Financial Risk Types

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CPA Business Environment and Concepts (BEC) › Financial Risk Types

Questions 1 - 6
1

A financial institution is looking to assess its investment portfolio's exposure to price changes. Which of the following techniques would most likely be employed by the institution?

Market value at risk analysis

Cash flow at risk analysis

Back testing analysis

Earnings at risk analysis

Explanation

Price risk is the exposure that an investor has to a decline in the value of a portfolio or individual securities. Being able to understand the value at risk is an important step in managing price risk.

2

Portfolio managers develop portfolios of different investments to combine, offset, and thereby reduce overall risk. However, not all risks can be eliminated by development of a portfolio. Risks that cannot be eliminated through diversification are called:

Firm-specific risks

Unsystematic risks

Systematic risks

Non-market risks

Explanation

Risk that cannot be mitigated by diversification is known as systematic risk.

3

Which of the following types of risk can be reduced by diversification?

Inflation

Recessions

Labor strikes

High interest rates

Explanation

This risk can be mitigated by diversification. This form of risk is also known as unsystematic risk.

4

Managers who anticipate greater return for greater risk are referred to as having what attitude toward risk?

Risk indifferent

Risk seeking

Risk averse

Cautious

Explanation

This behavior describes managers who demand more return on an investment as risk increases.

5

If an investor's certainty equivalent is greater than the expected value of an investment alternative, the investor is said to be:

Risk seeking

Risk averse

Cautious

Risk indifferent

Explanation

If an investor is seeking lower return for higher risk, he is risk seeking.

6

The numerator for the inventory turnover formula is:

COGS

COGM

Ending inventory

None of the above

Explanation

The inventory turnover ratio is used to determine how effectively an entity can manage its inventory. COGS is relevant to determine this.

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