9/10 course, your instructor can assess your abilities and make a plan based on your needs. Whatever your particular goals for the exam and your study time, you and your instructor for your Series 9/10 Prep course can divide your time into manageable units that help you pursue these goals. In addition to using your time more effectively, this sort of study planning can help you build confidence before the exam.
During a Series 9/10 prep course, you are also able to devote time to test-taking strategies. You and your instructor in your Series 9/10 prep class can investigate the specific types of questions that appear on the exam and prepare for the specific challenges they present. Test-taking strategies can help you make the most of the time you spend taking the test and can also increase your comfort and confidence as you enter the exam.
Series 9/10 prep classes from Varsity Tutors are a great opportunity for you to make the most of your time preparing for this exam. Whether you are hoping to advance within your current organization or you want to expand your career prospects, a Series 9/10 course can work with you to pursue your goals. If you believe the flexibility, adaptability, and resources that a Series 9/10 prep course offers would be beneficial for you, contact an educational consultant online or over the phone today.
Education & Certification
- Saint Peters College - Bachelor of Science, Business Administration and Management
- Series 9
- Series 7
- Series 24
- Series 4
- +4 subjects
Nhan: Series 9 course instructor
...Currently I am in another Master program, this one is for Accountancy, specialized in Auditing. I am expected to finish my second Master in Fall of 2019, and I will start my Doctorate program for Business and Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a thorough and rational approach to learning, where...