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The Series 7 exam goes by several names, including the General Securities Representative Exam, GSRE, and simply GS. Regardless of what it's called, the Series 7 is a difficult test that measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities representative. These functions include the sale of corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options, and government securities. If you could use some help in your test prep, Varsity Tutors can help you find an experienced Series 7 tutor who can assist you.
The Series 7 consists of 125 multiple-choice questions administered over 225 minutes. Topics covered include Seeking Business for the Broker-Dealer from Customers and Potential Customers (7%), Opening Accounts After Obtaining and Evaluating Customers' Financial Profile and Investment Objectives (9%), Providing Customers With Information About Investments, Making Suitable Recommendations, Transferring Assets, and Maintaining Appropriate Records (73%), and Obtaining and Verifying Customers' Purchase and Sale Instructions and Agreements; Processing, Completing, and Confirming Transactions (11%).