If you're ready to invest in a formal Series 65 prep course, Varsity Tutors can place you in a private Series 65 class to help you reach for your professional ambitions. Series 65 (known as the Uniform Investment Adviser Law Examination) is a high-stakes exam required for investment professionals to earn a license to act as an Investment Adviser Representative in most states. Some of the broad topics covered include fiduciary duties, portfolio management, retirement planning, ethics, and legal regulations associated with the financial industry. If your test prep could use a boost, consider taking a Series 65 course today!
Many Series 65 prep courses begin by reviewing the structure of the exam. The chart provided below reveals the most important points about the test:
Series 65 Exam Format
| Question Format | # Questions | Time Allowed | Passing Score |
| Multiple-Choice | 130 | 180 Minutes | 72.3% |
A three-hour exam can feel pretty grueling, so you might want to take a few practice exams during a Series 65 prep class to help build up your mental stamina. Taking practice tests may also help you understand exactly what the test is asking you, as FINRA (Financial Industry Regulatory Authority) exams are known to write questions to intentionally mislead financial professionals.
Taking practice exams can also be a good way to identify your academic strengths as well as any areas of opportunity where you could improve. The list below includes some of the topics you may want to review in a Series 65 class:
Series 65 Topics (Non-Comprehensive)
- Business cycles
- Monetary and fiscal policies
- Income statements and balance sheets
- Time value of money concepts
- Valuation ratios
- Systematic risks
- Liquidation priorities
- Insured and demand deposits
- Asset-backed securities and corporate bonds
- Fixed income securities and their characteristics
- Nonqualified employee stock options
- Shareholder rights
- Technical analysis
- Mutual funds
- Sole proprietorships
If that seems like an intimidating list, know that private Series 65 prep classes can help you break it down into more digestible chunks. All of our Series 65 courses involve one-on-one test preparation with a private tutor, allowing you to study exactly what you need to. For instance, if you're confident with fixed income securities but have a harder time with non-qualified employee stock options, your sessions can concentrate on the stock options to help improve your study efficiency.
Likewise, working in a one-on-one environment ensures that any questions you have are addressed in a timely fashion. Many students also find it easier to ask for help in a private Series 65 course than a crowded classroom full of students.
Perhaps most importantly, Series 65 courses may be adapted to your unique needs. For example, visual learners may want to work with flashcards to remember all of the laws and regulations covered on the Series 65 exam, while an auditory learner might prefer to listen to a recording detailing the same information. Similarly, your instructor can take the time to really get to know you, potentially incorporating your outside interests into your study sessions to make them more engaging.
Varsity Tutors also works hard to make Series 65 classes as accessible as possible. All instruction takes place on our innovative Live Learning Platform, providing all of the benefits of face-to-face instruction without the logistical drawbacks of trying to meet up in person. We also try to match every student we work with to an expert instructor who can accommodate their scheduling needs for added flexibility.
If you would like to learn more about our Series 65 classes or are ready to enroll today, give us a call! Educational Directors are standing by to help you with any questions you may have.
Yue: Arlington Heights Series 65 course instructor
...through subjects like Accounting, Marketing, Business Fundamentals, or Mandarin, I'd love to work with you. Let's learn, grow, and achieve together! When I'm not tutoring, you'll find me exploring the outdoors on a hiking trail, discovering new food spots, or keeping up with the latest in fashion trends. These interests help me stay creative and...
Education & Certification
- The University of Adelaide - Master's/Graduate, Accounting and Marketing
Subject Expertise
- Series 65
- Series 7
- SIE
- Series 6
- +10 subjects
David: Arlington Heights Series 65 course instructor
Education & Certification
- University of Massachusetts-Dartmouth - Bachelor in Arts, Political Economy
Subject Expertise
- Series 65
- Series 6
- Series 24
- Series 10
- +16 subjects
Hajra: Arlington Heights Series 65 course instructor
...passing the exams in the allotted time frames given. I am passionate about helping people pass the professional exams and achieving their goals. I aim to be a resource to people, and letting them set the pace. I enjoy traveling when I can, either locally or internationally. Some of my favorite jaunts are those unassuming...
Education & Certification
- American International College - Bachelor of Science, Business Administration and Management
Subject Expertise
- Series 65
- Series 63
- Series 82
- Series 7
- +9 subjects
Chunhua: Arlington Heights Series 65 course instructor
...services have made me an effective communicator. Tutoring fulfills my passion of sharing my years of experiences and offering guidance to students. I am a visual learning and tutoring using illustrations and examples to improve the recall of information and concepts. I have hosted and participated in my speaking engagements both in public and corporate...
Education & Certification
- Wuhan University - Bachelor of Science, Computer and Information Sciences, General
- Wuhan University - Doctor of Philosophy, Management Information Systems
Subject Expertise
- Series 65
- Series 66
- Real Estate License
- NMLS - Nationwide Mortgage Licensing System
- +7 subjects
Kevin: Arlington Heights Series 65 course instructor
...for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space, I work with the student to help select mutually convenient locations. In my spare time, I enjoy biking, hiking, swimming, tennis, reading, movies, traveling, spending time with my family and...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- Series 65
- CPA
- Series 24
- Series 6
- +41 subjects
Claudio: Arlington Heights Series 65 course instructor
...candidate with diversified graduate-level education in econometrics, derivatives, corporate finance, economics and financial statement analysis. I am a team player, goal oriented, trustworthy. I am fluent in Spanish and English and I am the former President of the Latino Student Association at BYU- Hawaii. I have been educated in 3 different continents. Registered Representative (Series...
Education & Certification
- Brigham Young University-Hawaii - Bachelor of Science, Business Administration and Management
- Trinity College - Master of Science, Finance
Subject Expertise
- Series 65
- Series 66
- Series 63
- Series 6
- +34 subjects
Christopher: Arlington Heights Series 65 course instructor
...in university after being offered a position in the finance lab as a head tutor, and have since found that those skills have translated well to helping business students thrive at Varsity Tutors. While I also tutor other subjects including Spanish and College English, I have found working with professionals seeking designations or motivated college...
Education & Certification
- Middle Tennessee State University - Bachelor of Science, Finance
Subject Expertise
- Series 65
- CFA
- CPA
- College English
- +144 subjects
Mark: Arlington Heights Series 65 course instructor
...test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key is: HOW TO READ THE QUESTIONS and HOW TO STUDY FROM THE QUESTIONS. Bilingual in...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- Series 65
- Real Estate License
- Series 86
- SIE
- +73 subjects
Nhan: Arlington Heights Series 65 course instructor
...Corporate Strategies in August 2019. My primary areas of focus are Finra licensing, such as Series 7 and Series 65, along with Economics, Finance and General Accounting. I believe in a thorough and rational approach to learning, where individual problem can be tackle using all available resources. By identify what works for each student, I...
Education & Certification
- Ohio State University-Main Campus - Bachelor of Science, Applied Physics
- Ohio University-Main Campus - Master of Science, Applied Economics
Subject Expertise
- Series 65
- Series 9
- Series 63
- Series 10
- +78 subjects
Steven: Arlington Heights Series 65 course instructor
...have been a small business owner. I love the teaching and learning process. For several years I have taught skiing. Skiing is a superb example of a skill that can be broken down to basic components and mastered through practice, repetition, and awareness. This is how I approach teaching. Fundamentals are everything and learning happens...
Education & Certification
- The University of Montana - Bachelor in Business Administration, Finance
- Yale University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- Series 65
- Exam IFM - Investment and Financial Markets
- CFA
- SEE - Special Enrollment Exam
- +70 subjects
James: Arlington Heights Series 65 course instructor
...in finance, I was hired on Wall Street investment banking where I stayed until starting my own advisory firm 27 years ago, also during this time I started 9 start up companies in various industries. I love being with my family and grandchildren in my down time or traveling to major cities and reading.
Education & Certification
- University of Michigan-Dearborn - Bachelor in Arts, Business, General
Subject Expertise
- Series 65
- Series 56 - Proprietary Trader Qualification Exam
- Insurance License
- Intermediate Accounting
- +33 subjects
James: Arlington Heights Series 65 course instructor
As an adjunct professor of finance, I enjoy helping individuals find their way within the finance and business worlds. As a swimming coach, I enjoy helping individuals reach their goals. I am patient and kind and have been in your shoes. I am a strong tutor with the Series 65, 66, and 7.
Education & Certification
- Wittenberg University - Bachelor in Arts, Biology, General
- Baldwin-Wallace College - Masters in Business Administration, Business, General
Subject Expertise
- Series 65
- Series 10
- Series 86
- Insurance License
- +25 subjects
Dana: Arlington Heights Series 65 course instructor
Dana Johnson is a Business Instructor, Bitcoin enthusiast, Motivator, and a Financial Consultant who started his career in the music business after graduating from the American College of Switzerland. He also worked as a Financial Advisor for JP Morgan Chase, Merrill Lynch, and Santander Bank before starting his own firm Johnson Capital Global Advisory.
Education & Certification
- American College of Switzerland - Bachelor in Arts, Economics
- New York University - Master of Arts, Music Management and Merchandising
Subject Expertise
- Series 65
- Series 31
- Series 7 - General Securities Representative Exam (Stockbroker)
- Insurance License
- +27 subjects
Aleta: Arlington Heights Series 65 course instructor
...have passionately seen my primary role as an educator. This is equally important to me as a tutor. During my career, I obtained the Certified Series 7, 6, 63, and 65 and the Life, Health, Annuities and Variable Contracts Producer License within various states. I also hold an MBA in finance. I own a financial...
Education & Certification
- University of Miami - Bachelor in Arts, Public Relations
- Hampton University - Masters in Business Administration, Finance
Subject Expertise
- Series 65
- Series 66
- Series 6
- Insurance License
- +27 subjects
Raul: Arlington Heights Series 65 course instructor
...lies in fostering a supportive learning environment where I can help students achieve their academic and personal goals. I utilize a student-centered approach that emphasizes understanding individual learning styles, ensuring that each student feels valued and empowered. Beyond academics, I am an author on various subjects and enjoy exploring the arts, which enriches my teaching...
Education & Certification
- Tarleton State University - Bachelor in Arts, Music Teacher Education
- University of Nevada-Las Vegas - Master of Arts, Music
- Chapman University - Masters in Education, Education
- University of Nebraska-Lincoln - Doctor of Philosophy, Music
- Alfred University - Masters in Business Administration, Business, General
Subject Expertise
- Series 65
- TExES - Texas Examinations of Educator Standards
- CBEST - The California Basic Educational Skills Test
- SIE
- +24 subjects
Glenn: Arlington Heights Series 65 course instructor
...an exciting industry and it can change your life. I'm told that, when the conversation shifts to the markets, I light up and my enthusiasm comes to life. Having come from a family of educators and pastors, shifting into the education realm comes naturally to me. I've led think-tanks, served as a prison chaplain and...
Education & Certification
- Georgia State University - Bachelor in Business Administration, Finance
Subject Expertise
- Series 65
- Insurance License
- NMLS - Nationwide Mortgage Licensing System
- Personal Finance
- +6 subjects
Warrick: Arlington Heights Series 65 course instructor
When interacting with students I take an approach that focuses on allowing them to learn in a way that suits their learning style, whether visual or auditory. I make an earnest attempt to allow the student to learn in a fashion that...
Education & Certification
- The University of Florida - Bachelor in Business Administration, Finance
Subject Expertise
- Series 65
- Series 86
- Series 7
- Series 6
- +25 subjects
Stephen: Arlington Heights Series 65 course instructor
...my methods to accommodate different learning styles, whether through hands-on problem-solving or practical real-world applications. I find fulfillment in helping students grasp complex topics and develop their financial literacy, as I believe that knowledge is power. Additionally, my experience teaching children with special needs has honed my ability to connect with students of all ages....
Education & Certification
- Rollins College - Master's/Graduate, Business Adm/Finance
Subject Expertise
- Series 65
- Real Estate License
- Insurance License
- SIE
- +21 subjects
William: Arlington Heights Series 65 course instructor
...of Chicago, I spent four years tutoring High School students. I specialize in CFP certification, FINRA Series 65, Economics as well as Elementary Social Studies and High School World History. My teaching philosophy centers on creating a supportive and engaging learning environment where students feel empowered to ask questions and explore complex concepts. I am...
Education & Certification
- University of Chicago - Bachelor's, Economics
- Regis University - Master's/Graduate, Data Science
Subject Expertise
- Series 65
- Series 7
- CFP
- Microeconomics
- +9 subjects
Roman: Arlington Heights Series 65 course instructor
...I've passed all of them on the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others understand the concepts needed to pass these exams. Finance is a great field to work in, so I truly enjoy whenever I'm able to help someone pass their exams! My...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- Series 65
- Series 66
- Series 63
- Series 7
- +60 subjects