As you prepare for the Series 6 exam, consider a Series 6 course from Varsity Tutors. Series 6 courses allow you to receive resources and instruction that can address your study needs. Your time in a Series 6 class is focused around your needs and goals.
The Series 6 exam is also referred to as the Investment Company and Variable Contracts Products Representative Qualification Examination. Those who pass the exam are certified to become investment company and variable contracts products representatives. A Series 6 license certifies holders to pursue jobs such as financial advisors, investment advisors, and private bankers. A Series 6 class can help you to prepare by familiarizing you with the content and structure of the exam. Below is an overview of the structure of the Series 6 exam:
| Question Format | # Questions | Time Allowed | Passing Score | Corequisites |
| Multiple-Choice | 50 | 1 Hour and 30 Minutes | 70% | Security Industry Essentials (SIE) |
Series 6 courses take place online. Our Live Learning Platform allows you to meet for Series 6 classes from anywhere with an internet connection. Because commuting to meetings can make accessing private tutoring more difficult for some people, we offer our Live Learning Platform as a way for more people to experience Series 6 prep courses. When you register for a Series 6 prep course, we will connect you to a tutor who meets your availability as well as possible.
During a Series 6 prep class, you receive one-on-one attention from a skilled tutor. Your instructor can take time to help you make the most of your Series 6 prep course by attending to your learning style and giving helpful feedback. You can listen to expert lectures, watch video lessons that explain key concepts, read materials relevant to the content of the exam, or practice skills that the exam tests in Series 6 prep classes. Throughout any or all of these activities, you and your tutor can talk through what you are learning to help you absorb and process the information as well as possible. The feedback and focus on your learning style can help you to develop effective habits and confidence as you approach the exam.
Also, you are able to work with your Series 6 prep course instructor to develop a study plan for your time. You can do a little bit of study in a variety of areas of the exam, or you can focus on a couple of parts of the exam in greater depth. This flexibility stems from the fact that you are not required to work through an assigned syllabus in Series 6 prep courses. You are able to make decisions based on your needs and goals as you organize your Series 6 course. Below is a list of some of the topics you can work through during your Series 6 prep course.
Series 6 Topics (non-comprehensive)
- Standards and required approvals of public communications
- Prospectus requirements
- Regulation D offerings
- Account registration types
- Retirement plans and other tax advantaged accounts
- Information security and privacy regulations
- Essential facts regarding customers and customer relationships
- Circumstances for refusing or restricting activity in an account or closing accounts
- Balance sheet and methods of inventory valuation
- Equity securities
- Capital gains and losses
- Variable life insurance and annuity contracts
- Required disclosures on specific transactions
- Account closure procedures
- Orders, offerings and transactions in customer accounts
- Use of automated execution systems
- Erroneous reports, errors, cancels and rebills
Series 6 prep classes also give you the opportunity to devise test-taking strategies that help you to maximize your time on the exam. Test-taking strategies can help you answer questions more effectively and quickly. By increasing your familiarity with these strategies, you can feel more confident and prepared during the exam.
If you are interested in the benefits that Series 6 courses from Varsity Tutors can have for your preparation, contact an Educational Consultant today.
Edward: Waterloo Series 6 course instructor
...and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both at the youth and high school levels. I love music and...
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- Series 6
- Series 79
- Series 9
- Series 65
- +27 subjects
Joseph Fon: Waterloo Series 6 course instructor
As a wealth management professional, I have learned that my personal success is tied to how well I succeed in managing my clients wealth and that my success is tied to their success. As their wealth increases, so too does my satisfaction, happiness and compensation. As a Varsity Instructor, I will maintain the same values...
Education & Certification
- University of New Orleans - Bachelor of Science, Business Administration and Management
- University of Alabama - Master of Science, Economics
Subject Expertise
- Series 6
- SIE
- Series 22
- UK A Level
- +5 subjects
Purvis: Waterloo Series 6 course instructor
...their goals and navigate the complexities of the financial world. I adopt a student-centered approach, tailoring my methods to meet individual learning styles and fostering a supportive environment where questions are encouraged. Mentoring aspiring finance professionals is not just a job for me; it's a fulfilling journey that allows me to share my knowledge and...
Education & Certification
- Columbia University - Master's/Graduate, Finance
Subject Expertise
- Series 6
- Series 65
- Series 66
- Series 7
- +5 subjects
Matthew: Waterloo Series 6 course instructor
...succeed! Outside of finance and tutoring, I'm passionate about health and fitness, personal development, and lifelong learning. I enjoy weight training, building audio systems, and working on DIY home and car projects. I also have a deep interest in language learningI'm currently studying Japaneseand I love finding ways to simplify complex subjects for others. Teaching,...
Education & Certification
- Texas A&M University - College Station - Bachelor's, Finance
Subject Expertise
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 63
- Series 7
- +53 subjects
James: Waterloo Series 6 course instructor
...planning services to families and small business owners. I have taught personal finance at a university and enjoy guiding people through financial planning discussions -- including investment planning, insurance planning, retirement planning, estate planning and tax planning. In addition, I spent 25 years as an EMT and paramedic and have taught many medical classes at...
Education & Certification
- Asbury University - Bachelor in Arts, Ancient Near Eastern and Biblical Languages
- Liberty University - Master of Arts, Theology
- The American College - Master of Science, Financial Planning
- Auburn University - Doctor of Philosophy, Vocational-Technical Education
Subject Expertise
- Series 6
- CPA
- Series 86
- CFP
- +31 subjects
Ernesto: Waterloo Series 6 course instructor
I have decades of experience both in academe as well as in the financial services field, and have helped thousands of adults reach their academic and professional licensing goals.
Education & Certification
- University of Miami - Master of Science, General Literature
- University of Florida - Master of Science, Business Administration and Management
- Argosy University-Chicago - Doctor of Science, Organizational Leadership
Subject Expertise
- Series 6
- Series 63
- FINRA - Financial Industry Regulatory Authority
- Series 7
- +22 subjects
Kevin: Waterloo Series 6 course instructor
...practice questions and topical computer related tools. I often ask for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space, I work with the student to help select mutually convenient locations. In my spare time, I enjoy biking, hiking, swimming,...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- Series 6
- Series 79
- Series 7
- Series 24
- +41 subjects
Lonie: Waterloo Series 6 course instructor
...to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's...
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- Series 6
- SIE
- Series 65
- Series 7
- +21 subjects
Joseph: Waterloo Series 6 course instructor
...student to attain their goals and objectives. I am very compassionate and patient with my students, especially those studying for FINRA and State Insurance Licensing exams. I have created unique study plans and practice exam questions that have assisted my students to pass their exams without any doubt about their capabilities. I'm happy to help...
Education & Certification
- Yeshiva University - Bachelor of Science, Economics
- Western Governors University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 6
- Series 3
- Series 63
- Series 65
- +48 subjects
Daniel: Waterloo Series 6 course instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- Series 6
- FINRA - Financial Industry Regulatory Authority
- SIE
- CLU - Chartered Life Underwriter
- +25 subjects
Benjamin: Waterloo Series 6 course instructor
Glad to help students prepare for the CFP, Series 7, and Series 66 industry exams!
Education & Certification
- University of Missouri-St Louis - Bachelor in Business Administration, Business Administration and Management
Subject Expertise
- Series 6
- SIE
- CPA
- Series 7 - General Securities Representative Exam (Stockbroker)
- +24 subjects
Nancy: Waterloo Series 6 course instructor
...As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- Series 6
- Series 24
- Series 65
- Series 66
- +99 subjects
Warrick: Waterloo Series 6 course instructor
...a way that suits their learning style, whether visual or auditory. I make an earnest attempt to allow the student to learn in a fashion that is most effective in promoting retention and understanding. I will show much patience and empathy. I will never forget the days when I was a student in need of...
Education & Certification
- The University of Florida - Bachelor in Business Administration, Finance
Subject Expertise
- Series 6
- Series 66
- Series 86
- Series 82
- +26 subjects
Peter: Waterloo Series 6 course instructor
...primarily teach the CFP courses but I have also taught undergraduate accounting and finance courses. I like helping students as the memory of struggling through a class is still fresh with me. Tutoring gives me the opportunity to reduce or eliminate that same feeling a student may have. As a college professor my approach has...
Education & Certification
- Hofstra University - Bachelor in Business Administration, Finance
- Long Island University-C W Post Campus - Masters in Business Administration, Finance
Subject Expertise
- Series 6
- Series 22
- Series 28
- Series 57
- +18 subjects
Barbara J.: Waterloo Series 6 course instructor
...have obtained a doctorate in psychology, which allows me to easily adapt to your learning style and adapt quickly when need be. I am also a published author who is currently working on two books. I have taught and proctored for over 20 years and nothing makes me happier than when I see that a...
Education & Certification
- Utrecht University - Doctorate (PhD), Forensic Behavioral Psychology
Subject Expertise
- Series 6
- ABPTS - American Board of Physical Therapy Specialties
- RPVI - Registered Physician in Vascular Interpretation
- TEFL - Teaching English as a Foreign Language
- +220 subjects
Krista: Waterloo Series 6 course instructor
...candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips and tricks that I have found helpful and previous students that I have tutored have as well.
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- Series 6
- CFP
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +18 subjects
Ben: Waterloo Series 6 course instructor
...Boys and Girls club to assist the kiddos with their homework assignments. Upon graduation, I began a career as a financial professional, where I advised families, individuals, and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- Series 6
- Series 63
- SIE
- High School Biology
- +45 subjects
Paul: Waterloo Series 6 course instructor
...to enter into a financial career. I've spent over three decades as a successful Financial Advisor. The multiple exams a student must pass can seem daunting. My goal is to add clarity and help students fully understand the necessary concepts and terminology. I have a Bachelors in religious studies. I've completed CLU / ChFC courses...
Education & Certification
- Cincinnati Christian University - Bachelor in Arts, Religious Studies
Subject Expertise
- Series 6
- FINRA - Financial Industry Regulatory Authority
- Series 27
- Series 86
- +17 subjects
Nicholas: Waterloo Series 6 course instructor
Through almost a decade as a financial planner, I enjoy helping others enter the field and continue to develop their expertise. I tutor the Series 6, 63, 65 and 7 exams and the CFP Board exam.
Education & Certification
- Susquehanna University - Bachelor of Science, Finance
Subject Expertise
- Series 6
- Insurance License
- Series 65
- Series 7
- +8 subjects
Isaac: Waterloo Series 6 course instructor
...65, and Series 66 exams. I also have my life and health insurance license and have passed the CFA level one exam. My favorite part about tutoring is helping someone in my same industry or on the same career path understand a concept that previously was difficult to grasp. I have been educating my clients...
Education & Certification
- Missouri State University-West Plains - Bachelor of Science, Finance
Subject Expertise
- Series 6
- SIE
- Series 66
- CFP
- +12 subjects