As you prepare for the Series 6 exam, consider a Series 6 course from Varsity Tutors. Series 6 courses allow you to receive resources and instruction that can address your study needs. Your time in a Series 6 class is focused around your needs and goals.
The Series 6 exam is also referred to as the Investment Company and Variable Contracts Products Representative Qualification Examination. Those who pass the exam are certified to become investment company and variable contracts products representatives. A Series 6 license certifies holders to pursue jobs such as financial advisors, investment advisors, and private bankers. A Series 6 class can help you to prepare by familiarizing you with the content and structure of the exam. Below is an overview of the structure of the Series 6 exam:
| Question Format | # Questions | Time Allowed | Passing Score | Corequisites |
| Multiple-Choice | 50 | 1 Hour and 30 Minutes | 70% | Security Industry Essentials (SIE) |
Series 6 courses take place online. Our Live Learning Platform allows you to meet for Series 6 classes from anywhere with an internet connection. Because commuting to meetings can make accessing private tutoring more difficult for some people, we offer our Live Learning Platform as a way for more people to experience Series 6 prep courses. When you register for a Series 6 prep course, we will connect you to a tutor who meets your availability as well as possible.
During a Series 6 prep class, you receive one-on-one attention from a skilled tutor. Your instructor can take time to help you make the most of your Series 6 prep course by attending to your learning style and giving helpful feedback. You can listen to expert lectures, watch video lessons that explain key concepts, read materials relevant to the content of the exam, or practice skills that the exam tests in Series 6 prep classes. Throughout any or all of these activities, you and your tutor can talk through what you are learning to help you absorb and process the information as well as possible. The feedback and focus on your learning style can help you to develop effective habits and confidence as you approach the exam.
Also, you are able to work with your Series 6 prep course instructor to develop a study plan for your time. You can do a little bit of study in a variety of areas of the exam, or you can focus on a couple of parts of the exam in greater depth. This flexibility stems from the fact that you are not required to work through an assigned syllabus in Series 6 prep courses. You are able to make decisions based on your needs and goals as you organize your Series 6 course. Below is a list of some of the topics you can work through during your Series 6 prep course.
Series 6 Topics (non-comprehensive)
- Standards and required approvals of public communications
- Prospectus requirements
- Regulation D offerings
- Account registration types
- Retirement plans and other tax advantaged accounts
- Information security and privacy regulations
- Essential facts regarding customers and customer relationships
- Circumstances for refusing or restricting activity in an account or closing accounts
- Balance sheet and methods of inventory valuation
- Equity securities
- Capital gains and losses
- Variable life insurance and annuity contracts
- Required disclosures on specific transactions
- Account closure procedures
- Orders, offerings and transactions in customer accounts
- Use of automated execution systems
- Erroneous reports, errors, cancels and rebills
Series 6 prep classes also give you the opportunity to devise test-taking strategies that help you to maximize your time on the exam. Test-taking strategies can help you answer questions more effectively and quickly. By increasing your familiarity with these strategies, you can feel more confident and prepared during the exam.
If you are interested in the benefits that Series 6 courses from Varsity Tutors can have for your preparation, contact an Educational Consultant today.
Natalie: Clarkstown Series 6 course instructor
...and brokerage firm one day. After having graduated Seton Hall, my varied experience has offered insight across the spectrum of financial advising, mortgage lending and real estate matters. On my free time I like to go cycling, volunteer locally and enjoy keeping up with the latest fashion trends and home decor. I also am part...
Education & Certification
- Seton Hall University - Bachelor in Arts, Political Science and Government
Subject Expertise
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- Insurance License
- Series 66
- +151 subjects
Chunhua: Clarkstown Series 6 course instructor
...and have consistently grown within the industry by enhancing my shills and obtaining additional licenses as well as taking on additional responsibilities. I am a people person who enjoys knowing and working with new people. I have positive and patient personality. I want share my insights to enhance a student's potential. Rich industries' experience. Skills...
Education & Certification
- Wuhan University - Bachelor of Science, Computer and Information Sciences, General
- Wuhan University - Doctor of Philosophy, Management Information Systems
Subject Expertise
- Series 6
- Series 66
- Real Estate License
- SEE - Special Enrollment Exam
- +7 subjects
Mark: Clarkstown Series 6 course instructor
...background is mostly a military Professional that can and will assist you on all levels of Chemistry; ASVAB subjects, Basic Math; Study Skills. My dedicated focus is on Science based subjects with multiple degrees to back up my knowledge; B. SCI Chemistry, MBA, M. SCI Pharmaceutical Sciences. If you are looking for answers in science,...
Education & Certification
- New Jersey Institute of Technology - Bachelor of Chemistry, Chemistry
- Rowan University - Master of Science, Pharmaceutical Sciences
Subject Expertise
- Series 6
- MPJE - Illinois
- IB Physics
- SAT Subject Test in United States History
- +224 subjects
Sebastian: Clarkstown Series 6 course instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- Series 6
- Series 66
- CAIA
- FRM
- +14 subjects
Mary: Clarkstown Series 6 course instructor
I am dedicated to creating a supportive and engaging learning environment where students feel confident to excel. My approach is tailored to each learner, breaking down complex ideas into simple, relatable steps. With a focus on building skills and self-assurance, I strive to make every session impactful and enjoyable. Together, we'll turn challenges into achievements.
Education & Certification
- Princeton University - Bachelor, Bachelor of Arts.
- Harvard University - Master's/Graduate, MSc. Mechanical Engineering
- State Certified Teacher
Subject Expertise
- Series 6
- FE - Fundamentals of Engineering - Civil Engineering
- NBDHE - National Board Dental Hygiene Examination
- EMT - Emergency Medical Technicians
- +1359 subjects
Jahlen: Clarkstown Series 6 course instructor
...that is dedicated to tutoring to the best of his abilities. Currently, specializes in tutoring the SIE exam, Series 6, Series 63. Tutors in a style that establishes a bridge between the material and common terms that are very understandable. I've received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- Series 6
- Insurance License
- SIE
- Series 63
- +1 subjects
Peter: Clarkstown Series 6 course instructor
...from Hofstra University and an MBA from Long Island University. I hold the CFP(Certified Financial Planner) and a ChFC(Charter Financial Consultant) designations. Since 2014 I have been an adjunct professor at Berkeley College in New York City teaching both onsite and online. I primarily teach the CFP courses but I have also taught undergraduate accounting...
Education & Certification
- Hofstra University - Bachelor in Business Administration, Finance
- Long Island University-C W Post Campus - Masters in Business Administration, Finance
Subject Expertise
- Series 6
- Series 22
- Series 53
- Series 57
- +18 subjects
Giustina: Clarkstown Series 6 course instructor
I am a test account.
Subject Expertise
- Series 6
- Series 65
- Real Estate License
- NCLEX
- +56 subjects
Myles: Clarkstown Series 6 course instructor
...University, I started my career in banking to pursue my love for finance. My professional journey in banking, investments, and business ownership, has led me to acquire the Series 7, 65, 63, SIE, and Life Insurance licenses. In addition, I am a Chartered Retirement Planning Counselor and Certified Financial Planner. Because of the study habits...
Education & Certification
- Lamar University - Bachelor in Arts, Communication, General
Subject Expertise
- Series 6
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- Series 63
- +4 subjects
Victoria: Clarkstown Series 6 course instructor
...Business Administration and I am a Certified Financial Planner. I also have several industry licenses; series 7, 66, 51, 24, and 2-15. I am passionate about personal financial literacy and have previously taught financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics,...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 6
- Insurance License
- Exam IFM - Investment and Financial Markets
- Series 24
- +35 subjects
Ben: Clarkstown Series 6 course instructor
...Lee University, receiving my Bachelor of Science in Healthcare Administration with a minor in biblical studies. During my time there, I traveled extensively and was involved in several social service clubs, campus choir, and I also volunteered my time at the local Boys and Girls club to assist the kiddos with their homework assignments. Upon...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- Series 6
- SIE
- Series 63
- Geography
- +45 subjects
Jarrett: Clarkstown Series 6 course instructor
...University of Phoenix. In 2012 I received my Master's in Business Administration and my life hasn't been the same since. After graduation I began a career in finance and banking. Along the way I have been a financial advisor, licensed stock broker, and a district executive for a regional bank. Currently I am working as...
Education & Certification
- University of Phoenix-Philadelphia Campus - Bachelor of Science, Management Science
- University of Phoenix-Philadelphia Campus - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 6
- Series 65
- Series 7
- Series 63
- +20 subjects
Hal: Clarkstown Series 6 course instructor
...(then NASD) creation and registration process. I attended what was then a week-long Brokers Option Course at the Chicago Board of Options and followed that as the designated options trader for a firm. I have over twenty years of teaching experience at the college and university level in addition to having served as a national...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 6
- Series 24
- SIE
- Series 27
- +171 subjects
Nancy: Clarkstown Series 6 course instructor
...subjects. As a college economics major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular...
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- Series 6
- Series 7
- Series 24
- Series 7 - General Securities Representative Exam (Stockbroker)
- +85 subjects
Peter: Clarkstown Series 6 course instructor
...the prime lead instructor for a Series 7 school years ago before publishing training manuals that became the big business we see today. My peers, other broker-dealers, had enough confidence in me to elect me to two different FINRA offices. One was regional office and the other a national position. I sat in on the...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- Series 6
- Series 23
- Series 15 - Foreign Currency Options Exam
- Series 87
- +42 subjects
Scot: Clarkstown Series 6 course instructor
...State University. I received my degree in Marketing in 2010 and became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- Series 6
- Series 63
- Series 24
- Series 4
- +12 subjects
Daniel: Clarkstown Series 6 course instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- Series 6
- CMA - Certified Management Accountant
- Series 7 - General Securities Representative Exam (Stockbroker)
- ChFC - Chartered Financial Consultant
- +25 subjects
Edward: Clarkstown Series 6 course instructor
...the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I coached basketball and football both at...
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- Series 6
- Series 24
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- +26 subjects
Hajra: Clarkstown Series 6 course instructor
...concentration in finance and statistics. In addition to that I also have over 9 years of professional experience, holding various positions within the finance sector. In my professional setting I have helped and trained fellow colleagues to pass the different FINRA exams. I understand the pressure of learning the materials and then passing the exams...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 6
- Series 65
- Series 82
- Series 27
- +9 subjects
Nicholas: Clarkstown Series 6 course instructor
Through almost a decade as a financial planner, I enjoy helping others enter the field and continue to develop their expertise. I tutor the Series 6, 63, 65 and 7 exams and the CFP Board exam.
Education & Certification
- Susquehanna University - Bachelor of Science, Finance
Subject Expertise
- Series 6
- Series 65
- Series 63
- SIE
- +8 subjects