All questions
Question 1
A defendant committed a crime at a time when the punishment was a mandatory sentence of 10 years in prison. Before he was sentenced, the legislature amended the law, reducing the punishment to a discretionary range of 3 to 7 years. At sentencing, the judge announced her intention to sentence the defendant to 4 years under the new, more lenient law. The prosecutor objects, arguing that the law in effect at the time of the offense must be applied.
Is the prosecutor's objection constitutionally sound? Select one.
- Yes, because the Ex Post Facto Clause requires symmetrical application; neither the state nor the defendant can benefit from a retroactive change in the law.
- Yes, because the legislature cannot retroactively reduce a sentence without violating the separation of powers.
- No, because the defendant has a due process right to be sentenced under the most lenient law available at the time of sentencing.
- No, because the Ex Post Facto Clause only prohibits retroactive laws that are punitive and disadvantageous to an offender. (correct answer)
Explanation: When you encounter questions about retroactive changes in criminal law, focus on the Ex Post Facto Clause, which protects defendants from unfair retroactive punishment but has specific directional limitations.
The Ex Post Facto Clause prohibits laws that retroactively harm criminal defendants, but it doesn't prevent the application of laws that benefit them. The clause is designed as a shield for defendants, not a sword for prosecutors. When a legislature reduces penalties after a crime is committed but before sentencing, courts can apply the more lenient punishment because doing so doesn't violate the constitutional prohibition—it actually aligns with the clause's protective purpose.
Option A misunderstands the Ex Post Facto Clause by suggesting it requires "symmetrical application." The clause is intentionally asymmetrical—it only protects against retroactive laws that disadvantage defendants, not those that help them.
Option B incorrectly invokes separation of powers. The legislature has the authority to change sentencing laws, and courts routinely apply updated statutes when they're more favorable to defendants. This isn't a separation of powers violation.
Option C creates a non-existent due process right. While defendants can benefit from more lenient laws enacted before sentencing, there's no constitutional right requiring application of the most favorable law available.
Option D correctly identifies that the Ex Post Facto Clause is a one-way protection—it only bars retroactive laws that are "punitive and disadvantageous" to offenders.
Remember: Ex post facto protection flows in one direction only—toward the defendant. Laws that retroactively benefit defendants don't violate constitutional principles; they support them.
Question 2
A city enacted an ordinance that imposed a $10,000 "public safety impact fee" on any individual convicted of driving under the influence (DUI). The ordinance stated it applied to any DUI convictions entered after its effective date, regardless of when the offense occurred. A man, who committed a DUI six months before the ordinance was passed, was convicted one week after it took effect. The city then assessed the $10,000 fee against him. The legislative history of the ordinance is filled with statements from city council members about the need to "impose harsh penalties to deter drunk driving."
What is the man's strongest constitutional argument for challenging the fee? Select one.
- The fee is an unconstitutional taking of property without just compensation.
- The fee is an excessive fine in violation of the Eighth Amendment.
- The fee violates procedural due process because it was imposed automatically without a separate hearing to determine his ability to pay.
- The fee violates the Ex Post Facto Clause because its punitive nature and retroactive application constitute an additional punishment for a past offense. (correct answer)
Explanation: When you encounter a question about fees or penalties imposed after conviction, immediately consider whether the government is trying to retroactively punish past conduct. The Ex Post Facto Clause prohibits laws that increase punishment for crimes committed before the law's enactment.
Here, the key facts are that the man committed his DUI six months before the ordinance passed, but was convicted afterward. The ordinance explicitly applies to post-enactment convictions regardless of when the offense occurred. The legislative history reveals the city's punitive intent—council members wanted to "impose harsh penalties to deter drunk driving." This language, combined with the substantial $10,000 amount, demonstrates the fee's punitive rather than regulatory nature. Since it retroactively adds punishment to conduct that occurred before the law existed, it violates the Ex Post Facto Clause.
Choice A fails because the Takings Clause requires compensation for government appropriation of private property for public use—this fee isn't taking property for public use. Choice B is weak because $10,000, while substantial, likely doesn't reach the "grossly disproportionate" standard for Eighth Amendment excessive fines violations. Choice C misses the mark because procedural due process focuses on fair procedures, and there's no constitutional requirement for separate ability-to-pay hearings for criminal penalties.
Study tip: When you see retroactive application of criminal penalties or fees with punitive language in the legislative history, Ex Post Facto should be your first consideration. Look for the timing: when was the crime committed versus when was the law passed?
Question 3
A defendant committed a burglary on May 10. At that time, the statutory maximum sentence for the offense was 15 years. On June 20, before the defendant's trial, the state legislature amended the sentencing statute, increasing the maximum sentence for that class of burglary to 25 years. The defendant was convicted in August and, based on the amended statute, the judge sentenced him to 20 years in prison.
What is the defendant's strongest constitutional argument for challenging his sentence on appeal? Select one.
- The sentence violates the Eighth Amendment's prohibition on cruel and unusual punishment.
- The sentence is an unconstitutional ex post facto law because it imposes a punishment greater than the one prescribed when the crime was committed. (correct answer)
- The sentence violates the defendant's right to procedural due process because he was not given notice of the increased penalty at the time of the offense.
- The sentence is unconstitutional because it was imposed by a judge rather than a jury, in violation of the Sixth Amendment.
Explanation: The correct answer is B. The Ex Post Facto Clause forbids a state from retroactively increasing the punishment for a crime. The defendant's crime was committed when the maximum punishment was 15 years. Applying the new, higher maximum of 25 years and imposing a 20-year sentence violates this prohibition. The punishment is measured by the law in effect at the time the offense was committed.
Question 4
A defendant was indicted for a complex financial crime that involved activities in three different counties. At the time the crime was committed, state law required that the trial take place in any one of the counties where an element of the offense occurred. Before trial, the legislature enacted a law allowing the state's chief justice to consolidate complex, multi-county cases into a single trial in the state capital for judicial efficiency. The defendant's case was moved to the state capital, a venue known to have jury pools more hostile to 'white-collar' defendants.
The defendant brings an ex post facto challenge to the change in venue. What is the likely outcome of his challenge? Select one.
- It will likely succeed, because being tried in a less favorable venue is a substantial disadvantage that alters his legal position.
- It will likely succeed, because the law deprives him of the right to be tried in a venue that was fixed at the time of his offense.
- It will likely fail, because the state's interest in judicial economy outweighs any minimal prejudice to the defendant.
- It will likely fail, because a change in venue is considered a procedural modification and not an alteration of a substantial personal right. (correct answer)
Explanation: Ex post facto challenges arise when defendants claim that new laws retroactively disadvantage them. The key distinction is between laws that alter substantive rights versus those that merely change procedures.
The correct answer is D because venue changes are considered procedural modifications rather than alterations of substantial personal rights. Courts generally classify venue rules as procedural because they concern where a trial occurs, not the elements of the offense, available defenses, or potential punishments. Even though the defendant faces a potentially less favorable jury pool, this doesn't transform a procedural change into a substantive one that violates ex post facto protections.
Answer A is incorrect because not every disadvantage to a defendant constitutes an ex post facto violation. The law must alter substantial rights, and venue is procedural. Answer B fails because there's no constitutional right to have venue permanently fixed at the time of the offense - venue rules can be modified like other procedural rules. Answer C uses incorrect analysis by applying a balancing test between state interests and defendant prejudice, but ex post facto analysis focuses on whether the law changes substantive versus procedural rights, not on weighing competing interests.
When you encounter ex post facto questions, always ask whether the new law changes the substance of what conduct is criminal, what defenses are available, or what punishments can be imposed. If it only changes how or where the case is processed, it's likely procedural and permissible even when applied retroactively.
Question 5
In 2016, a person engaged in an act of financial fraud. At that time, the statute of limitations for prosecuting this crime was five years. In 2022, after the five-year period had expired without any charges being filed, the legislature enacted a new law that extended the statute of limitations for financial fraud to eight years and expressly applied the extension to crimes for which the previous limitation period had already run. The next month, a prosecutor filed charges against the person for the 2016 fraud.
What is the person's best defense to the prosecution? Select one.
- The prosecution is barred by the doctrine of laches because of the state's unreasonable delay in filing charges.
- The prosecution is barred by the Ex Post Facto Clause because the new law retroactively deprives the person of a complete defense that had already vested. (correct answer)
- The prosecution is permitted because statutes of limitation are procedural rules that the legislature can modify retroactively.
- The prosecution is permitted because the state has a compelling interest in prosecuting financial crimes that outweighs the defendant's reliance on the old statute.
Explanation: The correct answer is B. A law that revives a previously time-barred criminal prosecution violates the Ex Post Facto Clause. Once the statute of limitations has run, the defendant has a complete defense to prosecution. A new law that retroactively removes that defense is considered a prohibited ex post facto law because it deprives the defendant of a protection that was available when the statutory period expired.
Question 6
A state legislature, concerned about the growing popularity of a particular herbal supplement, passed a law on July 1 making it a Class C misdemeanor to sell the supplement. The law went into effect immediately. A shop owner was later charged with violating the statute. At trial, the prosecution presented evidence that the shop owner had sold the supplement on June 15 of the same year. The shop owner moved to dismiss the charge.
How should the court rule on the shop owner's motion to dismiss? Select one.
- Grant the motion, because prosecuting the shop owner for conduct that was legal when it occurred violates the Ex Post Facto Clause. (correct answer)
- Grant the motion, because the law violates the shop owner's substantive due process rights to engage in a lawful occupation.
- Deny the motion, because the state has broad police power to regulate products for the health and safety of its citizens.
- Deny the motion, because the shop owner's continued sale of other products after the law was passed demonstrated a criminal intent.
Explanation: The correct answer is A. The Ex Post Facto Clause of the U.S. Constitution (Article I, Section 10) prohibits states from passing any law that retroactively makes a previously innocent act criminal. Here, the shop owner's sale of the supplement occurred on June 15, before the law making it illegal was passed on July 1. Prosecuting him for this past conduct is a classic violation of the Ex Post Facto Clause.
Question 7
A defendant committed a crime at a time when the punishment was a mandatory sentence of 10 years in prison. Before he was sentenced, the legislature amended the law, reducing the punishment to a discretionary range of 3 to 7 years. At sentencing, the judge announced her intention to sentence the defendant to 4 years under the new, more lenient law. The prosecutor objects, arguing that the law in effect at the time of the offense must be applied.
Is the prosecutor's objection constitutionally sound? Select one.
- Yes, because the Ex Post Facto Clause requires symmetrical application; neither the state nor the defendant can benefit from a retroactive change in the law.
- Yes, because the legislature cannot retroactively reduce a sentence without violating the separation of powers.
- No, because the defendant has a due process right to be sentenced under the most lenient law available at the time of sentencing.
- No, because the Ex Post Facto Clause only prohibits retroactive laws that are punitive and disadvantageous to an offender. (correct answer)
Explanation: When you encounter questions about retroactive changes in criminal law, focus on the Ex Post Facto Clause, which protects defendants from unfair retroactive punishment but has specific directional limitations.
The Ex Post Facto Clause prohibits laws that retroactively harm criminal defendants, but it doesn't prevent the application of laws that benefit them. The clause is designed as a shield for defendants, not a sword for prosecutors. When a legislature reduces penalties after a crime is committed but before sentencing, courts can apply the more lenient punishment because doing so doesn't violate the constitutional prohibition—it actually aligns with the clause's protective purpose.
Option A misunderstands the Ex Post Facto Clause by suggesting it requires "symmetrical application." The clause is intentionally asymmetrical—it only protects against retroactive laws that disadvantage defendants, not those that help them.
Option B incorrectly invokes separation of powers. The legislature has the authority to change sentencing laws, and courts routinely apply updated statutes when they're more favorable to defendants. This isn't a separation of powers violation.
Option C creates a non-existent due process right. While defendants can benefit from more lenient laws enacted before sentencing, there's no constitutional right requiring application of the most favorable law available.
Option D correctly identifies that the Ex Post Facto Clause is a one-way protection—it only bars retroactive laws that are "punitive and disadvantageous" to offenders.
Remember: Ex post facto protection flows in one direction only—toward the defendant. Laws that retroactively benefit defendants don't violate constitutional principles; they support them.
Question 8
You are representing a client who was convicted of a state crime committed on March 1. At that time, the state had a mandatory sentencing guidelines system that prescribed a sentencing range of 4 to 6 years for the offense. On April 1, the state legislature amended the law, making the mandatory range for the same offense 7 to 9 years. Your client was sentenced on May 1. The judge applied the new guidelines and imposed a sentence of eight years.
On appeal, which of the following arguments presents the strongest basis for challenging your client's sentence? Select one.
- The application of the new mandatory guidelines violates the Ex Post Facto Clause by retroactively increasing the punishment for the crime. (correct answer)
- The sentence is procedurally unreasonable because the judge failed to consider mitigating factors that would have justified a downward departure.
- The mandatory guidelines system itself is unconstitutional because it infringes on the judiciary's inherent authority to sentence defendants.
- The sentence constitutes cruel and unusual punishment because it is disproportionate to the crime committed.
Explanation: The correct answer is A. A retroactive increase in a mandatory sentencing range is a clear violation of the Ex Post Facto Clause. The law in effect at the time of the offense dictates the permissible punishment. Because the mandatory range was 4-6 years when the client committed the crime, applying the new, harsher range of 7-9 years constitutes an unconstitutional increase in punishment.
Question 9
In 2016, a person engaged in an act of financial fraud. At that time, the statute of limitations for prosecuting this crime was five years. In 2022, after the five-year period had expired without any charges being filed, the legislature enacted a new law that extended the statute of limitations for financial fraud to eight years and expressly applied the extension to crimes for which the previous limitation period had already run. The next month, a prosecutor filed charges against the person for the 2016 fraud.
What is the person's best defense to the prosecution? Select one.
- The prosecution is barred by the doctrine of laches because of the state's unreasonable delay in filing charges.
- The prosecution is barred by the Ex Post Facto Clause because the new law retroactively deprives the person of a complete defense that had already vested. (correct answer)
- The prosecution is permitted because statutes of limitation are procedural rules that the legislature can modify retroactively.
- The prosecution is permitted because the state has a compelling interest in prosecuting financial crimes that outweighs the defendant's reliance on the old statute.
Explanation: The correct answer is B. A law that revives a previously time-barred criminal prosecution violates the Ex Post Facto Clause. Once the statute of limitations has run, the defendant has a complete defense to prosecution. A new law that retroactively removes that defense is considered a prohibited ex post facto law because it deprives the defendant of a protection that was available when the statutory period expired.
Question 10
In March, a man used his car to transport illegal narcotics. In June, the state legislature passed a new statute authorizing the civil forfeiture of any vehicle used to facilitate a drug trafficking offense. The law specified that it applied to any property so used within the past calendar year. In August, the state initiated a civil forfeiture action against the man's car based on his actions in March.
The man challenges the forfeiture, arguing it is an unconstitutional ex post facto law. Is his challenge likely to prevail? Select one.
- Yes, because the forfeiture of his car is a direct financial penalty that increases the punishment for his past criminal conduct.
- Yes, because the law explicitly states its retroactive application, which is forbidden for any punitive measure.
- No, because the forfeiture action is an in rem proceeding against the property itself, which is not entitled to ex post facto protection.
- No, because civil asset forfeiture has generally been treated by courts as a remedial, non-punitive measure outside the scope of the Ex Post Facto Clause. (correct answer)
Explanation: The correct answer is D. While it appears punitive, the Supreme Court has generally characterized civil in rem forfeiture statutes as remedial rather than punitive. The theory is that the government is remedying the harm caused by the property's use in a crime, rather than punishing the owner. Because the measure is deemed non-punitive, the Ex Post Facto Clause does not apply, even if the forfeiture is based on conduct that occurred before the law's enactment.
Question 11
A lawful permanent resident of the United States was convicted of tax fraud in 2018. At the time, this offense was not a ground for deportation. In 2023, Congress passed a new immigration law that made any conviction for a crime involving fraud a deportable offense, and the law explicitly applied to convictions that occurred before its enactment. The government subsequently initiated removal proceedings against the resident based solely on his 2018 conviction.
The resident argues that the 2023 law is an unconstitutional ex post facto law. What is the likely outcome of his argument? Select one.
- Success, because the law retroactively attaches a new, severe penalty to his past criminal conduct.
- Success, because the law's explicit retroactivity demonstrates a punitive intent prohibited by the Constitution.
- Failure, because the Supreme Court has consistently held that deportation is a civil, not criminal, proceeding, and the Ex Post Facto Clause does not apply. (correct answer)
- Failure, because Congress's plenary power over immigration matters allows it to override constitutional protections such as the Ex Post Facto Clause.
Explanation: The correct answer is C. The Ex Post Facto Clause applies only to criminal punishments, not to civil sanctions. The Supreme Court has long characterized deportation as a civil administrative proceeding rather than a criminal penalty. Therefore, a law that makes past criminal conduct a new ground for deportation is not considered an unconstitutional ex post facto law.
Question 12
An inmate is serving a sentence for a crime committed in 2010. Under the law in effect at that time, he was entitled to a parole hearing every two years. In 2022, the state legislature amended the parole statutes, changing the frequency of hearings for his class of offenders to every five years. The parole board applied the new statute to the inmate, canceling his hearing scheduled for 2023 and rescheduling it for 2026.
What is the inmate's strongest constitutional challenge to the application of the amended parole law? Select one.
- The amended law violates his procedural due process rights by denying him a timely opportunity to be heard.
- The amended law is a permissible procedural change that does not alter his substantive rights, as parole is a matter of legislative grace.
- The amended law violates the Ex Post Facto Clause because it creates a significant risk of prolonging his incarceration, thus increasing his punishment. (correct answer)
- The amended law violates the Equal Protection Clause by treating him differently than offenders who were granted parole before the law changed.
Explanation: The correct answer is C. A law that alters parole eligibility rules and creates a sufficient risk of increasing the measure of punishment attached to the original crime can violate the Ex Post Facto Clause. While procedural, a change that significantly delays an opportunity for release can be seen as making the punishment more onerous. The Supreme Court has held that such changes can be unconstitutional ex post facto laws if they create a significant risk of prolonging incarceration.
Question 13
A defendant committed a crime in 2022. Prior to his trial in 2023, a new statute made several changes to criminal procedure and sentencing. The new statute, as applied to the defendant, (1) increased the statutory maximum fine from $5,000 to $10,000, (2) changed the number of peremptory challenges available to the defense from ten to seven, and (3) eliminated a requirement that the state provide the defense with a list of its witnesses ten days before trial.
Which aspect of the new statute provides the defendant with the strongest basis for an ex post facto challenge? Select one.
- The increase in the statutory maximum fine. (correct answer)
- The reduction in the number of peremptory challenges.
- The elimination of the witness list requirement.
- The combination of all three changes, which collectively disadvantage the defendant.
Explanation: The correct answer is A. The clearest violation of the Ex Post Facto Clause among the choices is the increase in the maximum fine. A law that increases the potential punishment for a crime after it has been committed is a core example of a prohibited ex post facto law. The other changes (B and C) are more likely to be considered procedural and not affecting substantial rights, making them weaker grounds for an ex post facto challenge.
Question 14
On January 15, a man broke into a commercial warehouse during the daytime and stole equipment. At that time, the state's burglary statute defined the crime as "breaking and entering the dwelling of another at nighttime with intent to commit a felony therein." On February 1, the legislature amended the statute to include breaking and entering any building, not just dwellings, at any time of day. The prosecutor then charged the man with burglary under the amended statute for his actions on January 15.
What is the most likely outcome of the burglary charge? Select one.
- Conviction, because the amendment was a clarification of the legislature's original intent to cover all theft-related entries.
- Conviction, because the man could be charged with other crimes like theft and trespass, so a burglary conviction is not prejudicial.
- Dismissal, because applying the expanded definition of burglary to the man's prior conduct would violate the Ex Post Facto Clause. (correct answer)
- Dismissal, because the prosecution cannot prove the 'nighttime' element required for a common law burglary conviction.
Explanation: The correct answer is C. The man's conduct on January 15 did not meet the definition of burglary at the time it was committed (it was a commercial building, not a dwelling, and it was during the daytime). The legislature's subsequent amendment expanded the definition of the crime. Applying this new, broader definition retroactively to the man's conduct would be an unconstitutional ex post facto law, as it would criminalize an act that was not the crime of burglary when performed.
Question 15
On January 15, a man broke into a commercial warehouse during the daytime and stole equipment. At that time, the state's burglary statute defined the crime as "breaking and entering the dwelling of another at nighttime with intent to commit a felony therein." On February 1, the legislature amended the statute to include breaking and entering any building, not just dwellings, at any time of day. The prosecutor then charged the man with burglary under the amended statute for his actions on January 15.
What is the most likely outcome of the burglary charge? Select one.
- Conviction, because the amendment was a clarification of the legislature's original intent to cover all theft-related entries.
- Conviction, because the man could be charged with other crimes like theft and trespass, so a burglary conviction is not prejudicial.
- Dismissal, because applying the expanded definition of burglary to the man's prior conduct would violate the Ex Post Facto Clause. (correct answer)
- Dismissal, because the prosecution cannot prove the 'nighttime' element required for a common law burglary conviction.
Explanation: The correct answer is C. The man's conduct on January 15 did not meet the definition of burglary at the time it was committed (it was a commercial building, not a dwelling, and it was during the daytime). The legislature's subsequent amendment expanded the definition of the crime. Applying this new, broader definition retroactively to the man's conduct would be an unconstitutional ex post facto law, as it would criminalize an act that was not the crime of burglary when performed.
Question 16
An inmate was sentenced to 20 years in prison for a crime committed in 2015. Under the law then in effect, inmates could earn 'good time' credits, reducing their sentences by up to 25% for good behavior. In 2023, after the inmate had already accrued substantial credits, the legislature passed a law that retroactively canceled all good time eligibility for inmates convicted of his specific crime. This action extended the inmate's incarceration by nearly five years.
Does the new law canceling good time credits violate the Ex Post Facto Clause as applied to this inmate? Select one.
- No, because the inmate's original 20-year sentence was not formally altered by the new legislation.
- No, because the opportunity to earn good time credits is a privilege granted by the state, not a constitutionally protected right.
- Yes, because the law retroactively makes the punishment for his crime more burdensome by rescinding his eligibility for sentence-reducing credits. (correct answer)
- Yes, but only because it took away credits already earned; it could constitutionally prevent the earning of future credits.
Explanation: The correct answer is C. The Supreme Court has held that a law that retroactively reduces or eliminates the opportunity to earn sentence-reducing credits violates the Ex Post Facto Clause. Such a law makes the punishment for a crime more onerous than it was when the crime was committed. It effectively increases the quantum of punishment by lengthening the inmate's time in prison.
Question 17
At the time a defendant committed armed robbery, the penalty was an indeterminate sentence of 5 to 25 years, with parole eligibility after 5 years. Before his trial, the legislature abolished parole and converted the sentence for armed robbery to a determinate term of 15 years. After conviction, the defendant was sentenced to the new 15-year determinate term. He argues this is an ex post facto violation because under the old system, he might have been released on parole after only 5 years.
What is the defendant's best argument that the new sentencing scheme is an unconstitutional ex post facto law as applied to him? Select one.
- The new law creates a sufficient risk of increased punishment by eliminating the possibility of earlier release through parole. (correct answer)
- The new law violates ex post facto principles even though the 15-year sentence falls within the original 5-to-25-year range.
- Any alteration in a sentencing scheme after the commission of an offense violates the Ex Post Facto Clause regardless of severity.
- The elimination of parole eligibility constitutes a fundamental change in the nature of the punishment imposed.
Explanation: The correct answer is A. A law violates the Ex Post Facto Clause if it creates a sufficient risk of increasing the measure of punishment. By changing the sentence from one with a possibility of parole after 5 years to a fixed 15-year term with no possibility of parole, the new law eliminates the opportunity for earlier release. This makes the punishment more onerous and is a valid basis for an ex post facto challenge, as it removes a form of leniency that was available at the time of the offense.
Question 18
A state legislature, concerned about the growing popularity of a particular herbal supplement, passed a law on July 1 making it a Class C misdemeanor to sell the supplement. The law went into effect immediately. A shop owner was later charged with violating the statute. At trial, the prosecution presented evidence that the shop owner had sold the supplement on June 15 of the same year. The shop owner moved to dismiss the charge.
How should the court rule on the shop owner's motion to dismiss? Select one.
- Grant the motion, because prosecuting the shop owner for conduct that was legal when it occurred violates the Ex Post Facto Clause. (correct answer)
- Grant the motion, because the law violates the shop owner's substantive due process rights to engage in a lawful occupation.
- Deny the motion, because the state has broad police power to regulate products for the health and safety of its citizens.
- Deny the motion, because the shop owner's continued sale of other products after the law was passed demonstrated a criminal intent.
Explanation: The correct answer is A. The Ex Post Facto Clause of the U.S. Constitution (Article I, Section 10) prohibits states from passing any law that retroactively makes a previously innocent act criminal. Here, the shop owner's sale of the supplement occurred on June 15, before the law making it illegal was passed on July 1. Prosecuting him for this past conduct is a classic violation of the Ex Post Facto Clause.
Question 19
You are representing a client who was convicted of a state crime committed on March 1. At that time, the state had a mandatory sentencing guidelines system that prescribed a sentencing range of 4 to 6 years for the offense. On April 1, the state legislature amended the law, making the mandatory range for the same offense 7 to 9 years. Your client was sentenced on May 1. The judge applied the new guidelines and imposed a sentence of eight years.
On appeal, which of the following arguments presents the strongest basis for challenging your client's sentence? Select one.
- The application of the new mandatory guidelines violates the Ex Post Facto Clause by retroactively increasing the punishment for the crime. (correct answer)
- The sentence is procedurally unreasonable because the judge failed to consider mitigating factors that would have justified a downward departure.
- The mandatory guidelines system itself is unconstitutional because it infringes on the judiciary's inherent authority to sentence defendants.
- The sentence constitutes cruel and unusual punishment because it is disproportionate to the crime committed.
Explanation: The correct answer is A. A retroactive increase in a mandatory sentencing range is a clear violation of the Ex Post Facto Clause. The law in effect at the time of the offense dictates the permissible punishment. Because the mandatory range was 4-6 years when the client committed the crime, applying the new, harsher range of 7-9 years constitutes an unconstitutional increase in punishment.
Question 20
A physician was convicted of a felony unrelated to her medical practice ten years ago. At the time, state law permitted the medical board to suspend or revoke a license for a felony conviction but did not mandate it. Last month, the legislature amended the law to require automatic, permanent revocation of the medical license of any physician ever convicted of a felony. Citing the new law, the state medical board summarily revoked the physician's license.
The physician challenges the revocation as an unconstitutional ex post facto punishment. What is the medical board's strongest defense? Select one.
- The physician's original felony conviction demonstrated a lack of good moral character, which is a continuing basis for revocation.
- License revocation is a civil, regulatory measure to protect public safety and professional standards, not a criminal punishment. (correct answer)
- The state's interest in regulating the medical profession is a compelling government interest that justifies the retroactive law.
- The physician had no vested property right in her medical license, so it can be revoked by the state at any time.
Explanation: The correct answer is B. The Ex Post Facto Clause applies to criminal punishment, not civil, regulatory sanctions. The revocation of a professional license is consistently treated by courts as a civil measure designed to protect the public, not to punish the licensee for past crimes. Therefore, applying a new, harsher license revocation standard retroactively does not violate the Ex Post Facto Clause.